Simulation of performance differences between offshore and land-based photovoltaic systems
Abstract
The purpose of this study is to model, simulate, and compare the performance of a photovoltaics system on land and at sea. To be able to have a fair comparison the effect of sea waves, wind speed and relative humidity are considered in this model. The sea waves are modeled in the frequency domain, using a wave spectrum. The irradiation on a tilted surface for a floating system is calculated considering the tilt angle that is affected by the sea waves. Moreover, the temperature is estimated based on heat transfer theory and the natural cooling system for both floating and land-based photovoltaic systems. Actual measured weather data from two different locations, one located at Utrecht University campus and the other one on the North Sea, are used to simulate the systems, thus making the comparison possible. Energy yield is calculated for these weather conditions. The results show that the relative annual average output energy is about 12.96% higher at sea compared with land. However, in some months, this relative output energy increases up to 18% higher energy yield at sea.
1 INTRODUCTION
Photovoltaic (PV) solar energy generation capacity has been increasing significantly in the past decade. Its contribution to global electricity supply in 2018 was with 600 TWh almost 2.4%, which is predicted to increase to 22% in 2025, with potential up to 70% (40,000 TWh) in 2050.1, 2 However, development of large utility-scale PV system installations is limited due to (i) the cost and availability of land, (ii) decrease of efficiency at high operating PV cell temperature, and also (iii) potential environmental impact including biodiversity.3 Therefore, a strong motivation is emerging for introducing both building-integrated PV (BIPV) and floating PV systems, both onshore and offshore.4 Offshore PV systems are categorized into installations (i) for ships, (ii) as floating PV (FPV), and (iii) on islands. In this study, we will focus on offshore FPV systems and their challenges.
Installation of FPV systems on water firstly saves land that may be otherwise implemented for agricultural use, and secondly, the natural cooling potential of the water body may enhance PV performance, due to higher level of wind speeds offshore, along with the presence of water. In addition to these advantages, a lower amount of obstacles causing shading loss and a lower amount of dust compared with land-based PV (LBPV) systems are further advantages. Moreover, due to the fact that more than 50% of the entire world population lives within 100 km of an oceanic coast, an FPV system installed on sea can be conveniently located to supply energy to these regions.5, 6 Also the extracted energy from FPV systems could be a great supply for offshore platforms and ships and would cancel out 3% global green house gas emission from them.6 All this is leading to FPV systems becoming a hot topic of research at the moment.
FPV systems are categorized in four main groups with respect to their supportive structures7: (1) thin film: no strong pontoon is required as the supporting structure due to low weight of the thin film modules; (2) submerged: it might be installed with or without pontoon; (3) tilted arrays: needs rigid pontoons; and (4) a new approach using microencapsulated phase change material (MEPCM)-based pontoon modules. In Trapani8 and Trapani and Redón Santafé,9 many different FPV systems that are built between 2007 and 2013 are reviewed. The common benefits from these installations were identified as (i) reducing water evaporation from the reservoir/pond on which these systems are located and (ii) decreased algal growth. It should be taken into consideration that none of the reviewed research projects was installed at sea or ocean. The following seven different factors may indicate if an FPV system is designed optimally: modularity, flexibility, robustness, safety, optimum supportive structure size, simplicity of installation, and minimizing the final costs.10
One of the FPV projects that fulfills all the mentioned factors above is the SERIS (Solar Energy Research Institute of Singapore) project located in Tengeh, Singapore.11 In a comparison between the FPV system of this project and the typical rooftop-mounted PV (RPV) systems in Singapore, it was concluded that the module temperature of the FPV system is generally 5°C to 10°C lower than the RPV systems. As a consequence, the performance ratio is around 10% above that of the RPV system in Singapore. In a research project in South Korea, a 100-kW FPV system is compared with normalized data from a 1-MW land-based PV system on a close-by location.12 The FPV system was installed over the Hapcheondam reservoir. It was assumed that the irradiation and temperature are the same on both locations. Their results showed that the average efficiency of the FPV system is 11% higher than the LBPV system in that location. In another research project, two FPV systems denoted as floating, tracking, cooling, concentrating (FTCC) systems are developed, one in Livorno and the other at a location near Pisa, both in Italy.13 They developed a design to cool the panels using water, which increased the efficiency with 15%. It is concluded in this research that with their system considering the cooling system, reflection and sun tracker, the FPV performs annually almost 30% better compared with a similar LBPV system.
A natural cooling system or water cooling has an important role in FPV system performance. In Rosa-Clot and Tina,14 performance of two submerged panels is compared with a reference panel in a nearby location, all panels are placed in horizontal position. The results show that the submerged panel at a depth of 4 cm below the water level performed much better compared with the other two. Also their results showed that the panel at a depth of 40 cm had the lowest output power for the same conditions, due to light absorption of the water body above the panel. The existence of water helps first to cool the panel and second to keep the temperature relatively constant.
In this paper, we develop a model of a small FPV system consisting of 12 panels to be located on the North Sea. The modeling results will at a later stage be compared with the outputs from an experimental system installed on the North Sea. The panels are assumed to be placed on one steel pontoon that is fixed with four wire ropes to four buoys in its surroundings. The wire ropes limit the degree of freedom for the pontoon, in this way dealing with impact from sea waves. The following should be taken into consideration for modeling the FPV system: (i) wind speed: the wind that blows over the sea area causes waves and also changes the apparent panel temperature (Ta,p) affecting the PV performance; (ii) wave effect: each wave coming toward the pontoon has a certain energy that is able to cause movements of the pontoon and thus can change the orientation and the tilt angle of the panels located at the pontoon in a dynamical way; and (iii) relative humidity: like wind speed, this factor affects Ta,p. The wave should be mathematically modeled based on these aspects, from which orientation and tilt angle can be calculated.
In this contribution, we will present a method using a flowchart. For its development, we need to study the wave characteristics that are used to derive a mathematical model for the dynamical tilt angle of the pontoon on which the panels are mounted. Both aforementioned issues are functions of wind data at sea. Then, we will compute the irradiation on the tilted surface. To be able to calculate panel performance, both temperature and irradiation data are needed. Therefore, an equilibrium temperature is introduced that is computed from the estimated PV temperature and the fluid (water) temperature. Regarding the natural cooling system, the effect of wind and humidity is considered in the value of Ta,p for the system. Finally, the energy yield is calculated. In Section 2, all mathematical models and functions that are required will be described. In Section 3, the abovementioned flowchart is introduced and explained. In Section 4, detailed results will be discussed. The paper will be concluded in the last section.
2 METHODOLOGY
Modeling an FPV system needs to consider all effective abovementioned aspects that are described in the Introduction section. For calculating the energy yield, we need to compute the performance conditions, that is, surface irradiation and cell temperature. In this study, we assume the FPV to be installed on a pontoon; therefore, both the tilt angle and the orientation may vary, albeit slightly. In this section, we will explain the method. First, we will discuss the irradiation on the tilted surface. Instead of angular reflection losses, we are going to model the system more precisely and calculate the tilt angle in each time interval; because the angular reflection is a function of both latitude and tilt angle.15 Then, we need to model the wave based on the wind characteristics blowing over the specific region at the North Sea. This is followed by a discussion on the heat transfer and the apparent temperature method. In this discussion, the effects of both wind and humidity on temperature change will be considered.
2.1 Irradiation over tilted surface
Usually, there is one installed pyranometer for a group of panels, and global horizontal irradiation (GHI) is recorded. But the irradiation on the tilted surface (GTI) determines the power generated by the PV panel. In this section, we will describe how to calculate GTI using the tilt angle, GHI, and some other recorded data.









2.2 Wave model

Figure 1 shows a very simple example for wave decomposition; the wave in the bottom box, denoted by f(t) in the figure, is the final wave that results from the summation of all single frequency waves (d1 to d8) with characteristics shown in the above subplots, where it can be seen that the wave frequencies are increasing from the first to the eight component. Note that Ak values differ slightly from each other. It is quite complicated to study the wave in the time domain, which is why in this study we discuss wave characteristics in the frequency domain. This so-called wave spectrum will be discussed in this subsection.

Wind is mainly responsible for wave generation at sea. A wave can be described using frequency (f), wavelength (λ), time period (T), amplitude (a), and height (H), which is double the amplitude. In this model we considered the wave energy and its conversion to force. The amount of force from a wave may move the pontoon and is responsible for the tilted angle of the panel surface.



















- When the crest of the wave touches the pontoon, as shown in Figure 3a, torque is calculated as mentioned above in Equation 26, which causes the pontoon to rotate clockwise at an angle θ.
- The wave moves forward and touches the middle of the pontoon, this situation can be translated using linear algebra to the following equation,
due to the symmetrical characteristics of the pontoon the vectors
(28)
and
are in opposite direction and have equal magnitude so the total torque is equal to zero, which means that the normal vector for the pontoon at this scenario is π/2 and the pontoon makes an angle of θ=0.
- This scenario is similar to scenario (a), but the
is in the opposite direction that makes the pontoon to rotate anticlockwise at angle θ. In comparison with scenario (a), the absolute value of the tilt angle is the same, but the orientation of the pontoon is different.
2.3 Heat transfer and equilibrium temperature



It should be taken into consideration that the PV panels after heat transfer perform at the equilibrium temperature, obviously in equilibrium TEq=TPV=Tf . Note that due to the large heat conductivity of steel, the heat transfer rate is fast.
2.4 Cooling effect and apparent temperature



3 MODEL SET-UP AND SIMULATIONS
Figure 4 depicts a flowchart according to which both systems are modeled. The flowchart has 14 numbered boxes, each of which represents a process, function, or documented data. In this section, each box will be discussed, and the mathematical model related to the box will be addressed regarding Section 2. The implementation of the model is done using a MATLAB environment.

Box 1: Ambient data

Box 2: Data from waves in fully developed seas
For quantification of the waves using the wave model, we implemented the recorded data in Table 1. These data specify a variety of predicted wave properties for fully developed seas at different wind speeds.30 With this table and with knowledge about the wind speed, the average period and wave height can be estimated with good accuracy.
Wind speed | Average period | Wave height |
---|---|---|
(km/hr) | (s) | (m) |
20 | 3.2 | 0.5 |
30 | 4.6 | 1.2 |
40 | 6.2 | 2.5 |
50 | 7.7 | 4.5 |
60 | 9.9 | 7.1 |
70 | 10.8 | 10.3 |
80 | 12.4 | 14.3 |
90 | 13.9 | 19.3 |
Box 3: Interpolation function
Data tabulated in Table 1 are discreet and need to be changed to a continuous function. Therefore, a cubic interpolation method is implemented to generate this continuous function.
Box 4: Wave JONSWAP spectrum
As discussed in Section 2, modeling the wave in the time domain is complicated, so a frequency domain model is chosen. In this box, the wave JONSWAP spectrum is generated. The JONSWAP spectrum is mathematically shown in Equation (14). Using actual wind speed data using interpolation of data in Table 1, wave spectra are generated. It is assumed that the wave spectrum for every single day is unique. For instance, Figure 5 shows JONSWAP spectra for all days in August 2016, using wind speed data from KNMI.28 Having a look at this figure can easily give us an intuitive impression about the days in which the sea is calm, and we may have less strong waves, which is in fact the case for most of the days. However, later, we will show how the waves change the tilt angle for the pontoon where the panels are assumed to be mounted on.

Box 5: Tilt angle and orientation
By using the wave spectrum for each day, the tilt angle can be computed using information in Section 2.2, and as a result, the irradiation over the tilted surface (GTI) is calculated, using the model of Section 2.1. Figure 6 shows the calculated tilt angle for the pontoon in the FPV system. The angles are estimated based on the wave spectrum shown in Figure 5. For most of the days, when the sea is calm, tilt angles vary only slightly between 0° and 3°. For some days, the tilt angles exceed 10°, and only for one day, tilt angles reach 20o.


Box 6: Equilibrium temperature
It should be taken into consideration that the cell temperature is different from the ambient temperature. Thus, as discussed in Section 2.3, the PV cell temperature is calculated using the servant correlation, Equation 29. The heat transfer process makes heat to transfer across the boundary of the system. Therefore, the PV equilibrium temperature should be calculated using Equation 31. Fluids around the pontoon/platform are infinite; however, in this study, we only consider that the same volume of the fluid is effective in heat transfer in a unit of time. For the FPV system, the sea water changes the PV initial operating temperature effectively as the pontoon is in touch with the water, but in LBPV the fluid is the air.
Box 7: Cooling process
As discussed in Section 2.4, to consider the effect of relative humidity and wind speed, we impose the apparent temperature using Equation 32. Regarding the discussion in that section, the wind speed has a linear, and relative humidity has a nonlinear relation with the apparent temperature.
Box 8: Performance condition
In this box, we consider both GTI and working temperature for the PV panels. Regarding these information, we can calculate the output power that is generated by the panels.
Box 9: PV panels characteristics
The PV panels characteristics at standard test conditions (STC), which are defined as 1,000 W/m2 irradiance, 25°C cell temperature, and air mass (AM) 1.5 solar spectrum, are shown in Table 2. These data are extracted from the specification data sheet of the used Exasun X60-BG310 module that is a 310 Watt power module.
VOC | ISC | VMPP | IMPP | PMPP | Efficiency | Temp coeff power |
---|---|---|---|---|---|---|
(V) | (A) | (V) | (A) | (W) | (%) | (%/K) |
39.9 | 10.3 | 32.9 | 9.4 | 310 | 19.35 | −0.375 |
Box 10: Electrical model
To simulate the behavior of the full PV system first, one panel is modeled in MATLAB SIMULINK, and a set of data with different irradiation and temperature is computed and recorded via this model. That is based on the PV panel characteristics and is used for data input to a least square support vector machine (LS-SVM) algorithm. In our system, we use 12 identical panels, thus having a system capacity of 3.72 kWp.
Box 11: LS-SVM model




Figure 7 depicts performance of aforementioned module in wide range of irradiation and temperature. This PV performance is modeled implementing LS-SVM algorithm.

Box 12: PV energy output
This box contains the computed output power for the panels in both systems. The time resolution of this data is 1 min, and thus, the output energy is calculated.
Box 13: Converter efficiency
The modular system designed for this test subject is assumed to have one optimizer per panel. The optimizer used is a DC–DC converter, which is controlled with a maximum power point tracking (MPPT) algorithm. The final voltage output in this system is assumed to be 24VDC on a DC bus where all of the loads can be connected. The converter that is assumed to be used in this test set up is SmartSolar MPPT 75/15 designed by Victron Energy.34 The optimizer controls the output power such that always the output power from each panel is maximum. However, its efficiency depends on temperature as well. The maximum efficiency for this specific optimizer is 98% according to its data sheet. A practical method for predicting the temperature-related power losses for buck converter is implemented in this study.35 The apparent temperature for both systems is implemented in this model to estimate the converter efficiency at that level of temperature.
Box 14: Energy yield

4 RESULTS AND DISCUSSION
In this section, we will review the results in detail. The results that will be discussed hereafter are extracted from the aforementioned model using the data for the year 2016. First, the effect of wind on both temperature and tilt angle will be shown and discussed. Thereafter, the equilibrium and apparent temperature results for both systems will be compared, and then the tilt angle for the FPV system will be analyzed. Finally, the energy yield for both systems will be compared. The data for LBPV are recorded at Utrecht University campus and data for FPV system from KNMI website.28, 29 It should be noted that the irradiation data for December 2016 are not complete and are only available for 9 days.
At the beginning, let us compare both systems initially: Figure 8 depicts the average daily temperature at the locations where each FPV and LBPV systems are assumed to be installed, for the 12 months of the year. Also the water surface temperature for FPV at North Sea is included. It is clearly shown that although the air temperatures vary over a large range, the sea water surface temperature changes only gradually every month. Minimum air temperature at LBPV is −1.1°C, which is roughly 4oC higher than the minimum temperature at the FPV location. Similarly, the maximum air temperature is higher at the LBPV location. The minimum and maximum sea surface temperature are 1.8°C and 16.7°C, respectively.

Figure 9 shows the apparent temperature at both locations for FPV and LBPV systems. The apparent temperature at sea is much lower than on land due to a higher level of relative humidity in combination with higher wind speeds. As mentioned in Section 2.4, the natural cooling system for FPV is driven by wind speed and relative humidity. From the data recorded in 2016, the average ambient temperature difference for the two locations is 5.05°C, whereas the difference between the apparent temperature for the two locations is nearly twice larger at 9.36°C. The average wind speed difference between two locations is 3.76 m/s, also the relative humidity on average is 8.1% higher in the FPV location.

Figure 10 depicts equilibrium and ambient temperature for both FPV and LBPV systems, also it shows the sea surface temperature. The box plots confirm that all temperatures follow a similar trend during the year. However, the difference between the equilibrium and ambient temperature for FPV compared with LBPV system is significant.

As shown in this figure, the sea surface temperature is close to the PV system equilibrium temperature. Regarding the heat transfer theory that is discussed in Section 2.3, Equation 31, this indicates how close the equilibrium is to the fluid temperature. As mentioned before, to limit the fluid with infinity volume, it is assumed that the effective volume of the fluid is as large as the platform/pontoon volume. To this end, the substance density and heat capacity of water, air (at sea level), and steel is compared in Table 3. Considering Equation 31 and the table context, it is clearly shown that the equilibrium temperature in the FPV system is much closer to the sea surface temperature and in the LBPV system it is much closer to the PV temperature itself. However, the effect on the equilibrium temperature of wind and humidity is clear. Note that the variation of the equilibrium temperature for the FPV system is much smaller than the variation for the LBPV system (the boxes are much narrower).
Substance | Water | Air | Steel |
---|---|---|---|
Density (kg/m3) | 1,025 | 1.225 | 8,050 |
Heat capacity (J/K) | 4,200 | 1,005 | 490 |
Figure 11 shows the wind speed, relative humidity, and also the relative difference between equilibrium temperatures ΔTEq=(TEq,LBPV−TEq,FPV)/TEq,FPV for both systems. Although the relative humidity is not significantly different for both systems, the wind speed is more variable for FPV system compared with the LBPV. It is shown that excluding three last months of the year, the equilibrium temperature considering the wind and humidity effect is much lower for the FPV system, the average of temperature difference is 28.5% when a maximum of 82%.

For computing the energy yield from the FPV system, the GTI calculation is also required. As discussed in Section 2.1, the irradiation should be calculated regarding the tilt angle that is zeros for LBPV system and changing due to the waves for FPV system. Figure 12 shows both estimated average tilt angle and average wind speed in 2016, monthly. It is depicted how the wind speed changes the maximum tilt for every month. The average tilt angle has more variation during the winter season, when the irradiation is much lower than other times of the year.

Energy yield is possible to be computed regarding both performance conditions, that is, GTI and equilibrium temperature for both systems. Using the wave spectrum values for all days of year 2016, we can compare the GHI and the GTI of the FPV system for the whole year 2016 (we only had data for 9 days in December 2016), see Figure 13. The left axis in this figure shows both daily averaged GTI and GHI of the FPV system; the right axis shows the wind speed. It can be inferred from this figure that an increase in the wind speed can increase the GTI. This effect is more tangible in colder months of the year when the solar elevation angle is smaller.

Figure 14 shows the bar chart of the output energy for the year 2016 on the left axis, and on the right axis, the relative difference between output energy from two systems on land and at sea is shown, ([EFPV−ELBPV]/ELBPV). It illustrates that the FPV system in all months performs better compared with the land-based system. The highest difference is seen for the month June, where the energy yield of the FPV system is 6% higher than the energy yield of the land system. In January, both systems perform quite similarly, and the relative difference is only almost 2%. On average, regarding this model and the 2016 data, the FPV system performs 3.49% better than the LBPV system. This result is lower than reported in literature, which was 10%11 and 11%.12 The annual yield for the LBPV system is 4.43×103 kWh (1,192 kWh/kWp) that is 12.96% less than FPV system that yields 5.01×103kWh (1346 kWh/kWp) in this year. However, it should be taken into consideration that the GHI is not similar in both locations and as depicted in Figure 14, GHI is about 8.54% higher in FPV location. Note further that the year 2016 was an exceptional year with a 5% higher annual irradiance than the 30-year average.28


Figure 15 depicts PR for both systems, the average PR for the LBPV during the year 2016 is 81.66% and for FPV is 3.15% more and equal to 84.75%. For most months, PR values differ, and this reflects the temperature differences that occur in both systems.

Mathematical modeling and simulations implementing actual weather data for comparison between two similar PV systems on land and sea show that different ambient conditions affect the energy yield of the systems. Although the wind speed simultaneously changes the tilt angle, and as a result, the panels are not always positioned at the optimum angle, the existence of water around the pontoon is a big advantage for improving the efficiency, as the panel temperature is lower and more constant as well. We do note that the effect of dust on the LBPV system and salinity of water is neglected in this model for simplicity.
5 CONCLUSION
A mathematical model for both land and sea PV systems has been developed in this work. To this end, both actual irradiation and temperature data are used for the modeling. A floating PV system is characterized by constantly varying tilt angles, in contrast to a 4 system (assuming no tracking), which complicates energy yield modeling. A model has been developed that allows the calculation of the tilt angle variation based on wave characteristics and how these are influenced by wind speed leading to a wave spectrum analysis. Moreover, for calculating the temperature of the PV systems, both heat transfer theory and apparent temperature method are implemented to estimate an accurate equilibrium temperature, where the effect of wind speed, relative humidity, and presence of water is taken in to account.
Our simulations show that the energy yield of both systems differs predominantly as a result of lower temperatures. We found that the system at sea performs 12.96% better on average on an annual basis than the land-based system.
ACKNOWLEDGEMENT
The authors gratefully acknowledge fruitful discussions with Brigitte Vlaswinkel and Allard van Hoeken (Oceans of Energy) and Anne de Waal (UU). This work is partly financially supported by the Netherlands Enterprise Agency (RVO) within the framework of the Dutch Topsector Energy (project Comparative assesement of PV at Sea versus PV on Land, CSEALAND).