Volume 2011, Issue 1 493290
Research Article
Open Access

Homeomorphisms of Compact Sets in Certain Hausdorff Spaces

Arthur D. Grainger

Corresponding Author

Arthur D. Grainger

Department of Mathematics, Carnegie Hall, Room CR-152, Morgan State University, Cold Spring Lane and Hillen Road, Baltimore, MD 21239, USA morgan.edu

Search for more papers by this author
First published: 11 August 2011
Academic Editor: Vladimir Mityushev

Abstract

We construct a class of Hausdorff spaces (compact and noncompact) with the property that nonempty compact subsets of these spaces that have the same cardinality are homeomorphic. Also, it is shown that these spaces contain compact subsets that are infinite.

1. Introduction

In this paper, we construct a class of Hausdorff spaces with the property that nonempty compact subsets of these spaces that have the same cardinality are homeomorphic (Theorem 3.7). Conditions are given for these spaces to be compact (Corollary 2.10). Also, it is shown that these spaces contain compact subsets that are infinite (Corollary 2.10).

This paper uses the Zermelo-Fraenkel axioms of set theory with the axiom of choice (see [13]). We let ω denote the finite ordinals (i.e., the natural numbers) and denotes the counting numbers (i.e., = ω∖{0}). Also, for a given set X, we denote the collection of all subsets of X by 𝒫(X), and we denote the cardinality of X by |X|. In other words, |X| is the smallest ordinal number for which a bijection of |X| onto X exists.

In this paper, we will only consider compact topologies that are Hausdorff. A topology τ on a set X is compact if and only if 𝒜τ and X⊆⋃𝒜 imply for some n and {U1, …, Un}⊆𝒜. Therefore, compact topologies need not be Hausdorff.

2. A Class of Hausdorff Spaces

Let V, W, and x0 be sets such that W is infinite and the collection
(2.1)
is pairwise disjoint. For example, let V = {(ν, 0)∣νω}, W = {(μ, 1)∣μ ∈ 2ω}, and . Unless otherwise stated, we let
(2.2)
Recall that for set Y and GY, we have
(2.3)

Definition 2.1. Let A be an infinite set. Define

(2.4)
We call r(A)  the Fréchet filter on A.

Note that A being infinite implies that r(A) is a filter (see [4, Definition  3.1, page 48]).

Definition 2.2. Consider the collection 1𝒫(X) defined as follows:

(2.5)

Proposition 2.3. The collection 1 generates a Hausdorff topology τ on X.

Proof. Clearly, 1 is a basis for a topology τ (see [5, Section  13]).

Let v, wX such that vw. If v, wX∖{x0}, then {v}, {w} ∈ 1, v ∈ {v}, w ∈ {w}, and

(2.6)
If v = x0, then either wV or wW. Assume that wV, and let Fr(W). Since VW = , {w} ∈ 𝒫(V)⊆1 and F ∪ {x0} ∈ 1, we have
(2.7)
Assume that wW. Note that {w} ∈ 1. Also, W∖{w} ∈ r(W), which implies [W∖{w}] ∪ {x0} ∈ 1 and
(2.8)
Observe that,
(2.9)

We infer that τ is Hausdorff.

Proposition 2.4. If AX∖{x0}, then A is compact in (X, τ) if and only if A is a finite set.

Proof. Note that finite sets are compact in any topological space. So, assume that A is an infinite, and let

(2.10)
which implies
(2.11)
Let 𝒰𝒜 be a nonempty, finite subcollection of 𝒜. Therefore, there exists , for some m, such that
(2.12)
which implies
(2.13)
If A⊆⋃𝒰, then we would have , contradicting A being an infinite set. Consequently, infinite subsets of X∖{x0} are not compact in the topological space (X, τ).

Corollary 2.5. The set W is not compact in (X, τ).

Corollary 2.6. The set V is compact in (X, τ) if and only if V is finite.

Proposition 2.7. Let AX∖{x0}. The set A ∪ {x0} is compact in (X, τ) if and only if AV is a finite set.

Proof. The topology τ on X is generated by 1 (see Proposition 2.3).

Assume that AV is an infinite set. Let Fr(W), and let Q = F ∪ {x0}. Hence,

(2.14)
Let 𝒜A = {{a}∣aA}, and let 𝒜 = {Q} ∪ 𝒜A. Note that 𝒜Aτ, 𝒜τ,
(2.15)
Suppose that 𝒰𝒜A is a finite subcollection such that
(2.16)
It can be assumed, without loss of generality, that Q𝒰 and for m + 1 = |𝒰| ∈ such that U0 = Q. So, by definition of 𝒜, there exists such that Ui = {ai} for i = 1, …, m. Note that Q = F ∪ {x0}⊆W, which implies
(2.17)
So, expressions (2.16) and (2.17) would imply
(2.18)
contradicting AV being an infinite set. We infer that A ∪ {x0} is not compact in (X, τ).

Conversely, assume that AV is a finite set. Let 𝒜τ such that

(2.19)
Hence, there exists U𝒜 such that x0U. Since x0E for E𝒫(X∖{x0}), there exists Fr(W) such that
(2.20)
Assume that for some mω [we define ]. Observe that,
(2.21)
Since WF is finite, we can assume that
(2.22)
for some kω (we define ). Hence, there exists and such that
(2.23)
for i = 1, …, m and q = 1, …, k (again, we define ). Consequently, from expressions (2.19), (2.20), (2.21), (2.22), and (2.23), we have
(2.24)
We infer A ∪ {x0} is compact in (X, τ).

Corollary 2.8. The set W ∪ {x0} is compact in (X, τ).

Proof. Note that WX∖{x0}. Also, WV = implies that WV is finite. Therefore, W ∪ {x0} is compact in (X, τ) by Proposition 2.7.

Corollary 2.9. The set V ∪ {x0} is compact in (X, τ) if and only if V is finite.

Proof. Note that VX∖{x0} and V = VV. Therefore, the corollary follows from Proposition 2.7.

Corollary 2.10. The topological space (X, τ) is compact if and only if V is finite.

Proof. Observe that X = (X∖{x0}) ∪ {x0} and V = (X∖{x0})∩V. Therefore, the corollary follows from Proposition 2.7.

Proposition 2.11. If KX is an infinite, compact set (in (X, τ)), then K = A ∪ {x0} for some infinite set AX∖{x0} such that AV is a finite set.

Proof. If x0K, then we would have KX∖{x0}, contradicting Proposition 2.4, since K is an infinite, compact set. Hence, K = (K∖{x0}) ∪ {x0} and (K∖{x0})∩V is a finite set by Proposition 2.7, since (K∖{x0}) ∪ {x0} is compact. Also, note that K being an infinite set implies K∖{x0} is an infinite set. Let A = K∖{x0}.

Notation 2.12. Let Z be a nonempty set, and let θ be a Hausdorff topology on Z. For zZ, we let 𝒩θ(z) denote the filter of θ-neighborhoods of z; that is, U𝒩θ(z) if and only if zOU for some Oθ.

Recall that for AX and xX, x is an accumulation point of A if and only if for U𝒩τ(x), there exists aA such that ax and aU.

Remark 2.13. If AX and xX∖{x0}, then x is not an accumulation point of A.

Indeed, xX∖{x0} implies {x} ∈ 𝒩τ(x). So, if aA such that ax, then a ∉ {x}.

Remark 2.14. The element x0 is an accumulation point of X∖{x0} in (X, τ).

Indeed, let U𝒩τ(x0). Hence, {x0} ∪ FU for some Fr(W). Since W is infinite and x0W, we have that F∖{x0} = F. Let yF. Hence, yX∖{x0} and yU.

Consequently, X∖{x0} is not closed [in (X, τ)], which implies {x0} is not open; that is, {x0} ∉ τ. In fact, x0 is the only element of X such that {x0} ∉ τ.

3. Homeomorphisms of Compact Sets in (X, τ)

The following proposition is obvious and is stated without proof.

Proposition 3.1. Let κ be an infinite cardinal. If D and G are sets such that x0DG and

(3.1)
then there exists a map ζ : D ∪ {x0} → G ∪ {x0} such that ζ(x0) = x0 and ζ is a bijection.

Remark 3.2. If Fr(W) and ZX is a finite set, then FZr(W).

Lemma 3.3. Let J and K be nonempty subsets of X∖{x0} such that JV and KV are finite sets. Let φ : J ∪ {x0} → K ∪ {x0} be a bijection such that φ(x0) = x0. If Fr(W), then

(3.2)
for some Er(W).

Proof. Let Fr(W). Note that

(3.3)
Also, the sets J∩(WF) and JV are finite.

Let

(3.4)
Consequently, ZX∖{x0} and Z is a finite set.

Let

(3.5)
Therefore, Er(W) by Remark 3.2. Note that
(3.6)
So,
(3.7)
Observe that,
(3.8)
Therefore,
(3.9)
Consequently,
(3.10)

Proposition 3.4. Let τ be the Hausdorff topology on X generated by 1. Let A and B be infinite subsets of X∖{x0} such that AV and BV are finite sets. If A and B have the same cardinality (i.e., |A| = |B|), then any bijection of A ∪ {x0} onto B ∪ {x0} that has x0 as a fixed point is a homeomorphism.

Proof. Let ζ : A ∪ {x0} → B ∪ {x0} be a bijection with ζ(x0) = x0. Note that the existence of such a bijection is established by Proposition 3.1. Let ζ−1 : B ∪ {x0} → A ∪ {x0} denote the inverse map of ζ.

Let λ be the topology on A ∪ {x0} induced by τ, and let ρ be the topology induced on B ∪ {x0} by τ.

Let Uλ. We will show that ζ[U] ∈ ρ.

Let bζ[U]. Either b = x0 or bB.

Case 1. Assume that b = x0. Hence, x0 = ζ−1(x0) = ζ−1(b) ∈ U. So, there exists Q1 such that x0 ∈ (A ∪ {x0})∩QU. Since x0D for any D𝒫(X∖{x0}), we have that Q = F ∪ {x0} for some Fr(W). Therefore,

(3.11)
which implies
(3.12)
which implies
(3.13)
By Lemma 3.3, there exists Er(W) such that
(3.14)
Let G = (B ∪ {x0})∩(E ∪ {x0}). Note that E ∪ {x0} ∈ τ. Hence, Gρ and
(3.15)

Case 2. Assume that bB. Consequently, {b} ∈ 𝒫(X∖{x0}), which implies {b} ∈ τ, which implies {b} ∈ ρ (since {b} = {b}∩[B ∪ {x0}]). Therefore, bζ[U] implies

(3.16)

From expression (3.15) in Case 1 and expression (3.16) in Case 2, we infer

(3.17)

Let Sρ. We will show that ζ−1[S] ∈ λ.

Let aζ−1[S]. Either a = x0 or aA.

Case 3. Assume that a = x0. Hence, x0 = ζ(x0) = ζ(a) ∈ S. So, there exists M1 such that     x0 ∈ (B ∪ {x0})∩MS. Since x0D for any D𝒫(X∖{x0}), we have that M = H ∪ {x0} for some Hr(W). Therefore,

(3.18)
which implies
(3.19)
which implies
(3.20)
By Lemma 3.3, there exists Cr(W) such that
(3.21)
Let T = (A ∪ {x0})∩(C ∪ {x0}). Note that C ∪ {x0} ∈ τ. Hence, Tλ and
(3.22)

Case 4. Assume that aA. Consequently, {a} ∈ 𝒫(X∖{x0}), which implies {a} ∈ τ, which implies {a} ∈ λ (since {a} = {a}∩[A ∪ {x0}]). Therefore, aζ−1[S] implies

(3.23)

From expression (3.22) in Case 3 and expression (3.23) in Case 4, we infer that

(3.24)

Consequently, from expression (3.17) and (3.24), we infer that ζ is a homeomorphism of A ∪ {x0} onto B ∪ {x0}.

Proposition 3.5. Let τ be the Hausdorff topology on X generated by 1. Let KX be a compact set. If WK, then W ∪ {x0} is homeomorphic to K.

Proof. Note that WK implies |W| ≤ |K|, which implies K in an infinite set (W is an infinite set), which implies K = A ∪ {x0} for some AX∖{x0} such that AV is a finite set by Proposition 2.11. Consequently, WK and x0W imply WA. So,

(3.25)
which implies
(3.26)
(see [2, Corollary  2.3, page 162]). Therefore, W ∪ {x0} is homeomorphic to A ∪ {x0} = K by Proposition 3.4.

Remark 3.6. Let Z be a nonempty set and let θ be a Hausdorff topology on Z. If AZ is a nonempty finite set, then θ induces the discrete topology on A.

Theorem 3.7. Let τ be the Hausdorff topology on X generated by 1, and let K1 and K2 be nonempty compact subsets of X. If K1 and K2 have the same cardinality (i.e., |K1| = |K2|), then there exists a homeomorphism of K1 onto K2.

Proof. Let K1 and K2 be nonempty compact subsets of X such that |K1| = |K2|. If K1 is a finite set, then K2 is a finite set. Hence, τ induces the discrete topology on K1 and K2 (see Remark 3.6). Consequently, any bijection of K1 onto K2 is a homeomorphism.

Assume that K1 is an infinite set. Hence, K2 is an infinite set. So, K1 = A ∪ {x0} and K2 = B ∪ {x0} such that AX∖{x0}, BX∖{x0}, AV is a finite set and BV is a finite set by Proposition 2.11. Observe that K1 and K2 being infinite sets imply A and B are infinite subsets of X∖{x0} such that |A| = |B|. Therefore, there exists a homeomorphism of K1 onto K2 by Proposition 3.4.

4. Examples

Example 4.1. Let , V = , and x0 = 0. Let

(4.1)
and let
(4.2)
Consider the Hausdorff space (X, τ), where the topology τ is generated by 1. Observe that (X, τ) is compact (Corollary 2.10, since V = ) and is not compact by Corollary 2.5. If KX is an infinite compact set, then
(4.3)
therefore, K is homeomorphic to (Theorem 3.7). In other words, all infinite, compact subsets of are homeomorphic. Note that topology τ on X is induced by the standard euclidean topology on .

Example 4.2. Let B be a set such that |B| = ω. Let φ : ωB be a bijection. For nω, we will denote φ(n) by xn, that is, xn = φ(n). Therefore, , where m, nω and mn imply xmxn. Let and let . Note that the maps jx2j and jx2j+1 are bijections of onto W and ω onto V, respectively. Also, x0WV, WV = and B = {x0} ∪ VW; consequently, V = [B∖{x0}]∖W. We can write 1𝒫(B) (see Definition 2.2) as follows.

(4.4)
The collection 1 generates a Hausdorff topology τ on B (see Proposition 2.3). Note that (B, τ) is not compact (Corollary 2.10), sets V and W are not compact (Corollaries 2.6 and 2.5, resp.), V ∪ {x0} is not compact (Corollary 2.9), and W ∪ {x0} is compact (Corollary 2.8). Also, if KB is an infinite compact set, then
(4.5)
therefore, K is homeomorphic to (Theorem 3.7). In other words, all infinite, compact subsets of are homeomorphic.

Example 4.3. Let θ be an infinite cardinal and consider the collection of infinite cardinals defined as follows. Let κ0 = ω and for nω, let . Also, we denote κω = ⋃nωκn. Hence, κω is the cardinal number, that is, the supremum of and κn < κω for each nω (see the Alephs section in [3], page 29). For nω, define

(4.6)
Observe that |Wω| = κω, |Wn| = κn for each nω, and the collection
(4.7)
is pairwise disjoint. Let
(4.8)
Note that the collection {{x0}, W, V} is pairwise disjoint. Let
(4.9)
and consider the noncompact, Hausdorff space (X, τ), where topology τ is generated by 1 (see Definition 2.2 and Corollary 2.10). For ηω + 1, define
(4.10)
Observe, Wη ∪ {x0} ∈ 𝒦η for ηω + 1 by Proposition 2.7 (since WηV = ) and the fact that |Wη ∪ {x0}| = κη. Also, the collection is pairwise disjoint and Theorem 3.7 implies that all of the sets in 𝒦η are homeomorphic to each other. Since κn < κω for each nω, we have
(4.11)
(see [2, Corollary  2.3, page 162]), which implies |W ∪ {x0}| = κω. Consequently, W ∪ {x0} ∈ 𝒦ω (see Corollary 2.8), which implies W ∪ {x0} is homeomorphic to Wω ∪ {x0}. If we let [V]<ω denote the set of all finite subsets of V, then
(4.12)
(see Proposition 2.7). Consequently, the size of θ can affect the cardinality of 𝒦η for ηω + 1 (e.g., let θ be a Mahlo cardinal ([3, Chapter 8, page 95])). If the generalized continuum hypothesis is assumed, then the collection is a partition of the collection of all infinite, compact subsets of X.

Acknowledgment

This work was partially supported by NSA Grant no. H98230-09-1-0125.

      The full text of this article hosted at iucr.org is unavailable due to technical difficulties.