Vascular endothelial function predicts mortality risk in patients with advanced ischaemic chronic heart failure†
Abstract
Aims
Endothelial function is impaired in advanced chronic heart failure (ACHF) patients. We explored a possible association between endothelial function and subsequent mortality risk in ACHF.
Methods and results
We prospectively assessed brachial flow-mediated dilation (FMD) in 82 consecutive New York Heart Association class IV ischaemic ACHF patients with a mean left ventricular ejection fraction (LVEF) of 22 ± 3%. Following overnight fasting and discontinuation of all medications for ≥12 h, percent increase in FMD (%FMD) and nitroglycerin-mediated vasodilation were assessed using linear array ultrasound. All patients were followed for 14 ± 2 months for adverse cardiovascular events, including death, hospitalization for CHF exacerbation, or myocardial infarction. Patients were divided into two groups: those with an FMD lesser than or equal to the median %FMD of 4.6% (n = 41) and those with an FMD above the median (n = 41). Both groups were comparable regarding cardiovascular risk factors, LVEF, and concomitant medications. During follow-up, 22 (53.6%) patients with FMD lesser than or equal to the median had composite adverse cardiovascular events compared with only eight patients (19.5%) with FMD above the median (P < 0.01). Furthermore, fiver deaths (12.1%) occurred in patients with FMD lesser than or equal to the median, compared with no deaths in patients with FMD above the median (P < 0.03). Cox regression analyses revealed that FMD was an independent predictor for these events.
Conclusion
Flow-mediated dilation is associated with increased mortality risk in ischaemic ACHF patients.
Introduction
Recent clinical trials have documented impaired endothelium-dependent relaxation of peripheral resistance and conduit arteries in patients with chronic heart failure (CHF), most probably due to impaired availability of nitric oxide (NO).1,2 Prior studies have demonstrated decreased NO-mediated vasodilation in response to hormonal agonists and shear stress in peripheral and coronary arteries in CHF patients compared with healthy subjects.1,3 Furthermore, endothelial production of vasoconstricting factors, such as angiotensin II or endothelin, appears to increase in severe CHF.4 In CHF, impaired endothelium-dependent dilation could be attributed to decreased activity of the L-arginine-NO synthetic pathway, increased degradation of NO by reactive oxygen species, and hypo-responsiveness in vascular smooth muscle.5
In addition, prior studies have demonstrated that impaired endothelial function in CHF patients has been associated with reduced exercise hyperaemia, impaired functional capacity,6,7 and increased incidence of hospitalization, cardiac transplantation, or death in patients with New York Heart Association (NYHA) class II–III.8,9
In this study, we explored a possible association between brachial artery endothelial function and subsequent mortality risk in advanced NYHA class IV ischaemic CHF patients.
Methods
Study design and population
Eighty-two consecutive patients with ischaemic cardiomyopathy were recruited prospectively from the Heart Failure Day Care Service at the Heart Institute, Sheba Medical Center, Tel Hashomer, Israel. Study inclusion criteria were: patients aged >20 years, with advanced NYHA class IV ischaemic CHF (defined as patients with chronic severe coronary artery disease confirmed by history of prior myocardial infarction(s), coronary angiography with at least single-vessel stenosis of >70%, and symptoms of heart failure caused by diffuse fibrosis or multiple infarctions leading to left ventricular dysfunction); left ventricular ejection fraction (LVEF) of ≤30% measured within the past 6 months; hospitalization for CHF with intravenous administration of a diuretic (minimum 40 mg furosemide or the equivalent) within the past 12 months; patients on standard CHF therapy which had to include an angiotensin converting-enzyme inhibitor (ACE-I) or an angiotensin receptor blocker (unless contraindicated or not tolerated by the patient); patients with no changes in their cardiac medications (indicated for CHF) throughout the 2 weeks prior to treatment, and signed informed consent. In addition, all patients were required to have been taking beta-blockers for at least 3 months.
Exclusion criteria were: severe valvular heart disease; alcoholic cardiomyopathy; hypertrophic cardiomyopathy; restrictive and infiltrative cardiomyopathy; arrhythmogenic right ventricular cardiomyopathy; idiopathic dilated cardiomyopathy; acute myocardial infarction within 3 months, coronary artery bypass surgery or percutaneous coronary intervention within 3 months; need for chronic intermittent inotropic therapy; malignancy; active myocarditis; early postpartum cardiomyopathy; HIV infection or immunodeficiency state; chronic viral infection; acute systemic infection requiring antibiotics; unstable angina; systemic hypertension >180/110 mmHg; permanent pacemaker; atrial fibrillation; peripheral vascular disease; deep vein thrombosis; history of drug or alcohol abuse; chronic liver disease; or refusal to sign the informed consent form. The hospital review board approved the study, and all participants gave written informed consent.
The study was only initiated when patients were optimally treated for CHF and had been in a steady state for at least 3 months. Patients were instructed to continue taking their regular medications and maintain their usual diet throughout the study. Patients underwent monthly physical examinations by the same cardiologist for a mean of 14 ± 2 months, and changes in concomitant medications during the study were recorded.
On the first day of the study after an overnight fast and discontinuation of all medications for ≥12 h, patients underwent a physical examination, assessment of brachial artery endothelial function, NYHA functional class, a 6 min walk test, and had blood drawn for the measurement of fasting blood glucose, lipids, blood cell count, electrolytes, and serum high-sensitivity C-reactive protein. Serum total cholesterol, high-density lipoprotein cholesterol (HDL-C), triglycerides, and plasma glucose concentrations were measured using standard enzymatic methods. Low-density lipoprotein cholesterol (LDL-C) was calculated by the Friedewald formula. Serum hs-C-reactive protein was analysed by the sandwich immunoassay method.
Vascular function protocol
Endothelial function in the form of endothelium-dependent flow-mediated dilation (FMD) in the brachial artery was measured as previously described.10–12 Briefly, FMD was assessed by a single ultrasonographer blinded to the clinical status of the patient. The test was performed in the subject's right arm while in a recumbent position in a temperature-controlled room (22°C) after a 10 min equilibration period. Using a 15-6 MHz linear array (15-6L HP) ultrasound (HP SONOS 5500 cv system, Agilent Technologies, Inc., Andover, MA, USA), the brachial artery was longitudinally imaged approximately 5 cm proximal to the antecubital crease. An electrocardiogram (ECG) was monitored continuously and blood pressure was taken in the left arm each minute throughout the study.
Study phases
Endothelium-dependent FMD: following a 2 min baseline period, a longitudinal image of 3 cm of vessel without colour flow was obtained and frozen for 5 s. The image was then unfrozen and switched to a pulse wave Doppler for 5 s at a sweep speed of 50 mm/s. A pneumatic tourniquet, placed around the upper arm proximal to the target artery (upper-arm occlusion), was inflated after the baseline phase to 50 mmHg above the subject's systolic blood pressure (or until no blood flow was observed in the brachial artery by Doppler probe), and held for 5 min. Upper arm occlusion was followed by a hyperaemic state which is mainly dependent upon local metabolic changes in favour of vasodilating substances, and only partially endothelially mediated. Increased flow was subsequently induced by sudden cuff deflation. A continuous scan was performed at deflation, and at 60 and 90 s, with frozen and Doppler measurements recorded as before.
Nitroglycerin (NTG)-induced (non-endothelium-dependent) vasodilatation: a second 2 min baseline resting scan was recorded to confirm vessel recovery 13 min after cuff deflation. Scanning was performed continuously for 5 min following administration of a sublingual NTG tablet (Nitrostat, 0.4 mg, Park-Davis).
Data analysis
Ultrasound images were recorded on an S-VHS videotape with a SLV-RS7 videocassette recorder (SONY). Brachial artery diameter was measured from the anterior to the posterior interface between the media and adventitia (‘m line’) at a fixed distance. The mean diameter was calculated from four cardiac cycles synchronized with the R-wave peaks on the ECG. All measurements were calculated at end-diastole to avoid possible errors resulting from variable arterial compliance. The internal diameter was calculated with PC Prosound software (USC, CA, USA) using a Horita Data Translation Image Processing board (DT2862-60Hz).11 The diameter percent change caused by endothelium-dependent FMD (%FMD), and endothelium-independent percent change from baseline in NTG-mediated vasodilation (%NTG) were expressed as the percent change relative to that at the initial resting scan. %FMD and %NTG were computed from the formula [(maximum diameter − baseline diameter)/baseline diameter × 100]. The intra-observer correlation coefficients for baseline and deflation diameters were 0.99. The absolute error between measurements ranged from 0 to 0.12 mm (for brachial artery diameter) and 0.02 to 2.98% (for FMD).
Echocardiographic assessment
All patients underwent two-dimensional echocardiographic assessment on the first day after endothelial function assessment by the same senior cardiologist, who was blinded to the patients' clinical status and endothelial function results. Echocardiographic data included left ventricular dimensions and volumes, left atrial dimension and volume (biplane modified Simpson's), LVEF (biplane modified Simpson's), global and regional wall motion, and valve anatomy and function.
Six-minute walk test
The 6 min walk test was conducted as described by Guyatt et al.13 A distance of 100 feet was marked in a hospital corridor, and patients were instructed to walk from end to end at their own pace, attempting to cover as great a distance as possible within 6 min. The test was supervised by a technician, who provided verbal encouragement at 30 s intervals. Patients were permitted to stop and rest, and were instructed to continue walking as soon as they felt they were able. Symptoms experienced by the patients were recorded. Distance covered was expressed in metres.
Long-term clinical follow-up
Over a mean follow-up period of 14 ± 2 months, patients underwent a monthly physical examination which was always performed by the same cardiologist. In addition, patients were contacted regularly by telephone to evaluate the incidence of combined adverse cardiovascular events, which included all-cause mortality, non-fatal myocardial infarction, and hospitalization for CHF exacerbation. The decision that a primary adverse cardiovascular event had occurred was only made after reviewing the patient's medical records, which were evaluated by cardiologists in the event of death, hospitalization, and/or angina pectoris. No patient was lost to follow-up.
Statistical analysis
Group data are expressed as mean ± SD. Survival data were analysed by the Kaplan–Meier method, log-rank tests for univariate analysis, and Cox proportional-hazards models for multivariate analysis. Cox regression analysis was performed to examine the potential relationship between variables and events during follow-up. Multivariate analysis using Cox regression techniques was performed to examine potential interactions among the entered covariates. Variables, generally accepted as prognostic values in heart failure, were incorporated into the Cox model and included age, gender, FMD, NTG, LVEF, hypertension, hypercholesterolaemia, smoking status, diabetes mellitus, hs-C-reactive protein, haemoglobin, serum sodium, serum creatinine, the presence of peripheral vascular disease, chronic obstructive pulmonary disease, or atrial fibrillation. The multivariate model also included baseline brachial artery diameter. The proportional hazard assumption of the model was assessed by inspection of the log time–log hazard plot for all covariates. In the survival analysis, FMD measurements were performed on day 0. Baseline characteristics were compared between the two groups using a two-sided Student's t-test for continuous variables, and Fisher's exact test for categorical variables. P < 0.05 was considered statistically significant. All statistical analyses were performed using SPSS for Windows 12.0 (SPSS, Inc.).
Results
The study population comprised 82 consecutive advanced NYHA class IV CHF patients [75 (91%) males] with ischaemic cardiomyopathy, a mean age of 64 ± 12 years (range 32–75), mean LVEF 22 ± 3%, and mean body mass index 27 ± 5 kg/m2 (range 16–36). CAD was evidenced by a previous myocardial infarction (n = 49), coronary artery bypass surgery (n = 25), or coronary angioplasty (n = 47). Of the 82 patients, 20 had multiple diagnoses, and 52 (76%) were on statins. Baseline lipid values, except for low HDL-C, were within the National Cholesterol Education Program Adult Treatment Panel III treatment goal (Table 1).14 Overall mean LDL-C at study entry was 86 ± 14 mg/dL (2.22 mmol/L) [range 43 (1.11 mmol/L) to 132 (3.41 mmol/L)]. No significant changes in concomitant medications were observed throughout the study period.
Variable | FMD ≤4.6% (n = 41) | FMD >4.6% (n = 41) | P-value |
---|---|---|---|
Age (years) | 67 ± 10 | 62 ± 12 | 0.050 |
Males | 39 (94%) | 36 (87%) | 0.486 |
Body mass index (kg/m2) | 28 ± 5 | 27 ± 6 | 0.260 |
Systemic hypertension | 33 (81%) | 32 (77%) | 0.258 |
Diabetes mellitus | 20 (48%) | 16 (39%) | 0.571 |
Current smokers | 0 | 4 (10%) | 0.361 |
Hypercholesterolaemia | 36 (87%) | 34 (84%) | 0.930 |
Family history of coronary artery disease | 2 (6%) | 2 (6%) | 0.544 |
β-receptor antagonists | 30 (74%) | 34 (84%) | 0.716 |
Calcium antagonists | 5 (13%) | 0 (0%) | 0.114 |
Furosemide | 41 (100%) | 41 (100%) | 0.880 |
Spironolactone | 27 (65%) | 27 (65%) | 0.309 |
Aspirin | 30 (74%) | 34 (84%) | 0.964 |
Long-acting nitrates | 21 (52%) | 23 (55%) | 0.850 |
Angiotensin-converting enzyme inhibitors | 39 (94%) | 41 (100%) | 0.459 |
Statins | 32 (77%) | 30 (74%) | 0.801 |
Multivitamins | 13 (32%) | 14 (35%) | 0.576 |
Amiodarone | 7 (16%) | 2 (6%) | 0.267 |
Total cholesterol (mg/dL) | 167 ± 33 | 158 ± 35 | 0.510 |
Low-density lipoprotein cholesterol (mg/dL) | 88 ± 28 | 82 ± 28 | 0.262 |
High-density lipoprotein cholesterol (mg/dL) | 34 ± 11 | 36 ± 10 | 0.201 |
Triglycerides (mg/dL) | 120 ± 80 | 139 ± 79 | 0.220 |
Fasting blood glucose (mg/dL) | 101 ± 30 | 107 ± 40 | 0.480 |
Homocysteine (µmol/L) | 22 ± 10 | 19 ± 6 | 0.560 |
Systolic blood pressure (mmHg) | 122 ± 20 | 118 ± 22 | 0.430 |
Diastolic blood pressure (mmHg) | 68 ± 10 | 68 ± 12 | 0.810 |
Resting heart rate (b.p.m.) | 68 ± 10 | 70 ± 12 | 0.390 |
Left ventricular ejection fraction | 22 ± 4% | 21 ± 4% | 0.690 |
Six-min walk distance (m) | 300 ± 97 | 310 ± 100 | 0.580 |
Baseline brachial artery diameter (mm) | 5.21 ± 0.08 | 4.33 ± 0.09 | <0.010 |
% Flow-mediated dilation | 3.1 ± 0.7 | 7.2 ± 0.3 | <0.001 |
% Nitroglycerin-mediated dilation | 7.2 ± 0.8 | 9.4 ± 0.6 | <0.010 |
- a Values are expressed as mean ± SD.
- b FMD, flow-mediated dilation.
Endothelial function in chronic heart failure subjects
The mean FMD of all subjects was 5.1 ± 0.4% (median 4.6%) and the mean NTG was 8.3 ± 4.7% (median 8.2%). The CHF patients were divided into two groups: those with an FMD equal to or below the median FMD of 4.6% (n = 41) and those with an FMD above the median (n = 41). Both groups were comparable regarding CAD risk factors, LVEF, lipid panel, fasting glucose, homocysteine, hs-C-reactive protein, haemoglobin, serum creatinine and renal function tests, resting blood pressure and heart rate, 6 min walk distance, and concomitant medications (Table 1). However, baseline brachial artery diameter was significantly larger in patients with an FMD lesser than or equal to the median of 4.6%, compared with those with an FMD above the median (P < 0.01). This phenomenon is indicative of advanced atherosclerosis and vessel remodelling, as well as vasodilatation (possibly drug-induced), a factor which further reduces the possibility of an increase in diameter, since the vessel has already reached its maximal dilatory capacity. In addition, %NTG was significantly higher in CHF patients with an FMD above the median, compared with those with an FMD equal to or below the median (Table 1).
Long-term adverse cardiovascular endpoints
Thirty patients (36.5%) from the total study cohort had composite adverse cardiovascular events (including all-cause mortality, non-fatal myocardial infarction, and hospitalization for CHF exacerbation) throughout the follow-up (Table 2). Hospitalizations for CHF exacerbation in patients with an FMD lesser than or equal to the median were twice those of CHF patients with an FMD above the median (39.0 vs. 19.5%, P < 0.05). Furthermore and significantly, more patients with advanced NYHA class IV CHF and an FMD equal to or below the median died (n = 5) during follow-up (Table 2), compared with no deaths in patients with an FMD above the median (P < 0.03 by log-rank test). In Cox proportional hazard models adjusted for other known prognostic factors, decreased FMD remained significantly associated with increased mortality risk when considered as a continuous variable [adjusted hazard ratio (HR) estimate for a 1% decrease in FMD = 1.20; 95% confidence interval (CI) 1.01–1.69; P < 0.03] or dichotomized at the median value (adjusted HR estimate for below median FMD = 2.04; 95% CI 1.09–5.1, P < 0.03). Despite a significant correlation between FMD and baseline brachial artery diameter, the latter was not a prognostic predictor in our study cohort.
Variable | FMD ≤4.6% (n = 41) | FMD >4.6% (n = 41) | P-value |
---|---|---|---|
Death | 5 (12.1%) | 0 | <0.03 |
Hospitalization for chronic heart failure exacerbation | 16 (39.0%) | 8 (19.5%) | <0.05 |
Acute myocardial infarction | 1 (2.4%) | 0 | 0.23 |
Composite adverse events | 22 (53.6%) | 8 (19.5%) | <0.01 |
- a FMD, flow-mediated dilation.
Discussion
The present study shows for the first time that endothelial dysfunction, assessed by FMD of the brachial artery, is associated with a higher composite incidence of all-cause mortality, non-fatal myocardial infarction, and hospitalization for CHF exacerbation in patients with advanced NYHA class IV ischaemic CHF. Since these clinical endpoints are thought to reflect disease progression and impaired prognosis, our observations are consistent with the concept that endothelial dysfunction is indeed associated with accelerated progression of CHF even in the most advanced stages (NYHA class IV) of the disease. It should be noted that impaired FMD in CHF is a generalized abnormality occurring in both the peripheral and coronary circulation and appears to be due to reduced bioavailability of NO.15 Our study expands upon the observations of Kübrich et al.16 who, using quantitative coronary angiography, recently showed that allograft coronary endothelial dysfunction, as detected by abnormal responses to acetylcholine, independently predicted long-term cardiovascular-related events, including progressive CHF, acute myocardial infarction, coronary revascularization, re-transplantation, and death in heart transplant patients, thereby providing functional and prognostic information that complete the angiographic risk factor picture.
There are several potential mechanisms by which endothelial dysfunction may contribute to disease progression and worse outcomes in CHF patients. Endothelial vasodilator function is involved in the control of tissue perfusion, and therefore impaired exercise-induced release of NO may contribute to reduced exercise capacity in CHF and other severe symptoms.17 Moreover, endothelial dysfunction may contribute to myocardial perfusion abnormalities in patients with CHF and further augment myocardial damage. In this respect, there is evidence that inhibition of NO-synthase results in impaired myocardial perfusion during adenosine-induced hyperaemia, suggesting that endothelium-derived NO plays a significant role in the regulation of myocardial perfusion.18,19 Our observations in advanced NYHA class IV CHF patients extend these experimental findings to the clinical arena, whereby FMD of the brachial artery could be a useful and reliable bed-side tool, in addition to LVEF and NYHA class, for assessing the prognosis of patients with advanced CHF. These findings are in line with the results of Katz et al.8 and Fischer et al.9
Furthermore, our finding that NTG, a surrogate marker of smooth muscle cell function, is significantly impaired in advanced CHF patients, has not been reported previously. However, other reports have noted that the impact of risk factors such as diabetes on smooth muscle cell function could potentially implicate abnormalities in guanylate cyclase-cyclic guanosine monophosphate signalling pathways to low-perfusion states, as seen in patients with advanced CHF and intractable angina pectoris.20 Our data support and expand upon previous findings of impaired endothelium-independent vasodilation in patients with CHF, by demonstrating persistent defects in smooth muscle responsiveness despite optimal drug therapy with agents known to favourably influence vasodilator responses, such as ACE-I, statins, spironolactone, long-acting nitrates, and aspirin. The persistence of endothelium-independent vasodilation abnormalities may relate to a combination of impaired smooth muscle responsiveness to NO,21,22 impairment of NO diffusion to the smooth muscle,23 or structural alterations in arterial compliance associated with CHF.23 Alterations in arterial wall properties have been documented in CHF24 as well as in other vascular diseases.25 In our study, baseline brachial artery diameter was significantly larger in CHF patients with an FMD equal to or below the median, compared with those with an FMD above the median. However, despite a significant correlation between FMD and baseline brachial artery diameter, the latter was not a prognostic predictor in our study cohort. Poelzl et al.26 recently found that CHF is associated with remodelling of the brachial artery, which is characterized by morphological, mechanical, and functional changes of the vessel wall. In addition to the morphological changes, and in line with our results, Poelzl et al. also found a correlation between FMD and CHF severity, as well as a correlation between FMD and remodelling of the brachial artery. Increased artery diameter in patients with greater endothelial dysfunction might also account for the lack of further expansion, since the artery has already been ‘maximally’ dilated to facilitate peripheral oxygen supply to the surrounding tissues in the setting of impaired cardiac function. Structural abnormality (such as hypertrophy, collagen, etc.) which limits the possibility of vessel dilatation, might also be involved.
The fact that both endothelium-dependent and endothelium-independent vasodilation were reduced in our CHF patients, supports the theory that structural alterations in the vasculature could further complicate endothelial dysfunction.27 This hypothesis is based on the assumption that endothelial dysfunction of the brachial artery precedes phenotypic changes in the vessel wall of CHF patients.
Although our study cohort comprised patients with advanced NYHA class IV ischaemic CHF with severe left ventricular dysfunction, and relatively short 6 min walk test distances, long-term mortality was lower than that reported in the literature.28,29 Similarly, hospital admission rates were also markedly lower than those reported in the literature.28,29 We believe that the intensive and multidisciplinary therapy that our patients received from our CHF day care service, successfully lengthened their survival rate.
Study limitations
The observational nature of this study prohibits drawing conclusions about a causal link between endothelial dysfunction and mortality, since unmeasured confounders may have contributed to the observed associations. We studied a small number of advanced CHF patients on a relatively intensive regimen of ACE-I, statins, spironolactone, diuretics, and cardiac glycosides. These drugs could only be discontinued for 12–24 h prior to the study measurements, and therefore they may have had an effect on endothelial function, thereby possibly influencing our findings. Nevertheless, based on our positive findings, further studies with larger numbers of advanced NYHA class IV CHF patients are indicated. The sample size and relatively small number of events limited the number of variables in our regression models, providing sufficient statistical power to detect only extensive risk differences. Furthermore, our analysis did not include previously identified prognostic markers in heart failure, such as B-type natriuretic peptide, endothelin, or various cellular adhesion molecules, such as E-selectin and the von Willebrand factor.30 E-selectin is exclusively expressed on endothelial cells and is a specific biomarker of endothelial activation. Finally, it should be noted that changes in therapy over time could be a possible confounding factor in patients with advanced CHF.
Conclusions
Our study findings suggest that brachial artery endothelial dysfunction in advanced ischaemic NYHA class IV CHF patients is associated with increased mortality risk. However, larger long-term studies are required to determine the clinical significance of these results, and to establish whether preservation or restoration of FMD of the brachial artery in advanced CHF could become a target for future therapy.
Acknowledgement
The authors wish to thank Mrs Vivienne York for her helpful English language editing.
Conflict of interest: none declared.