Robust Density of Periodic Orbits for Skew Products with High Dimensional Fiber
Abstract
We consider step and soft skew products over the Bernoulli shift which have an m-dimensional closed manifold as a fiber. It is assumed that the fiber maps Hölder continuously depend on a point in the base. We prove that, in the space of skew product maps with this property, there exists an open domain such that maps from this open domain have dense sets of periodic points that are attracting and repelling along the fiber. Moreover, robust properties of invariant sets of diffeomorphisms, including the coexistence of dense sets of periodic points with different indices, are obtained.
1. Introduction
In [1], Gorodetski and Ilyashenko studied certain properties of skew product maps over the Bernoulli shift and the Smale-Williams solenoid, with a fiber S1. They provided an open set in the space of these skew products such that each mapping from this open set has a dense set of periodic orbits that are attracting and repelling along the fiber.
In this paper, we improve their results to skew product maps which have an m-dimensional closed manifold M as a fiber. Moreover, we prove that small perturbations of these skew products in the space of all diffeomorphisms have partially hyperbolic invariant sets. Also, they admit dense subsets of periodic points with different indices.
To be more precise, let us describe skew product maps which apply here in detail.
From now on, the ambient fiber space M will be an m-dimensional closed manifold and its metric is geodesic distance and the measure is the Riemannian volume.
Consider diffeomorphisms fi, i = 1, …, k, defined on M. The iterated function system ℱ(M; f1, …, fk) is the semigroup generated by f1, …, fk, that is, the set of all maps , where tj, …, t1 ∈ {1, …, k}.
The ℱ-orbit of x ∈ M is the set of points , tj ≥ 0.
An iterated function system F(M; f1, …, fk) is called minimal if each closed subset A with fi(A) ⊂ A, for all i, is empty or coincides with M. This means that ℱ-orbit of each x ∈ M is dense in M.
Let us note that an iterated function system can be embedded in a single dynamical system, the skew product F of the form (1), such that the action orbits of the iterated function system ℱ with generators fi coincide with the projections of positive semitrajectories of the skew product F onto the fiber along the base.
We would like to mention that in contrast to step skew products, the fiber maps of soft skew products depend on the whole sequence ω.
Skew products play an important role in the theory of dynamical systems. Many properties observed for these products appear to persist as properties of diffeomorphisms [1, 2].
Let w be a finite segment on the alphabets {0,1}. We denote by {⋯∣w⋯} an arbitrary infinite sequence ω in which w occurs starting from the zeroth position. In a similar way, we introduce the notation {⋯w∣⋯} and {⋯w∣w′⋯}. We also denote by |w| the length of w.
We recall that a map F is called topologically mixing if for each nonempty open sets U, V ∈ Σ2 × M,Fn(U) intersects with V for all large enough n ∈ ℕ.
We are now ready to state our main results. The first result describes the robust density of attracting and repelling periodic orbits along the fiber.
Theorem 1. There exist C1 diffeomorphisms fi : M → M, i = 0,1, and C1-neighborhoods U0(f0), U1(f1) ⊂ Diff1(M) such that for any g0 ∈ U0 and g1 ∈ U1, the periodic orbits of the step skew product F of the form (1) with the fiber maps gi, i = 0,1, which are attracting (or repelling) along M, are dense in Σ2 × M.
By applying the Hölder property, one can translate the properties of step skew products to the case of soft skew products.
Theorem 2. There exist diffeomorphisms f0 and f1 on any m-dimensional closed manifold M, and C2 neighborhoods U0(f0), U1(f1) ⊂ Diff2(M) such that, for each C > 1 and α > 0, if a soft skew product map G of the form (3) satisfies the following conditions:
- (1)
, for any ω ∈ Σ2,
- (2)
, for ω, ω′ ∈ Σ2,
- (3)
L · 2−α < 1,
then the periodic orbits of G which are attracting (or repelling) along the fiber are dense in Σ2 × M.
Now by using the smooth realizations of step skew products, we prove that the above properties are preserved under small perturbations of these products in the space of C2 diffeomorphisms.
Theorem 3. Let n and m be positive integers with n ≥ m + 3, n ≥ 5, and m ≥ 1. Suppose that N is an n-dimensional closed manifold. Then there exists an open set 𝒰 ⊂ Diff2(N) such that, for any f ∈ 𝒰, there is a partially hyperbolic locally maximal invariant set Δ ⊂ N and two numbers l1 and l2 = l1 + m, such that the hyperbolic periodic orbits with stable manifolds of dimension li are dense in Δ.
2. Step Skew Products
This section is devoted to prove Theorem 1. We will show that there exists an open set 𝒰 in the space of step skew product maps of the form (1) such that, for any map F ∈ 𝒰, the periodic orbits of F which are attracting along M are dense in Σ2 × M. The same property holds for periodic orbits which are repelling along M.
From now on, the ambient M is a compact connected m-dimensional manifold without boundary. Also, let U, W ⊂ M be two disjoint open neighborhoods which are the domains of two local charts (W, φ), (U, ψ) of M. Take two gradient Morse-Smale vector fields on M, each of which possesses a unique hyperbolic repelling equilibrium qi and a unique hyperbolic attracting equilibrium pi, i = 0,1, and finitely many saddle points , i = 0,1, j = 1, …, l, contained in open domains Vj ⊂ M∖(U ∪ W).
- (i)
If we take , then are affine maps which are defined by
()for constants 0 < r < 1, 0 < s < a − 1, a > 1 and ar < 1. We consider a minus sign for even m and a plus sign for odd m. By construction,()is a contracting map. - (ii)
If we take , i = 0,1, then and . So and . Moreover, is an affine contracting map.
Note that there is a compact invariant set Δ = Δℱ ⊂ U with nonempty interior which contains the fixed points p0 and q1, such that the acting of the iterated function system generated by {f0, f0∘f1} on Δ is minimal. Moreover, the iterated function system ℱ(M; f0, f1) is C1-robustly minimal (see [3] for more detail).
Moreover, our construction shows that the iterated function system is also minimal. Also, there exists a compact invariant set that contains the fixed points q0 and p1 in its interior such that the iterated function system is minimal. In particular, there exist open sets satisfying the inclusion relations (11).
In [3], the authors proved that F is C1-robustly topologically mixing on , where is the set of all sequences from Σ2 in which the segment “11” is not encountered to the right of any element.
Since fi, i = 0,1, are Morse-Smale diffeomorphisms with a unique attracting fixed point pi and unique repelling fixed point qi and they have not any saddle connection, so the stable and unstable sets Ws(p0, f0) and Wu(q1, f1) are open and dense subsets of M.
Lemma 4. Consider the iterated function system ℱ(M; f0, f1) as aforementioned. For every nonempty open set U ⊂ M, there exist k ≤ k0 ∈ ℕ and ρ = ρ(U) > 0 such that, for every ball B ⊂ M of radius less than ρ, there exists a finite word w = t1 ⋯ tk on the alphabets {0,1} and with the length k ≤ k0 such that .
Proof. Let U ⊂ M be an open subset. Since the acting of ℱ on M is minimal, for each x ∈ M there exists a word w(x) on the alphabets {0,1} such that . By continuity, there is a neighborhood Vx of x such that .
Since M is compact, we can cover M by finitely many open sets , i = 1, …, n. We take k0 as the maximum of the lengths of the words w(xi), i = 1, …, n, and ρ > 0 the Lebesgue number of this covering. Then every ball B ⊂ M of radius less than ρ is contained in some . So there exists a word w = t1 ⋯ tk on the alphabets {0,1} of the length k ≤ k0 such that .
Remark 5. Since the iterated function system is minimal, we can apply the argument used in the proof of Lemma 4 to prove the following statement: for every nonempty open set U ⊂ M, there exists l ≤ l0 ∈ ℕ and ϱ = ϱ(U) > 0 such that, for every ball B ⊂ M of radius less than ϱ, there exists a finite word w = s1 ⋯ sl on the alphabets {0,1} of the length l ≤ l0 such that .
The rest of this section is devoted to prove Theorem 1.
Proof. First, we will prove that the statement of Theorem 1 holds for the step skew product map F with generators f0, f1 which are introduced in the aforementioned. Note that the open sets , form a base of the topology of the space Σ2 × M where is a segment of {0,1}, is the cylinder set corresponding to the segment , and U is an open set of M.
Suppose that the segment and open subset U ⊂ M are given. We seek a periodic point of the skew product map F which is attracting along M. From now on, we fix the open subset .
Let U0 be an open ball which is contained in the basin of the attracting fixed point p0 of f0 such that , for some 0 < λ < 1. By Lemma 4, there exist ρ0 : = ρ0(U0) and k0 : = k0(U0) ∈ ℕ such that, for every open neighborhood V of diameter less than ρ0, there exists a word w = w(V, U0) on the alphabets {0,1} and with the length at most k, such that .
Now the following statements hold.
(a) Consider an open ball W ⊂ U of radius less than ρ0/Ln . Take ; then . By Lemma 4, there exists a finite word on the alphabets {0,1} of the length at most k0, such that .
(b) Take . So there exist and satisfying the statement of Lemma 4.
Since U0 is contained in the basin of attracting fixed point p0 of f0, so there exists a positive integer l2 such that
We set , where
According to these facts, there exists an attracting fixed point x for the mapping which is contained in W ⊂ U. So the periodic point which is attracting along the fiber lies in .
Density of periodic orbits which are repelling along M can be established similarly.
Indeed, by applying Remark 5 and since the mapping is contracting on Δ′, there exist an open set W ⊂ U and a finite word w′′ = r1 ⋯ rk on the alphabets {0,1}, such that
Now, we take , where
Now, let us prove that the statement holds for small perturbations of F, that is, step skew product maps generated by small perturbations of f0 and f1. Choose g0 ∈ U0 and g1 ∈ U1, sufficiently close to f0 and f1 and consider the step skew product map G given by (1) and with the fiber maps gi, i = 0,1. Therefore, gi, i = 0,1, possesses a unique hyperbolic repelling fixed point close to qi, i = 0,1, a unique hyperbolic attracting fixed point close to pi, i = 0,1, and finitely many saddle points which are close to , i = 0,1, j = 1, …, l. Moreover, the iterated function system 𝒢(M; g0, g1) is minimal and admits an invariant set Δ = Δ𝒢 with nonempty interior which contains the attracting fixed point of g0 and the repelling fixed of g1, such that 𝒢(Δ; g0, g0∘g1) is minimal. Moreover, the iterated function system is also minimal. So similar reasoning implies the existence of an attracting (repelling) periodic orbit for the map G which is contained in . This terminates the proof of Theorem 1.
3. Soft Skew Products
In this section, we prove Theorem 2. In fact, we describe the properties of soft skew product maps which have an m-dimensional closed manifold M as a fiber. To translate the properties of step skew product maps to the case of soft skew product maps, we need a Hölder property.
In the following, we provide an open set in the space of soft systems (3) with the Hölder property that has the same properties of step systems.
To be more precise, let us describe them in details.
Moreover, our construction in Section 2 shows that the iterated function system is also minimal. Also, there exists a compact invariant set Δ′ which contains the attracting fixed point of f1 and repelling fixed point of f0 in its interior such that the iterated function system is minimal. In particular, there exist open sets satisfying the inclusion relations (21) corresponding to .
Lemma 6. Let F be the step skew product map as in the aforementioned and by fiber maps hi, i = 0,1. Then any soft skew product map G of the form (3) which is sufficiently close to F possesses a maximal invariant set ΛG ⊂ Σ2 × Δout on which the acting G is topologically mixing. Moreover, there is an open set Δin such that for any soft system G, Δin ⊂ π(ΛG), where π : Σ2 × M → M is the natural projection.
Since the diffeomorphisms fi, i = 0,1, are Morse-Smale and the set of all Morse-Smale diffeomorphisms is open subset of Diff2(M), so we can choose two neighborhoods U0(f0), U1(f1) ⊂ Diff2(M) sufficiently small such that the following statements hold.
- (i)
the mapping gω has one hyperbolic attracting fixed point p(ω), one hyperbolic repelling fixed point q(ω), and finitely many saddle points ri(ω), i = 1, …, l;
- (ii)
all attracting fixed points of the mappings gω, with ω0 = 0, and all repelling fixed points of the mappings gω, with ω0 = 1, lie strictly inside Δin;
- (iii)
all attracting fixed points of the mappings gω, with ω0 = 1, and all repelling fixed points of the mappings gω, with ω0 = 0, lie strictly inside ;
- (iv)
stable sets Ws(pω, gω) are open and dense subsets of M, for any ω ∈ Σ2 with ω0 = 0;
- (v)
unstable sets Wu(qω, gω) are open and dense subsets of M, for any ω ∈ Σ2 with ω0 = 1.
We say that the soft skew product map G is controllable if its fiber maps gω, ω ∈ Σ2, satisfying the assumptions of Theorem 2 and all of the properties mentioned above.
In the following, we establish the density of periodic points of a controllable soft skew product map G which are attracting along the fiber M.
Indeed, we will find a periodic point in any open set of the form , where is a finite segment of the alphabets {0,1}, is the cylinder set corresponding to it, and U is an open subset of M.
First, we need the following lemma which controls the error in the coordinate along the fiber. It is obtained by an argument used in [1, Lemma 3.1].
Lemma 7. Let G be a controllable soft skew product map. Then there exists K > 0, with K = K(L, C, α) and being independent of δ > 0, such that, for any m ∈ ℕ, the inequality implies
Let us note that if δ > 0 is sufficiently small, then γ > 0 is also small enough. By Lemma 6, the controllable soft skew product G is topologically mixing on , where is the set of all sequences from Σ2 in which the segment “11” is not encountered to the right of any element.
We now begin the proof of Theorem 2.
Proof. Suppose that the segment and open neighborhood U ⊂ M are given. Our aim is to find a periodic point in , where is the cylinder set corresponding to .
We recall that the stable sets Ws(pω, gω) are open and dense subsets of manifold M, for any ω ∈ Σ2 with ω0 = 0, so
Similarly, , which implies that there is a neighborhood , such that is contained in , for any sequence ω = {⋯∣α0 ⋯ αn−100⋯}.
By continuing the above procedure, we obtain neighborhoods
By shrinking , we can control the error in the coordinate along the fiber. To do this, we note that the map gω, with ω0 = 0, and the map , with ω0 = 1, ω1 = 0, are contracting on Δin, so there exists a finite word such that is contained in an open ball of Δin with diameter 2γ, for any .
Analogously, since the unstable subsets Wu(pω, gω) are open and dense subsets of manifold M, for any ω ∈ Σ2 with ω0 = 1, so
Similarly, , so there exists a neighborhood , such that , for any .
By induction, we obtain neighborhoods
The construction shows that the mapping , with ω−1 = 0, and the mapping , with ω−1 = 0 and ω−2 = 1, are expanding on Δin ⊂ Δ, so there exists a finite word such that, for any sequence ω of the form
Note that by shrinking the C2-neighborhoods U0(g0), U1(g1) ⊂ Diff2(M), if it is necessary, we may assume that 6γ < diam (Δin).
Since , the subset is contained in an open ball of Δin with diameter 2γ, for any sequence of the form
We recall that the acting of G is topologically mixing on , so there exists a finite word , such that, for any sequence .
Take the segment
Now the constructions show that is contained in an open ball in Δin of diam 2γ, and contains an open ball of diam 6γ. So
Let m = 2n + l0 + l1 + m0 + K0 + k. According to Lemma 7 and the fact , we conclude that
Note that the acting of gω, with ω0 = 0, and , with and , are contracting on Δin, so we can choose sufficiently large such that on .
Hence, has an attracting fixed point . So is a periodic point in which is attracting along the fiber. By a similar argument, we conclude the existence of a periodic point in which is repelling along the fiber. This completes the proof of Theorem 2.
4. Perturbations
Let n and m be positive integers with n ≥ m + 3, n ≥ 5, and m ≥ 1. Suppose that N is an n-dimensional closed manifold. In this section, we will construct an open set 𝒰 of Diff2(N) that satisfies the following property: each diffeomorphism of 𝒰 possesses a partially hyperbolic locally maximal invariant set with a dense subset of periodic points with different indices.
In fact, we will find diffeomorphisms such that the restriction of them to their locally maximal invariant sets is conjugated to step random dynamical systems of the form (1).
As we have mentioned before, many properties observed for these products appear to persist as properties of diffeomorphisms [1, 2].
In the following, first we need to introduce skew products over the horseshoe which can be considered as smooth realizations of skew products over the Bernoulli shift of the forms (1) and (3).
Indeed, suppose that h : S2 → S2 is a diffeomorphism with a horseshoe type hyperbolic set Λ, which has a Markov partition with two rectangles D0, D1 such that D0∩D1 = ∅, with the rate of contraction k ∈ (0,1) which is small enough (see [1, Theorem 2]). Put D : = D0 ∪ D1 and h(D): = D′. It is well known that the hyperbolic invariant set Λ is homeomorphic to Σ2 with restriction of h to Λ being conjugate to the Bernoulli shift σ on Σ2.
Here, we take M = Sm, the m-dimensional sphere. Let f0 and f1 be two diffeomorphisms on Sm generating a robustly minimal iterated function system as in Sections 2 and 3. Also, let F be the step skew product map of the form (1) with the fiber maps f0 and f1, and let ℱ be its smooth realization. Let us take neighborhoods U0, U1 as in Theorem 1.
Now, let 𝒢 be C1-close to ℱ. Then 𝒢 is conjugate to a controllable soft skew product map G, with fiber maps gω which is C1-close to ; see Section 3 for more detail.
Let ℋ be a C2 diffeomorphism which is C1-close to 𝒢. Then, ℋ has an invariant set 𝒴ℋ homeomorphic to Σ2 × Sm such that the projection (𝒴ℋ, ℋ)↦(Σ2, σ) is semiconjugacy and so the dynamics of ℋ restricted to 𝒴𝒢 resembles the dynamics of . Also, ℋ restricted to 𝒴ℋ is conjugate to skew product H on Σ2 × Sm (see [2]). In particular, the fiber maps hω are C1-close to gω and therefore it is C1-close to , for each ω ∈ Σ2.
Now, we can apply Theorem 2 to conclude that the periodic orbits of the skew product H which are attracting (repelling) along Sm are dense in Σ2 × Sm. Therefore, ℋ restricted to 𝒴ℋ has a dense subset of periodic orbits of indices (dimension of their stable manifolds) l1 = 1 and l2 = m + 1.
Finally, one can see that ℋ restricted to 𝒴ℋ can be extended to a diffeomorphism on the closed manifold N.
Indeed, one can embed the m-sphere Sm in ℝm+1 and a two-dimensional rectangle B in ℝn−m−1, where D ⊂ B, D = D0 ∪ D1. So B × Sm can be embedded in the closed manifold N, by a local chart of N (see [2] for more detail). This completes the proof of Theorem 3.
Acknowledgment
The authors are very grateful to the referee for fruitful comments and valuable suggestions.