The C-Version Segal-Bargmann Transform for Finite Coxeter Groups Defined by the Restriction Principle
Abstract
We apply a special case, the restriction principle (for which we give a definition simpler than the usual one), of a basic result in functional analysis (the polar decomposition of an operator) in order to define Cμ,t, the C-version of the Segal-Bargmann transform, associated with a finite Coxeter group acting in ℝN and a given value t > 0 of Planck′s constant, where μ is a multiplicity function on the roots defining the Coxeter group. Then we immediately prove that Cμ,t is a unitary isomorphism. To accomplish this we identify the reproducing kernel function of the appropriate Hilbert space of holomorphic functions. As a consequence we prove that the Segal-Bargmann transforms for Versions A, B, and D are also unitary isomorphisms though not by a direct application of the restriction principle. The point is that the C-version is the only version where a restriction principle, in our definition of this method, applies directly. This reinforces the idea that the C-version is the most fundamental, most natural version of the Segal-Bargmann transform.
1. Introduction
The basic idea involved in the restriction principle is the use of the polar decomposition of an operator in order to define a unitary transformation. The polar decomposition (e.g., see [1, 2]) is a well-known result in functional analysis that says that one can write T = U|T|, where and U is a partial isometry. Here T is a closed (possibly unbounded), densely defined linear operator mapping its domain Dom (T) ⊂ ℋ1 to ℋ2, where ℋ1 and ℋ2 are complex Hilbert spaces. It turns out that is the positive square root of the densely defined self-adjoint operator T*T and so maps a domain in ℋ1 to ℋ1. The partial isometry U maps ℋ1 to ℋ2. We are generally interested in the case when the partial isometry U is a unitary isomorphism from ℋ1 onto ℋ2, which is true if and only if T is one-to-one and has dense range.
Applying the polar decomposition theorem as a means for constructing unitary operators is a very general method. Also this method has nothing to do with the structures of the complex Hilbert spaces ℋ1 and ℋ2. And these can be advantages or disadvantages depending on one′s particular interest.
But if we assume that ℋ2 is some set of complex-valued functions (and in general not equivalence classes of functions) on a set X and ℋ1 is a Hilbert space of complex-valued functions (or possibly equivalence classes of functions) on a subset M of X, then we define the restriction operator R : ℋ2 → ℋ1 by Rf(x) : = f(x) for all f ∈ ℋ2 and all x ∈ M. This is at a formal level only, since in general, we do not know that Rf ( = f↾M = f restricted to M) is an element of ℋ1. Then we apply the polar decomposition to the adjoint R* of the restriction operator R (provided that R* is a closed, densely defined operator) to get R* = UP, where P is a positive operator of no further interest and U is a partial isometry from ℋ1 to ℋ2. We say that U is defined by the restriction principle. We then have to show that R* is one-to-one and has dense range in order to prove that the partial isometry U is a unitary isomorphism from ℋ1 onto ℋ2, this being the case of interest for us. In this paper ℋ2 will be a reproducing kernel Hilbert space. This turns out to be quite useful for deriving explicit formulas, but it is not a necessary aspect of this approach.
We note that our definitions here differ from those of other authors. For us a restriction operator is simply restriction to a subset and nothing else. Other authors allow for operators that are the composition of restriction to a subset followed or preceded by another operator, often a multiplication operator. Then these authors apply the polar decomposition to these more general “restriction” operators. Now this introduces another operator as a deus ex machina; that is, something that arrives on the stage without rhyme or reason but that saves the day by making everything work out well. We object to such an approach to constructing a mathematical theory on general principles, both aesthetic and logical. Moreover, in the context of generalizations of Segal-Bargmann analysis it seems that the application of the restriction principle (using our definition of this) in the context of the C-version of Segal-Bargmann analysis eliminates any need to introduce unmotivated factors. This is clearly seen in this paper as well as in [3, 4]. Also, as we will see, developing the theory first for the C-version gives us enough information to dispose easily of the other versions, including an explanation of where the “mysterious” multiplication factors come from for the A, B, and D versions. See Hall [5] for the original use of this nomenclature of “versions” and [6] for its use in the context of finite Coxeter groups.
When the above sketch can be filled in rigorously, this is a simple way of defining a unitary isomorphism U. Moreover, the simplicity of the definition often allows one to prove results about U in a straightforward way. However, the devil lies in the details as the saying goes, and the details can sabotage this approach. For example, the definition of the restriction operator R might not make sense on the domain ℋ2 though it always makes sense on the subspace Dom (R) : = {f ∈ ℋ2∣Rf = f↾M ∈ ℋ1}. However, it could happen that Dom (R) is the zero subspace, in which case this method is for naught.
The full history of this method is not our primary interest, but we present what we know about this in the area of mathematical physics and related areas of analysis. In this paragraph, and only in this paragraph, the phrase “restriction principle” is used in the sense of the authors cited. Peetre and Zhang in 1992 in [7] used polar decomposition to get the Berezin transform. A polar decomposition was used by Ørsted and Zhang in [8] in order to define and study the Weyl transform. The article [4] by Ólafsson and Ørsted contains some applications of restriction principles in order to understand the work of Hall in [5] and Hijab in [9]. The approach in [4] was recently followed up by Hilgert and Zhang in [3] in their study of compact Lie groups. Also Davidson et al. used a restriction principle in [10] in order to study Laguerre polynomials. See [10] for more references on this topic and on the Berezin transform. Zhang in [11] used a restriction principle to study the Segal-Bargmann transform of a weighted Bergman space on a bounded symmetric domain. In [12] a restriction principle was used by Ben Saïd and Ørsted to produce a “generalized Segal-Bargmann transform” associated with a finite Coxeter group acting on ℝN. We first learned about this method by reading [8] within some six months of its publication. But our recent interest was stimulated by our desire to understand [12].
We should note that the same generalized Segal-Bargmann space as found in [12] together with its associated Segal-Bargmann transform (but called the chaotic transform) can be found for the case M = ℝ, X = ℂ (dimension N = 1) in Sifi and Soltani [13] and for M = ℝN, X = ℂN (arbitrary finite dimension N) in Soltani [14]. However, neither [13] nor [14] used a restriction principle. The case M = ℝ, X = ℂ is discussed by us in [15] and in the references found there, while we studied the arbitrary finite dimensional case M = ℝN, X = ℂN in [6]. Our point of view in [6, 15] was to use the approach of Hall [5], which is directly based on heat kernel analysis, rather than using the restriction principle. While the restriction principle can be considered as an alternative to the approach of Hall, this approach still relies in an essential way, at least in this paper, on the heat kernel of the Dunkl theory as we will see.
The restriction principle approach has various limitations. For example, X and M need not be manifolds and even if they are, X need not be the cotangent bundle of M so that the theory can lose contact with physics and symplectic geometry. Also, the Hilbert spaces are not constructed, but they must be known prior to applying this approach. And there is no necessary connection with heat kernel analysis. Of course, these attributes can be viewed as strengths rather than weaknesses, since they could allow for more general application than other approaches.
In this paper we will use the restriction principle to define the C version of the Segal-Bargmann transform Cμ,t associated with a finite Coxeter group acting on ℝN and with a value t > 0 of Planck′s constant. (We will discuss the multiplicity function μ later on.) We also show that Cμ,t is a unitary isomorphism. This is a new way to construct Cμ,t and prove that it is a unitary isomorphism. Along the way we have to find an explicit formula for the reproducing kernel function for the Hilbert space 𝒞μ,t that turns out to be the range of the unitary transform Cμ,t.
A major point of this paper is that our original proof of the unitarity of the transform Cμ,t, as given in [6], depends on using the previously established unitarity of Aμ,t, the A-version of the Segal-Bargmann transform. Since none of the versions of the Segal-Bargmann transform appears as the most natural version in the analysis given in [6], there is no logical reason to start with the A-version. However, using that approach, things in the end do work out quite nicely. But the proof given here seems to us to be more natural, since the starting point, namely the C-version, plays a distinguished role, while the remaining versions are obtained as secondary constructs.
Having established these results in the C-version, it is then simple for us to prove the corresponding results for Versions A, B, and D. In particular we show as an immediate consequence of our work how the “restriction” operator used in [12] (which is actually restriction followed by multiplication by an unmotivated factor) arises in a natural way from our restriction operator, which is simply restriction without multiplication by some fudge factor.
The upshot is that the restriction principle for the C-version can be used as a starting point for defining all of the versions of the Segal-Bargmann transform associated to a finite Coxeter group. Therefore the restriction principle is a fundamental principle in Segal-Bargmann analysis. So, this paper complements the approach in our recent paper [6], where we showed by using the Dunkl heat kernel that the versions A, B, and C of the Segal-Bargmann transform associated with a finite Coxeter group are analogous to the versions of the Segal-Bargmann transform as introduced by Hall in [5], where he used the appropriate heat kernel.
Since many authors now take the C-version to be the most fundamental version of the Segal-Bargmann transform, we feel that our result has an impact on that approach to this field of research. We also feel that the current approach is better than that in [6], since we now emphasize how the C-version is singled out in yet another way as more fundamental than the other versions.
2. Definitions and Other Preliminaries
For a Hilbert space ℋ we use the notations 〈·,·〉ℋ and ∥·∥ℋ for its inner product and norm, respectively. The inner product is antilinear in its first argument, linear in its second. All Hilbert spaces considered are over the field of complex numbers.
We will be using dilations. Our present notation for these operators is Dλψ(x) : = ψ(λx), where ψ is a function in some appropriate function space. The proof of the next result is straightforward and so is left to the reader.
Lemma 2.1. For every λ > 0 and t > 0, we have that
We gather here some basic results of functional analysis that we will be using. (See [1], especially Chapter III, Section 5 and Chapter V, Section 3, for more details.) Let ℋ1 and ℋ2 be complex Hilbert spaces with T : Dom (T) → ℋ2 a linear operator which is densely defined (which means Dom (T) is a dense subspace in ℋ1). Let T* denote the adjoint of T. If T is closable (namely, has a closure), then we denote the closure of T by . We denote the kernel and range of T by Ker T and Ran T, respectively. We say that T is globally defined if Dom (T) = ℋ1. For any subset A in a Hilbert space, is its closure in the norm topology and A⊥ is its orthogonal complement. The following proposition comes from elementary functional analysis.
Proposition 2.2. Let T : Dom (T) → ℋ2 be densely defined, as above. Then we have the following:
- (1)
if T is closable, then T* is closed, densely defined and ,
- (2)
Ker T* = (Ran T)⊥,
- (3)
if T is closed, then ,
- (4)
if T is bounded (i.e., there exists C ≥ 0 such that for all ϕ ∈ Dom (T)), then T is closable and is globally defined and bounded (with the same bound as T). In particular, if T is bounded and closed, then T is globally defined, that is, Dom (T) = ℋ1.
As we have already mentioned, we will use a standard result of functional analysis known as the polar decomposition of an operator. For the reader′s convenience we state this result. We present a modification of the statement of Theorem VIII.32 in [2]. A very thorough discussion of this topic is also given in [1]. (See Chapter VI, Section 2.7.) We state this theorem for a closed densely defined linear operator (that is, it may be bounded or not).
Theorem 2.3 (Polar Decomposition). Let ℋ1 and ℋ2 be Hilbert spaces and A : Dom (A) → ℋ2 be a closed linear operator, defined in the dense linear domain Dom (A) ⊂ ℋ1. Then there exists a positive self-adjoint operator with Dom (|A|) = Dom (A) and there exists a partial isometry U : ℋ1 → ℋ2 with initial space (Ker U)⊥ = (Ker A)⊥ and final space such that
In particular, U is one-to-one if and only if Ker A = 0, while U is onto if and only if Ran A is dense.
Consequently, U is a unitary isomorphism of ℋ1 onto ℋ2 if and only if Ker A = 0 and Ran A is dense.
Remarks 2.4. Theorem 2.3 is stated in terms of the structures of Hilbert spaces, nothing else. So it is invariant under unitary isomorphisms. To make this more explicit we suppose Fj : ℋj → 𝒦j are unitary isomorphisms for j = 1,2, where 𝒦1 and 𝒦2 are Hilbert spaces. (We continue using the notation of Theorem 2.3.) Then define Dom (B) : = F1(Dom (A)), a subset of 𝒦1, and B : Dom (B) → 𝒦2 by . Clearly, B is a closed, densely defined operator. So, according to Theorem 2.3, we have that B = V|B|, where and V : 𝒦1 → 𝒦2 is a uniquely determined partial isometry. Then the relation of the polar decomposition of B with that of A = U|A| is
It seems to be a rule of thumb in Segal-Bargmann analysis that it is rather straightforward to prove that a Segal-Bargmann transform is injective, while to prove that it is surjective requires a rather detailed argument. However, that is not so for the restriction principle we will consider. On the contrary, as we will see in the next section, proving that the transform is surjective is immediate (using uniqueness of analytic continuation), while proving that it is injective does involve a bit more work (using that the Dunkl transform, to be discussed later, is injective) though is not all that difficult.
3. Version C
In this section we will show how Version C of the Segal-Bargmann transform associated to a Coxeter group arises from the restriction principle. We feel that using the restriction principle is a more fundamental approach to this theory.
We again call to the reader′s attention that restriction principles do not define the Hilbert spaces, which must be introduced prior to the application of a restriction principle. And so it is in the present case with the Hilbert space 𝒞μ,t.
Theorem 3.1. The reproducing kernel function Lμ,t for the Hilbert space 𝒞μ,t is given by
Remarks 3.2. Note the similarity of formula (3.4) with the reproducing kernel for the Version C generalized Segal-Bargmann space for compact, connected Lie groups as given by Hall in [5] (Theorem 6, page 127):
Proof. We let ℋ(ℂN) denote the space of all of the holomorphic functions f : ℂN → ℂ. We recall three definitions from [6]. For f ∈ ℋ(ℂN) we define Gf ∈ ℋ(ℂN) by
The reproducing kernel of a Hilbert space must satisfy two characteristic properties. The first of these is that must be an element in the Hilbert space 𝒞μ,t. The second is that for all f ∈ 𝒞μ,t and z ∈ ℂN.
We start with the first property. Now Lz ∈ 𝒞μ,t if and only if
So we calculate
Now for the second property we evaluate the right side for f ∈ 𝒞μ,t (which implies Gf ∈ ℬμ,t/2) and use GLz ∈ ℬμ,t/2 to get
The definition of the Hilbert space 𝒞μ,t given in (3.6), (3.7), and (3.8) is what we were naturally led to while preparing [6]. It is the range space of the Version C Segal-Bargmann transform Cμ,t introduced there. However, the result of Theorem 3.1 gives us an intrinsic way of defining 𝒞μ,t, namely as the Hilbert space of holomorphic functions f : ℂN → ℂ with reproducing kernel defined by (3.4). This is arguably a better approach. However, the natural way to do this would be to omit the factors of 2 from (3.4). This would simply give us a different normalization of the Version C of the Segal-Bargmann space. But either way the Hilbert space 𝒞μ,t must be defined before applying a restriction principle, as we noted earlier.
Of course, in order to apply the restriction principle, we need to define the restriction operator rigorously.
Definition 3.3. We define the restriction operator
We will show later on that Rμ,t is a globally defined, bounded operator. Still this is a bit surprising since the following standard estimates do not prove it. Indeed, for any 0 ≠ f ∈ Dom (Rμ,t) ⊂ 𝒞μ,t we have that
As far as we know at this point of our exposition it could well be the case that Dom (Rμ,t) = 0. We now show that this domain is actually dense along with other properties of Rμ,t.
Theorem 3.4. The operator R ≡ Rμ,t defined on its domain Dom (Rμ,t) is a closed, densely defined operator that is one-to-one and has dense range in L2(ℝN, ωμ,t). Also its adjoint is densely defined, closed, one-to-one and has dense range. In particular, we have that Lz ∈ Dom (Rμ,t) for all z ∈ ℂN.
Proof. By the uniqueness of analytic continuation from ℝN to ℂN, we have immediately that Rμ,t is one-to-one, that is, Ker Rμ,t = 0.
We claim that the functions Lz ∈ 𝒞μ,t are all in Dom (R). This follows from
The proof that the graph of R is closed is a standard argument, which we leave to the reader. So, R is a closed operator.The proof that R* is a densely defined and closed operator follows by applying Proposition 2.2 to the closed operator R.
To prove that is injective, we first find a formula for . So we take ψ ∈ Dom (R*) ⊂ L2(ωμ,t) and z ∈ ℂN with the intention of calculating in general. Introducing the reproducing kernel Lz in the second equality and using Lz ∈ Dom (R) in the third equality we calculate as follows:
Now put z = −ix for x ∈ ℝN in (3.18) to get
We now assume that ψ ∈ Ker R* ⊂ Dom (R*). So, for all x ∈ ℝN. Using that ℱμ,2t is injective on L2(ωμ,2t), it follows from (3.19) that ψ = 0 almost everywhere with respect to the measure dωμ,2t. Hence ψ = 0 almost everywhere with respect to dωμ,t. This shows that is injective.
To prove that the ranges are dense, we will again use Proposition 2.2. Since Rμ,t is closed we have that and that . The last equality then implies that . (We use the symbol 0 here to designate ambiguously the zero subspace of the appropriate Hilbert space.)
We have shown that the range of the restriction operator Rμ,t is dense only for the sake of completeness. This will not be used later on.
We continue with our main result.
Theorem 3.5 (Restriction principle: Version C). (i) Suppose that the multiplicity function satisfies μ ≥ 0. The restriction principle says that the partial isometry Uμ,t produced by writing the adjoint of the restriction operator, namely , in its polar decomposition; that is,
(ii) Moreover, we have that
So it follows that Cμ,t : L2(ℝN, ωμ,t) → 𝒞μ,t, the C-version of the Segal-Bargmann transform associated with a finite Coxeter group and the value t > 0 of Planck′s constant, is a unitary isomorphism.
Remark 3.6. Instead of using the definition (3.1) from [6], we can use the first part of this theorem to define Cμ,t : = Uμ,t. It is in this sense that the restriction principle can be said to define the C-version of the Segal-Bargmann transform.
Proof. We begin by finding another formula for . So we take ψ ∈ Dom (R*) ⊂ L2(ωμ,t) and z ∈ ℂN. Continuing the calculation given above in (3.18), we obtain
To get the polar decomposition of R* we have to analyze the operator R**R*. But , since R is closed. So we consider RR* from now on. By using the definition of R we immediately get for x ∈ ℝN and ψ ∈ Dom (RR*) that
Next the polar decomposition theorem tells us that
Now by a “one-page” argument, we have shown that Ker R* = 0, and so, Uμ,t is one-to-one. And by a “one-line” proof, we have seen that Ran R* is dense, and so Uμ,t is onto. The two preceding assertions about Uμ,t follow from the polar decomposition Theorem 2.3. We conclude that Uμ,t is a unitary isomorphism.
We now write (3.26) equivalently as
During the proof of the previous theorem we proved the statement made earlier that Rμ,t is bounded. We now state this result separately and amplify on it.
Theorem 3.7. The operator R ≡ Rμ,t is bounded and has operator norm ∥R∥ = 1. Also the operator R* is bounded with operator norm ∥R*∥ = 1.
Proof. In this proof we denote all operator norms by ∥·∥. We already have shown that is a self-adjoint, bounded operator acting on L2(ℝN, ωμ,t) and that R and R* are globally defined, bounded operators. We take ϕ ∈ L2(ℝN, ωμ,t) in the following, getting
4. Versions A, B, and D
Therefore we would like to take f ∈ 𝒞μ,t and calculate the norms and and then show they are equal. But we do not have closed formulas for these norms for general elements in these reproducing kernel Hilbert spaces. However, it suffices to consider the case when f = Lz ∈ 𝒞μ,t, where z ∈ ℂN is arbitrary. See (3.4). In spite of the quantity of details, this does work out in an algorithmic manner.
We wish to note that formula (4.18) was forced on us by our method, once we had established that the unitary operators F1 and F2 change the transform Cμ,t into Aμ,t. (cp. diagram (4.1).) And these two unitaries arose in a natural, motivated way directly from an identity that relates the kernel functions of these transforms. So the A-version arises by applying polar decomposition to a particular operator. When one thinks of it this way, this is a rather unimpressive result. Actually, every unitary operator between two Hilbert spaces can be realized via a polar decomposition. And any closed, densely defined operator which satisfies two additional hypotheses (injectivity and dense range) gives us a unitary operator in its polar decomposition.
Moreover, we could have used another pair of unitary isomorphisms, say G1 and G2 in place of F1 and F2, to change Cμ,t into , using a diagram analogous to (4.1). Then Z arises from the polar decomposition that comes from the restriction principle used to produce Cμ,t. However, this polar decomposition in general will not be a restriction principle. (e.g., the codomains of G1 and G2 need not even be function spaces.) Actually, any unitary isomorphism Z between separable, complex Hilbert spaces of infinite dimension can arise this way by an appropriate, but far from unique, choice of the two unitaries G1 and G2. So in general it would be misleading to dub Z with a name that indicates that it forms a part of Segal-Bargmann analysis.
However, the transform Aμ,t does arise naturally and uniquely from the heat kernel method as a part of Segal-Bargmann analysis. (See [6].) So it is reasonable to ask (and answer, as we have done in this section) how the restriction principle for Cμ,t gives us a polar decomposition of Aμ,t. On the other hand, we have not been able to find in [12] a satisfactory, explicit justification for considering the transform defined there as a part of Segal-Bargmann analysis. For example, Remark 4.3 ([12, page 301]) only indicates what happens when μ ≡ 0 (in our notation). In our opinion this is very far from justifying the terminology “Segal-Bargmann” for the case of general μ.
One point of this section is to show where the unmotivated exponential factor comes from in the definition of the “restriction operator” in [12]. It is truly a deus ex machina in [12]. Here it flows out naturally from an analysis based on the C-version. The second point of this section is to provide contrast with the method used to define the C-version in the last section. While that was also a polar decomposition, it was a particular, uniquely defined special case, namely the restriction principle. The worst that could happen with an analysis based on the restriction principle is that the technical details do not work out and therefore no unitary isomorphism at all is produced. In short, the result of the method is unique but may not exist.
As for the remaining two versions of the Segal-Bargmann, the Version B (resp., D) is defined by a unitary transformation (a change of measure) on the domain space starting with the Version A (resp., C). (See [6] for details about Version B. Version D is related to Version C analogously.) So, the restriction principle for the C-version implies that these remaining two versions can also be obtained from the polar decomposition of an explicitly defined operator. The details are left to the interested reader. We do wish to comment that these polar decompositions are not restriction principles. The brevity of our discussion in this paragraph is not meant to indicate that these versions are less important than the A-version. On the contrary, we think that the three versions A, B, and D have the same relative relation to the truly important and logically central C-version.
5. Concluding Remarks
Our confusion over the role in [12] of their “restriction principle” in the Segal-Bargmann analysis motivated our study of this topic. The upshot is our discovery of the central role of the restriction principle in the C-version of the Segal-Bargmann analysis associated to a finite Coxeter group. We wish to underscore that only the A-version of the Segal-Bargmann analysis is considered in [12]. This can be clearly seen in the reproducing kernel for the space of holomorphic functions in [12], which is therefore the A-version space. Also the “generalized Segal-Bargmann transform” in [12] has an integral kernel which is not the analytically continued heat kernel (as in the C-version), but rather something that corresponds to our uniquely defined A-version (modulo normalization and dilation). There is no mention in [12] of the C-version nor even of the existence of other versions of the Segal-Bargmann analysis.
In summary, we think that this paper shows that the restriction principle and the C-version (and not any other version) of Segal-Bargmann analysis are naturally and closely related with each other. So this is a new way for understanding how the C-version in general is the most fundamental version of the Segal-Bargmann analysis.
As for future endeavors, we note that we have studied only the case μ ≥ 0 and so it might be interesting to understand what happens when we drop or weaken that condition.
Acknowledgments
The author thanks Greg Stavroudis for a most hospitable venue for connecting to the Internet as well as for his excellent coffee, both being critical elements for doing the research for this paper. Also he warmly thanks Jean-Pierre Gazeau for being his academic host at the Université Paris Diderot Paris 7 during the spring of 2011 when this paper was finished. This research is partially supported by CONACYT (Mexico) project 49187.