Toeplitz Operators on the Bergman Space of Planar Domains with Essentially Radial Symbols
Abstract
We study the problem of the boundedness and compactness of Tϕ when ϕ ∈ L2(Ω) and Ω is a planar domain. We find a necessary and sufficient condition while imposing a condition that generalizes the notion of radial symbol on the disk. We also analyze the relationship between the boundary behavior of the Berezin transform and the compactness of Tϕ.
1. Introduction
Let Ω be a bounded multiply-connected domain in the complex plane ℂ, whose boundary ∂Ω consists of finitely many simple closed smooth analytic curves γj (j = 1,2, …, n) where γj are positively oriented with respect to Ω and γj∩γi = ∅ if i ≠ j. We also assume that γ1 is the boundary of the unbounded component of ℂ∖Ω. Let Ω1 be the bounded component of ℂ∖γ1, and Ωj (j = 2, …, n) the unbounded component of ℂ∖γj, respectively, so that .
The paper is organized as follows. In Section 2, we describe the setting where we work, give the relevant definitions, and state our main result. In Section 3, we collect results about the Bergman kernel for a planar domain and the structure of . In Section 4, we prove the main result and study several important consequences.
2. Preliminaries
Let Ω be the bounded multiply-connected domain given at the beginning of Section 1, that is, , where Ω1 is the bounded component of ℂ∖γ1, and Ωj (j = 2, …, n) is the unbounded component of ℂ∖γj. We use the symbol Δ to indicate the punctured disk {z ∈ ℂ∣0 < |z| < 1}. Let Γ be any one of the domains Ω, Δ, Ωj (j = 2, …, n).
We call KΓ(z, w) the reproducing kernel of Γ and we use the symbol kΓ(z, w) to indicate the normalized reproducing kernel, that is, kΓ(z, w) = KΓ(z, w)/KΓ(w, w) 1/2.
We remind the reader that any Ω bounded multiply-connected domain in the complex plane ℂ, whose boundary ∂Ω consists of finitely many simple closed smooth analytic curves γj (j = 1,2, …, n), is conformally equivalent to a canonical bounded multiply-connected domain whose boundary consists of finitely many circles (see [6]). This means that it is possible to find a conformally equivalent domain where D1 = {z ∈ ℂ : |z| < 1} and Dj = {z ∈ ℂ:|z − aj | > rj} for j = 2, …, n. Here aj ∈ D1 and 0 < rj < 1 with |aj − ak| > rj + rk if j ≠ k and 1 − |aj| > rj. Before we state the main results of this paper we need to give a few definitions.
Definition 2.1. Let be a canonical bounded multiply-connected domain. We say that the set of n + 1 functions 𝔓 = {p0, p1, …, pn} is a ∂-partition for Ω if
- (1)
for every j = 0,1, …, n, pj : Ω → [0,1] is a Lipschitz, C∞-function,
- (2)
for every j = 2, …, n, there exists an open set Wj⊂Ω and an ϵj > 0 such that , and the support of pj is contained in Wj and
(2.3) - (3)
for j = 1, there exists an open set W1⊂Ω and an ϵ1 > 0 such that and the support of p1 is contained in W1 and
- (4)
for every j, k = 1, …, n, Wj∩Wk = ∅, the set is not empty and the function
- (5)
for any ζ ∈ Ω, the following equation:
(2.6)holds.
We need to point out two facts about the definition above: (i) that near each connected component of the boundary there is only one function which is different from zero (note that this implies that the function must be equal to 1), and (ii) far away from the boundary only the function p0 is different from zero.
Definition 2.2. A function is said to be essentially radial if there exists a conformally equivalent canonical bounded domain , such that if the map Θ : Ω → D is the conformal mapping from Ω onto D, then
- (1)
for every k = 2, …, n and for some ϵk > 0, we have
(2.7)when z∈, - (2)
for k = 1 and for some ϵ1 > 0, we have
(2.8)when z∈.
The reader should note that in the case where it is necessary to stress the use of a specific conformal equivalence, we will say that the map φ is essentially radial via .
Before we proceed, the reader should notice that the definition, in the case of the disk, just says that, when we are near to the boundary, the values depend only on the distance from the center of the disk, so the function is essentially radial. In the general case, to formalize the fact that the values depend essentially on the distance from the boundary, we can simplify our analysis if we use the fact that this type of domain is conformally equivalent to a canonical bounded multiply-connected domain whose boundary consists of finitely many circles. For this type of domain the idea of essentially radial symbol is quite natural. For this reason, we use this simple geometric intuition to give the general definition.
Before we state the main result, we stress that in what follows, when we are working with a general multiply-connected domain and we have a conformal equivalence , we always assume that the ∂-partition is given on and transferred to through Θ in the natural way.
At this point, we can state the main result.
Theorem 2.3. Let φ ∈ L2(Ω) be an essentially radial function via , if one defines φj = φ · pj, where j = 1, …, n and 𝔓 is a ∂-partition for Ω, then the following are equivalent:
- (1)
the operator
(2.9)is bounded (compact). - (2)
for any j = 1, …, n the sequences are in ℓ∞(ℤ+)(c0(ℤ+)) where, by definition, if j = 2, …, n,
(2.10)and if j = 1(2.11)
3. The Structure of and Some Estimates about the Bergman Kernel
From now on, we will assume that where Ω1 = {z ∈ ℂ:|z | < 1} and Ωj = {z ∈ ℂ:|z − aj | > rj} for j = 2, …, n. Here, aj ∈ Ω1 and 0 < rj < 1 with |aj − ak | > rj + rk if j ≠ k and 1−|aj | > rj. We will indicate with the symbol Δ0,1 the punctured disk Ω1∖{0}.
With the symbols , we denote the Bergman kernel on Ωj, Ω, and Δ, respectively.
Lemma 3.1. (1) EΩ is conjugate symmetric about z and w. For each w ∈ Ω, EΩ(·, w) is conjugate analytic on Ω and .
(2) There are neighborhoods Uj of ∂Ωj (j = 1, …, n) and a constant C > 0 such that Uj∩Uk is empty if j ≠ k and
(3) EΩ ∈ L∞(Ω × Ω).
Proof. (1) Since the Bergman kernels KΩ and have these properties (see [9]), by the definition of EΩ, we get (1).
(2) The proof is given in [7, 8].
(3) Using the fact that
We observe that we can choose Rj > rj for j = 2, …, n and R1 < 1 such that Gj = {z : rj<|z − aj | < Rj} (j = 2, …, n) and G1 = {z : R1<|z | < 1}, then we have , where Uj is the same as in Lemma 3.1. We also have the following.
Lemma 3.2. There are constants 𝒟 > 0 and ℳ > 0 such that
- (1)
for any (z, w) ∈ Gi × Ω ∪ Ω × Gi, one has
(3.11) - (2)
for any z ∈ Ω, one has .
Proof. By the explicit formula of the Bergman kernels , there are constants Ci and Mi such that
It is clear from what we wrote so far that we put a strong emphasis on the fact that the domain under analysis Ω is actually the intersection of other domains, that is, . This also suggests that we should look for a representation of the elements of that reflects this fact. For this reason, we give the following.
Definition 3.3. Given with Ω1 = {z ∈ ℂ:|z | < 1} and Ωj = {z ∈ ℂ:|z − aj | > rj}, for any , we define n + 1 functions P0f, P1f, P2f, …, Pnf as follows: if z ∈ Ω, then we set, for j = 1,
It is important that the reader notices that the Cauchy theorem implies that our definition is independent from how we choose . Moreover, it is important to notice that the domains of the functions P2f, …, Pnf are actually the sets Ω2, …, Ωn. In the next Lemma, we give more information about this representation.
Lemma 3.4. For , one can write it uniquely as
Proof. Let f be any function analytic on Ω. For any z ∈ Ω, let γi (i = 1, …, n) be the circles which center at ai (a1 = 0) and lie in Gi, respectively, so that z is exterior to γi (i = 2, …, n) and interior to γ1. Using Cauchy′s Formula, we can write
Now, we define P1f = f1 and
We claim that implies that for j = 1,2, …, n, respectively. Indeed, since each annulus Gj is contained in implies that f is an element of for all i = 1,2, …, n.
For any fixed i, note that Pjf (0 ≠ j ≠ i) and P0f − αj,−1 · (z − aj) −1 are analytic on and lim |z|→∞Pjf(z) = 0 for j ≠ 1. Expanding them as Laurent series, it follows that:
- (1)
If i = 1, then for j ≠ 1,
- (2)
If i ≠ 1, then
(3.28)for 0 ≠ j ≠ i and(3.29)
If for some i ∈ {1,2, …, n}, note that lim f(z) = 0 as |z | → ∞ for i ≠ 1, then f(z) = Pif(z) + αi,−1(z − ai) −1 if i ≠ 1 and P1f = f if i = 1. For i ≠ 1, since implies that , then . We must have αi,−1 = 0 and, consequently, P0f = 0. Hence, in any case, implies f = Pif and Pjf = 0 if i ≠ j, and this remark completes our proof.
Lemma 3.5. If {fn} is a bounded sequence in and fn → 0 weakly in , then Pjfn → 0 weakly on for j = 1, …, n and P0fn → 0 uniformly on Ω.
Proof. By the previous Lemma, we know that the linear transformations {Pj} are bounded operators, then fn → 0 weakly in implies that Pjfn → 0 weakly on for j = 1, …, n. For the same reason, P0fn → 0 weakly in and then P0fn(ζ) → 0 for any ζ ∈ Ω. Since
4. Canonical Multiply-Connected Domains and Essentially Radial Symbols
In this section, we investigate, with the help of the results established in the previous section, necessary and sufficient conditions on the essentially radial function φ ∈ L2(Ω, dν) for the Toeplitz operator Tφ to be bounded or compact.
In order to make our notation a little simpler, when we use a kernel operator we will denote it by the name of its kernel function. For example, the Bergman projection will be denoted by the symbol KΩ.
We are now in a position to prove the following result.
Lemma 4.1. Let φ ∈ L2(D) be an essentially radial function where with D1 = {z ∈ ℂ:|z | < 1} and Dj = {z ∈ ℂ:|z − aj | > rj} for j = 2, …, n. If one defines φj = φ · pj where j = 1, …, n and 𝔓 = {p0, p1, …, pn} is a ∂-partition for D, then the following are equivalent:
- (1)
the operator
(4.5)is bounded (compact); - (2)
for any j = 1, …, n, the operators
(4.6)are bounded (compact).
Proof. Let {p0, p1, …, pn} be a partition of the unit on , which is a canonical domain. Now, we notice that for all f ∈ L2(D) and for all w ∈ D, we have the following:
Claim 1. The operator Tj0 is Hilbert-Schmidt for any j = 0,1, …, n.
Proof. We observe that, by definition, we have
Claim 2. The operator T0k is Hilbert-Schmidt for any k = 0,1, …, n.
Proof. We observe that, by definition, we have
Claim 3. The operator Tij is Hilbert-Schmidt if i ≠ j ≠ 0 and j, i = 1, …, n.
Proof. We observe that
Therefore, we can write that
We also observe that Lemma 3.4 implies that , and we prove that the operator is compact if j ≠ ℓ and j, ℓ = 1, …, n.
Proof. In order to simplify the notation, we define the operator . To prove our statement, it is enough to prove that if we take a bounded sequence {fn} in L2(D) such that fn → 0 weakly, then we can prove that ∥Rj,ℓfn∥2 → 0. We know that the continuity of Pℓ implies that Pjfk → 0 weakly on H2(Dl), and is bounded by Lemma 3.5. Since it is a sequence of holomorphic functions, we know that {Pjfk} is uniformly bounded on any compact subset of Dℓ. Therefore, the sequence {Pjfk} is a normal family of functions. Since Pjfk(ζ) → 0 for any ζ ∈ Dj, then Pjfk converges uniformly on any compact subset of Dj and consequently on F = supp (pℓ). To complete the proof, we remind the reader that if we define the operators Qℓ : L2(D) → L2(D), for ℓ = 1,2, …, n, in this way
Since , then it follows that the operator is bounded (compact) if and only if is bounded (compact).
We are finally, with the help of [1]′s main result, in a position to prove the main result of this paper.
Theorem 4.2. Let φ ∈ L2(D) be an essentially radial function where with D1 = {z ∈ ℂ:|z | < 1} and Dj = {z ∈ ℂ:|z − aj | > rj} for j = 2, …, n. If one defines φj = φ · pj where j = 1, …, n and 𝔓 = {p0, p1, …, pn} is a ∂-partition for D then the following are equivalent:
- (1)
the operator
(4.26)is bounded (compact). - (2)
for any j = 1, …, n, the sequences are in ℓ∞(ℤ+)(c0(ℤ+)) where, by definition, if j = 2, …, n
(4.27)and for j = 1,(4.28)
Proof. In the previous theorem, we proved that the operator under examination is bounded (compact) if and only if for any j = 1, …, n the operators
Now, we can prove the following.
Theorem 4.3. Let φ ∈ L2(Ω) be an essentially radial function via the conformal equivalence Θ : Ω → D, define φj = φ · pj where j = 1, …, n and 𝔓 is a ∂-partition for Ω, then the following conditions are equivalent:
- (1)
the operator
(4.35)is bounded (compact); - (2)
for any j = 1, …, n, the sequences are in ℓ∞(ℤ+)(c0(ℤ+)) where, by definition, if j = 2, …, n
(4.36)and for j = 1(4.37)
Proof. We know that Ω is a regular domain, and therefore if Θ is a conformal mapping from Ω onto D then the Bergman kernels of Ω and Θ(Ω) = D, are related via , and the operator VΘf = Θ′ · f∘Θ is an isometry from L2(D) ontoL2(Ω) (see Proposition 1.1 in [8]). In particular, we have VΘPD = PΩVΘ and this implies that . Therefore, the operator Tφ is bounded (compact) if and only if the operator is bounded (compact). In the previous theorem we proved that the operator in exam is bounded (compact) if and only if for any j = 1, …, n the operators
We obtain the following useful theorem.
Theorem 4.4. Let φ ∈ L2(Ω) be an essentially radial function via the conformal equivalence Θ : Ω → D. If one defines φj = φ · pj where j = 1, …, n and 𝔓 is a ∂-partition for Ω, then for the operator the following hold true:
- (1)
if for any j = 1, …, n
(4.43)then Tφ is bounded; - (2)
if for any j = 1, …, n
(4.44)then Tφ is compact.
Proof. To prove the first, we observe that our main theorem implies that the boundedness (compactness) of the operator is equivalent to the fact that for any j = 1, …, n the sequences are in ℓ∞(ℤ+)(c0(ℤ+)) where, by definition, if j = 2, …, n,
It is also useful to observe that in the case of a positive symbol, we can prove that the condition above is necessary and sufficient. In fact (see [1]), we have the following.
Theorem 4.5. Let φ ∈ L2(Ω) be an essentially radial function via the conformal equivalence Θ : Ω → D. If we define φj = φ · pj where j = 1, …, n and 𝔓 is a ∂-partition for Ω and if φ ≥ 0 a.e. in Ω, then for the operator , the following hold true:
- (1)
Tφ is bounded if and only if
(4.49)for any j = 1, …, n, - (2)
Tφ is compact if and only if
(4.50)for any j = 1, …, n.
Proof. The proof is an immediate consequence of Theorem 3.5 in [1] and the theorem above.
- (1)
Tφ is bounded if there exists a constant 𝒞1 such that for any j = 2, …, n,
(4.55)for any j = 1, - (2)
Tφ is compact if for any j = 2, …, n
(4.56)for j = 1.
So far, we have characterized the boundedness and compactness of the operator Tφ with the help of the sequences . However, we did not so far try to characterize the compactness in terms of the Berezin transform. In the next theorem, under a certain condition, we will show that the Berezin transform characterization of compactness still holds in this context.
Before we state and prove the next result, we would like to say a few words about the intuition behind it. In the case of the disk, it is possible to show that when the operator is radial then its Berezin transform has a very special form. In fact, if φ : 𝔻 → ℂ is radial then . Therefore to show that the vanishing of the Berezin Transform implies compactness is equivalent, given that Tφ is diagonal, to show that lim |z|→1(1 − |z|2) 2∑(n + 1)〈Tφen, en〉|z|2n = 0 implies lim n→∞〈Tφen, en〉 = 0. Korenblum and Zhu realized this in the their seminal paper [3] and, along this line, more was discovered by Zorboska (see [2]) and Grudsky and Vasilevski (see [1]). In the case of a multiply-connected domain, it is not possible to write things so neatly; however, we can exploit our estimates near the boundary to use similar arguments. This is the content of what we prove in the following.
Theorem 4.6. Let φ ∈ L2(D) be an essentially radial function where with D1 = {z ∈ ℂ:|z | < 1} and Dj = {z ∈ ℂ:|z − aj | > rj} for j = 2, …, n. If one defines φj = φ · pj where j = 1, …, n and 𝔓 = {p0, p1, …, pn} is a ∂-partition for D. Let us assume that is in ℓ∞(ℤ+) and that there is a constant 𝒞2 such that for j = 2, …, n,
Proof. We know that the operator is bounded if and only if for any j = 1, …, n the operators are bounded. Since we assume that is in ℓ∞(ℤ+), then we can conclude that Tφ is bounded. As we have done before if we fix j = 2, …, n, by using with Δ0,1 = {z ∈ ℂ : 0<|z − a | < 1} and , and the maps where α(z) = aj + rjz and , we can claim that where Vβ∘α : L2(Δ0,1) → L2(Dj) is an isomorphism of Hilbert spaces. Therefore, is compact if and only if is compact. We also know that this, in turn, is equivalent to the vanishing of the Berezin transform if the function
Hence, we observe that from what we have proved so far, we can infer with the help of Lemmas 3.1 and 3.2 in Section 2 that, under the stated condition, if
Finally, we also observe that as a simple consequence, we obtain the following.
Corollary 4.7. Let φ ∈ L2(Ω) be an essentially radial function via the conformal equivalence Θ : Ω → D. If one defines φj = φ · pj where j = 1, …, n and 𝔓 is a ∂-partition for Ω. Let us assume that is in ℓ∞(ℤ+) and that there is a constant C3 such that for j = 2, …, n,