Quarantined judicial expansion: The environmental legal entrepreneurship of Chinese courts, procuratorates, and NGOs
Yueduan Wang
School of Government and Institute of Public Governance, Peking University, Beijing, China
Search for more papers by this authorCorresponding Author
Ying Xia
Faculty of Law, The University of Hong Kong, Hong Kong, China
Correspondence
Ying Xia, Faculty of Law, The University of Hong Kong, 10/F, Cheng Yu Tung Tower, Centennial Campus, Pokfulam Road, Hong Kong.
Email: [email protected]
Search for more papers by this authorYueduan Wang
School of Government and Institute of Public Governance, Peking University, Beijing, China
Search for more papers by this authorCorresponding Author
Ying Xia
Faculty of Law, The University of Hong Kong, Hong Kong, China
Correspondence
Ying Xia, Faculty of Law, The University of Hong Kong, 10/F, Cheng Yu Tung Tower, Centennial Campus, Pokfulam Road, Hong Kong.
Email: [email protected]
Search for more papers by this authorAbstract
Although judicial empowerment has become increasingly common worldwide, the expansion of judicial powers in authoritarian countries faces persistent obstacles, such as institutional dependence, lack of political clout, and the repression of civil society. Through empirically examining three cases of environmental legal entrepreneurship under China's new public interest litigation (PIL) system, this study aims to reevaluate the patterns and limits of judicial expansion under authoritarianism. It finds that Chinese judges, prosecutors, and NGOs have been able to leverage the PIL system and their respective institutional advantages to substantially expand judicial oversight on eco-environmental protection. However, the state has established boundaries for such legal entrepreneurship in terms of subject matter, institutional autonomy, and geographic reach, effectively confining them within political spheres considered unthreatening to the regime. Such quarantined judicial expansion shields relevant actors from authoritarian governments' tendency to suppress legal mobilization and thus may be a more viable form of judicial expansion in nondemocratic settings.
REFERENCES
- Ahl, Björn. 2019. “Judicialization in Authoritarian Regimes: The Expansion of Powers of the Chinese Supreme People's Court.” International Journal of Constitutional Law 17: 252–77.
- Barber, Lionel, Neil Buckley, and Catherine Belton. 2008. “Laying down the Law: Medvedev Vows War on Russia's “Legal Nihilism.”.” Financial Times https://www.ft.com/content/e46ea1d8-c6c8-11dd-97a5-000077b07658. (accessed May 1, 2022).
- Belge, Ceren. 2006. “Friends of the Court: The Republican Alliance and Selective Activism of the Constitutional Court of Turkey.” Law & Society Review 40: 653–92.
- Birchfield, Lauren, and Jessica Corsi. 2010. “Between Starvation and Globalization: Realizing the Right to Food in India.” Michigan Journal of International Law 31: 691–764.
- Brierley, Alyssa. 2019. “ PUCL v. Union of India: Political Mobilization and the Right to Food.” In A Qualified Hope: The Indian Supreme Court and Progressive Social Change, edited by Gerald N. Rosenberg, Sudhir Krishnaswamy, and Shishir Bail, 212–40. Cambridge: Cambridge Univ. Press.
10.1017/9781108565530.009 Google Scholar
- Brinks, Daniel. 2005. “Judicial Reform and Independence in Brazil and Argentina: The Beginning of a New Millennium?” Texas International Law Journal 40: 595–807.
- Chen, Siyu. 2020. “Qingzhen Forming ‘1+5’ Eco-Environmental Social Governance Model.” Guizhou Daily. http://m.china.com.cn/appdoc/doc_1_28_1752257.html (accessed May 1, 2022).
- Chen, Mengzhu, and Juan Liang. 2021. “First Environmental Court Directly Faces Problems and Innovate.” China Environment News. http://www.zhhjw.org/a/zfjc/wqal/2021/0618/9717.html (accessed May 1, 2022).
- Ding, Chunyan, and Huina Xiao. 2021. “A Paper Tiger? Prosecutorial Regulators in China's Civil Environmental Public Interest Litigations.” Fordham Environmental Law Review 32: 323–79.
- Epp, Charles. 1998. The Rights Revolution: Lawyers, Activists, and Supreme Courts in Comparative Perspective. Chicago: The University of Chicago Press.
10.7208/chicago/9780226772424.001.0001 Google Scholar
- Ferejohn, John. 2002. “Judicializing Politics, Politicizing Law.” Law and Contemporary Problems 65(3): 41–68.
10.2307/1192402 Google Scholar
- Fu, Hualing. 2014. “Human Rights Lawyering in Chinese Courtrooms.” The Chinese Journal of Comparative Law 2: 270–88.
10.1093/cjcl/cxu014 Google Scholar
- Fu, Hualing. 2018. “The July 9th (709) Crackdown on Human Rights Lawyers: Legal Advocacy in an Authoritarian State.” Journal of Contemporary China 27: 1–15.
- Galanter, Marc. 1974. “Why the ‘Haves’ Come out Ahead: Speculations on the Limits of Legal Change.” Law & Society Review 9: 95–160.
10.2307/3053023 Google Scholar
- Gao, Qi, and Sean Whittaker. 2019. “Standing to Sue Beyond Individual Rights: Who Should Be Eligible to Bring Environmental Public Interest Litigation in China?” Transnational Environmental Law 8: 327–47.
- Ginsburg, Tom, and Tamir Moustafa. 2008. “ Introduction: The Functions of Courts in Authoritarian Politics.” In Rule by Law: The Politics of Courts in Authoritarian Regimes, edited by Tamir Moustafa and Tom Ginsburg. Cambridge: Cambridge Univ. Press.
10.1017/CBO9780511814822.001 Google Scholar
- He, Xin. 2013. “Judicial Innovation and Local Politics: Judicialization of Administrative Governance in East China.” China Journal 69: 20–42.
- He, Xin. 2020. “Pressures on Chinese Judges Under Xi.” China Journal 85: 49–74.
- Hendley, Kathryn. 2009. “‘Telephone Law’ and the ‘Rule of Law’: The Russian Case.” Hague Journal on the Rule of Law 1: 241–62.
10.1017/S1876404509002413 Google Scholar
- Hirschl, Ran. 2006. “The New Constitutionalism and the Judicialization of Pure Politics Worldwide.” Fordham Law Review 75: 721.
- Hirschl, Ran. 2007. Towards Juristocracy: The Origins and Consequences of the New Constitutionalism. Cambridge, Mass: Harvard University Press.
- Hirschl, Ran. 2008. “The Judicialization of Mega-Politics and the Rise of Political Courts.” Annual Review of Political Science 11(1): 93–118.
- Kinkel, Jonathan J. 2022. Growth and Survival: An Ecological Analysis of Court Reform in Urban China. Cambridge: Cambridge Univ. Press.
10.1017/9781009086868 Google Scholar
- Klarman, Michael. 1996. “Rethinking the Civil Rights and Civil Liberties Revolutions.” Virginia Law Review 82: 1–67.
- Kostka, Genia, and Chunman Zhang. 2018. “Tightening the Grip: Environmental Governance Under Xi Jinping.” Environmental Politics 27: 769–81.
- Li, Li. 2009. “All-China Environment Federation Brings First Environmental Public Interest Administrative Litigation.” China Youth Daily. http://news.sohu.com/20090803/n265663466.shtml. (accessed May 1, 2022).
- Li, Ling. 2016. “The Chinese Communist Party and People's Courts: Judicial Dependence in China.” American Journal of Comparative Law 64: 37–74.
- Liu, Ernest, Yi Lu, Wenwei Peng, and Shaoda Wang. 2022. “ Judicial Independence, Local Protectionism, and Economic Integration: Evidence from China.” https://doi.org/10.3386/w30432
10.3386/w30432 Google Scholar
- Mate, Manoj. 2015. “The Rise of Judicial Governance in the Supreme Court of India.” Boston University International Law Journal 33: 169–222.
- Mehta, Pratap Bhanu. 2007. “The Rise of Judicial Sovereignty.” Journal of Democracy 18(2): 70–83.
- Mertha, Andrew. 2008. China's Water Warriors: Citizen Action and Policy Change. Ithaca: Cornell Univ. Press.
- Moog, Robert S. 1998. “Elite-Court Relations in India.” Asian Survey 38: 410–23.
- Moustafa, Tamir. 2003. “Law versus the State: The Judicialization of Politics in Egypt.” Law & Social Inquiry 28: 883–930.
- Moustafa, Tamir. 2007. The Struggle for Constitutional Power: Law, Politics, and Economic Development in Egypt. Cambridge: Cambridge University Press.
- Moustafa, Tamir. 2008. “ Law and Resistance in Authoritarian States: The Judicialization of Politics in Egypt.” In Rule by Law: The Politics of Courts in Authoritarian Regimes, edited by Tamir Moustafa and Tom Ginsburg. Cambridge: Cambridge University Press.
- Moustafa, Tamir. 2014. “Law and Courts in Authoritarian Regimes.” Annual Review of Law and Social Science 10: 281–99.
- Popova, Maria. 2017. “Putin-Style ‘Rule of Law’ and the Prospects for Change.” Daedalus 146(2): 64–75.
- Rajah, Jothie, and Arun K. Thiruvengadam. 2013. “Of Absences, Masks, and Exceptions: Cause Lawyering in Singapore.” Wisconsin International Law Journal 31: 646–71.
- Ramseyer, J. Mark, and Eric B. Rasmusen. 2003. Measuring Judicial Independence: The Political Economy of Judging in Japan. Chicago: University of Chicago Press.
10.7208/chicago/9780226703879.001.0001 Google Scholar
- Ríos-Figueroa, Julio. 2007. “Fragmentation of Power and the Emergence of an Effective Judiciary in Mexico, 1994–2002.” Latin American Politics and Society 49: 31–57.
- Rooij, Benjamin van, Rachel E. Stern, and Kathinka Fürst. 2016. “The Authoritarian Logic of Regulatory Pluralism: Understanding China's New Environmental Actors.” Regulation & Governance 10: 3–13.
- Rooij, Benjamin, Qiaoqiao Zhu, Li Na, and Wang Qiliang. 2017. “Centralizing Trends and Pollution Law Enforcement in China.” The China Quarterly 231: 583–606.
- Sen, Ronojoy. 2017. “India's Democracy at 70: The Disputed Role of the Courts.” Journal of Democracy 28(3): 96–105.
- Shi, Yifan, and Benjamin van Rooij. 2016. “Prosecutorial Regulation in the Global South: Environmental Civil Litigation by Prosecutors in China Compared to Brazil.” Regulation & Governance 10: 44–57.
- Sieder, Rachel, L. Schjolden, and A. Angell. 2016. The Judicialization of Politics in Latin America. New York: Palgrave Macmillan.
- Solomon, Peter H. 2004. “Judicial Power in Russia: Through the Prism of Administrative Justice.” Law & Society Review 38: 549–82.
- Solomon, Peter H. 2007. “ Informal Practices in Russian Justice: Probing the Limits of Post-Soviet Reform.” In Russia, Europe, and the Rule of Law, edited by Ferdinand Feldbrugge. Leiden: Brill.
10.1163/ej.9789004155336.i-226.33 Google Scholar
- Solomon, Peter H. 2008. “ Judicial Power in Authoritarian States: The Russian Experience.” In Rule by Law: The Politics of Courts in Authoritarian Regimes, edited by Tamir Moustafa and Tom Ginsburg, 261–82. Cambridge: Cambridge University Press.
10.1017/CBO9780511814822.011 Google Scholar
- Stern, Rachel E. 2013. Environmental Litigation in China: A Study in Political Ambivalence. Cambridge: Cambridge University Press.
10.1017/CBO9781139096614 Google Scholar
- Supreme People's Court of PRC. 2015. Interpretation of the Supreme People's Court on Several Issues Concerning the Application of Law in the Conduct of Environmental Civil Public Interest Litigations https://www.court.gov.cn/zixun-xiangqing-13025.html (accessed May 1, 2022).
- Supreme People's Court of PRC. 2021a. Guiding Case No. 173. https://www.court.gov.cn/shenpan-xiangqing-334691.html (accessed May 1, 2022).
- Supreme People's Court of PRC. 2021b. Report on the Development of China's Environmental Justice (2020) http://www.court.gov.cn/zixun-xiangqing-307461.html (accessed May 1, 2022).
- Supreme People's Procuratorate of PRC. 2017. Jilin Provincial Party Committee Publishes Decision to Support Procuratorial Public Interest Litigation https://www.sohu.com/a/197884299_118060 (accessed May 1, 2022).
- Supreme People's Procuratorate of PRC. 2019a. Jilin People's Congress's Decision to Strengthen Procuratorial Public Interest Litigation https://www.spp.gov.cn/spp/gyssshmhsh/201912/t20191202_440074.shtml (accessed May 1, 2022).
- Supreme People's Procuratorate of PRC. 2019b. Jilin People's Congress Standing Committee's Decision on Strengthening Procuratorial Public Interest Litigation https://www.spp.gov.cn/spp/gyssshmhsh/201912/t20191202_440074.shtml (accessed May 1, 2022).
- Supreme People's Procuratorate of PRC. 2021. Rules for the Handling of Public Interest Litigation Cases by People's Procuratorates https://www.spp.gov.cn/spp/xwfbh/wsfbh/202107/t20210714_523809.shtml (accessed May 1, 2022)
- Thiruvengadam, Arun K., and Piyush Joshi. 2012. “Judiciaries as Crucial Actors in Southern Regulatory Systems: A Case Study of Indian Telecom Regulation: Indian Judiciary and Telecom Regulation.” Regulation & Governance 6: 327–43.
- Trochev, Alexei. 2006. “ Judicial Selection in Russia: Towards Accountability and Centralization.” In Appointing Judges in an Age of Judicial Power: Critical Perspectives from around the World, edited by Kate Malleson and Peter H. Russell. Toronto: University of Toronto Press.
10.3138/9781442670921-021 Google Scholar
- Trochev, Alexei. 2012. “ Can Weak States Have Strong Courts? Evidence from Post-Communist Russia.” In Legitimacy, Legal Development and Change: Law and Modernization Reconsidered, edited by David Linnan. Burlington: Ashgate.
- Tushnet, Mark. 2015. “Authoritarian Constitutionalism.” Cornell Law Review 100: 391–461.
- Vet, Freek van der. 2018. “‘When They Come for You’: Legal Mobilization in New Authoritarian Russia.” Law & Society Review 52: 301–36.
- Wang, Zhiqiu. 2011. “Who Pays For the Expensive Environmental Lawsuits?” People's Daily https://www.chinanews.com.cn/ny/2011/02-17/2848860.shtml (accessed May 1, 2022).
- Wang, Yueduan. 2020a. “Overcoming Embeddedness: How China's Judicial Accountability Reforms Make Its Judges More Autonomous.” Fordham International Law Journal 43: 737–66.
- Wang, Yueduan. 2020b. “Preempting Court-Civil Society Synergy: How China Balances Judicial Autonomy and Legal Activism.” Hong Kong Law Journal 49: 1081–105.
- Wang, Yueduan. 2020c. “The More Authoritarian, the More Judicial Independence? The Paradox of Court Reforms in China and Russia.” University of Pennsylvania Journal of Constitutional Law 22: 529–60.
- Wang, Yueduan. 2021. “‘Detaching’ Courts from Local Politics? Assessing Judicial Centralization Reforms In China.” The China Quarterly 246: 545–64.
- Wang, Alex L., and Jie Gao. 2010. “Environmental Courts and the Development of Environmental Public Interest Litigation in China.” Journal of Court Innovation 3: 37–50.
- Wang, Juan, and Wenting Liang. 2019. “Political Resources and Divergent Court Empowerment in China: A Subnational Comparison.” Modern China 45(6): 629–65.
- Zhai, Tiantian, and Yen-Chiang Chang. 2018. “Standing of Environmental Public-Interest Litigants in China: Evolution, Obstacles and Solutions.” Journal of Environmental Law 30: 369–97.
- Zhang, Xuehua. 2016. “Judicial Enforcement Deputies: Causes and Effects of Chinese Judges Enforcing Environmental Administrative Decisions: Judicial Enforcement Deputies.” Regulation & Governance 10: 29–43.
- Zhang, Jun. 2019. Supreme People's Procuratorate's Report on Public Interest Litigation Work http://www.npc.gov.cn/npc/c30834/201910/936842f8649a4f088a1bf6709479580e.shtml (accessed May 1, 2022).
- Zhang, Xuehua, Leonard Ortolano, and Zhongmei Lü. 2010. “Agency Empowerment through the Administrative Litigation Law: Court Enforcement of Pollution Levies in Hubei Province.” The China Quarterly 202: 307–26.
- Zhao, Xiangrong. 2017. The First Endorsement from a Provincial Party Committee is Published https://baijiahao.baidu.com/s?id=1581040731146437854&wfr=spider&for=pc (accessed May 1, 2022).
- Zhu, Han, and Lu. Jun. 2022. “The Crackdown on Rights-Advocacy NGOs in Xi's China: Politicizing the Law and Legalizing the Repression.” Journal of Contemporary China 31: 518–38.
INTERVIEWS CITED
Interview JGZ01, with anonymous judge, interviewer: Yueduan Wang and Ying Xia, Guizhou.
Interview NBJ02, anonymous NGO employee, interviewer: Yueduan Wang and Ying Xia, Beijing.
Interview NBJ04, with anonymous NGO employee, interviewer: Yueduan Wang and Ying Xia, Beijing.
Interview NBJ06, with anonymous NGO employee, interviewer: Yueduan Wang and Ying Xia, Beijing.
Interview NGZ01, with anonymous NGO employee, interviewer: Yueduan Wang and Ying Xia, Guizhou.
Interview NGZ02, with anonymous NGO employee, interviewer: Yueduan Wang and Ying Xia, Guizhou.
Interview PGZ01, with anonymous prosecutor, interviewer: Yueduan Wang and Ying Xia, Guizhou.
Interview PJL01, with anonymous prosecutor, interviewer: Yueduan Wang and Ying Xia, Jilin.
Interview PJL02, with anonymous prosecutor, interviewer: Yueduan Wang and Ying Xia, Jilin.
Interview PJL04, with anonymous prosecutor, interviewer: Yueduan Wang and Ying Xia, Jilin.
Interview PJL07, with anonymous prosecutor, interviewer: Yueduan Wang and Ying Xia, Jilin.
Interview PJL08, with anonymous prosecutor, interviewer: Yueduan Wang and Ying Xia, Jilin.