Going home: Clinician perspectives on decision-making in paediatric home mechanical ventilation
Juliette Jeffreys and Mayukh Rahman contributed equally as co-first authors.
Conflict of interest: None declared.
Abstract
Aim
Despite a recent increase in the use of ventilators in the home setting for children with chronic respiratory failure, there is currently no unified approach for clinical decision-making for children requiring long-term mechanical ventilation. The purpose of this study is to understand the clinician's perspective on decision-making around home ventilation for children, and how home-based care contributes to successful outcomes in this population.
Methods
We recruited physicians and home ventilation nurses with at least 2 years' experience working in an Australian paediatric tertiary home ventilation service using professional networks and snowball sampling. Semi-structured interviews were conducted by two researchers between February 2019 and June 2020. Interviews were audio-recorded, transcribed, and analysed using inductive content analysis.
Results
Twenty-five individuals participated (17 physicians and 8 home ventilation nurses). Participants viewed themselves as impartial medical advocates in the decision-making process, believing the decision to initiate or cease ventilation belonged to the child's family. While participants held the child's quality of life as the cornerstone of decision-making, quality of life was subjective and family specific.
Conclusion
These findings provide insight into how clinicians working with children with chronic respiratory insufficiency approach the decision to introduce home-based ventilation. By understanding their role, strategies can be developed to assist them, leading to better outcomes for patients and families. Further research is needed to compare the perspectives of clinicians with the experience of ventilator-assisted children and families in Australia.
What is already known on this topic
- Clinicians widely regard home to be the best developmental setting for children requiring long-term ventilation.
- Home ventilation can create stigma and isolation for children who require it.
- Caring for home-ventilated children has profound psychosocial impacts on families.
What this paper adds
- Clinicians understand that going home with a long-term ventilated child is life-changing for families.
- Clinicians believe that the decision to initiate home ventilation rests with families, and that the treating team's role is to support them in this process.
- Clinicians believe that the quality of life of home-ventilated children is subjective and specific to each family.
The number of children on home mechanical ventilation is increasing world-wide.1-4 Improvements in ventilator technology and home ventilation services have allowed these children to be cared for at home.5, 6 Clinicians have also become conscious of the impact living in hospital has on childhood development and families, such that home is now widely considered to be a better developmental setting than hospital for ventilator-assisted children.1, 5, 7 Residing in hospital limits autonomy and family contact for children.8, 9 Furthermore, travelling to and from hospital is time-consuming for families. However, there is limited literature exploring the value of going home for ventilator-assisted children in Australia.10 Research from Europe and North America has shown that, with adequate support, children on home mechanical ventilation can participate in many activities after going home, including going to school, taking vacations and playing sports.11-13 However, the need to keep a ventilator on hand and for close supervision may restrict activity for children and create a sense of exclusion among peers.11, 14 Caring for a child on home mechanical ventilation also has profound psychosocial implications for families.6, 8, 9, 13, 15
While general guidelines exist for the care of long-term ventilated children, few studies have examined how individual children are selected for home ventilation and managed ongoingly.5, 16, 17 The importance of shared decision-making with families is highlighted in the literature.18 However, what shared decision-making means can vary from clinician to clinician. Surveys of paediatric clinicians have shown disagreement about what the ‘ceiling’ of ventilatory care should be in children with life-limiting disorders.19 More research is needed to explain these differences of opinion. This study aimed to understand the perspectives of Australian clinicians on the value of going home for children requiring ventilatory support, and the approach of clinicians towards assessing quality of life and decision-making for children requiring home ventilation.
Methods
Participant recruitment
Clinicians were eligible to participate if they had had at least 2 years' experience working in a tertiary paediatric home ventilation service in Australia. Recruitment took place from February 2019 to June 2020 in two phases. In phase 1, professional contacts from a single tertiary institution known to the research team were invited to participate. In phase 2, a list of potential participants from four tertiary hospitals was developed by the project director and invitation emails were sent. The sample was expanded by asking those who had already participated for contact details of colleagues who also might be willing to participate. Respiratory and sleep medicine departments in tertiary paediatric hospitals were also directly contacted.
Data collection
This was a qualitative study which used semi-structured interviews to explore participant perspectives. Interviews were conducted in two phases: face-to-face in phase 1 (2019) and via teleconferencing in phase 2 (2020). Participants were asked about their experiences working with home-ventilated children, including decision-making for these children, their quality of life and experience at home. We asked participants to focus on children aged from 0 to 18 years requiring permanent long-term ventilation, either bilevel non-invasive ventilation, or any ventilation modality delivered via tracheostomy. Children needing only continuous positive airway pressure for conditions like obstructive sleep apnoea, or children needing ventilation for only a fixed period, were excluded. All interviews were audio-recorded and transcribed and identifying information was removed to protect participant and patient confidentiality.
Data analysis
Data were analysed using inductive content analysis in which coding categories were derived from the data and not predetermined.20 This method is appropriate for studies with a semi-structured interview format. Coding took place in two steps. First, broad content categories were coded. Second, the text within each category was coded more finely to create subcategories. A word processor was used to compile the transcript data and coding framework. Transcripts were analysed by the same researcher who conducted the interviews. Three transcripts from each dataset were co-coded by the alternate researcher to ensure the consistency of codes. Categories and subcategories were refined through group discussion. All categories from the analysis are reported, and as the concepts originating from both datasets were congruent, they are reported together.
Ethical considerations
This project was approved in 2019 by the Royal Children's Hospital Melbourne Human Research Ethics Committee (RCH HREC Ref. no. 38257). Participants provided informed consent for participation.
Results
Participant characteristics
Twenty-five interviews were conducted with health-care professionals working in paediatric long-term ventilation departments in Australian tertiary hospitals. Ten participants were interviewed in phase 1 (2019) and 15 in phase 2 (2020). There were 7 nurses and 18 doctors from five states in Australia, as shown in Tables 1 and 2. Their experience working within home ventilation ranged from 5 to 35 years.
Type of health professional | Number of participants |
---|---|
Nurses | |
ICU nurse specialist | 2 |
Clinical nurse consultant | 5 |
Nurse practitioner | 1 |
Doctors | |
ICU paediatrician | 2 |
Disability paediatrician | 2 |
Respiratory and sleep paediatrician | 11 |
Neurology paediatrician | 1 |
General paediatrician | 1 |
Total | 25 |
State | Number of participants |
---|---|
Victoria | 13 |
New South Wales | 5 |
Queensland | 2 |
South Australia | 3 |
Western Australia | 2 |
Although thematic saturation was achieved promptly in both phases of the study due to the consensus of participants on major issues within home ventilation, particularly the need for shared decision-making and the subjective experience for each child and their family, interviews were continued to ensure a broad coverage of specialties and tertiary centres.
Making decisions about initiating or ceasing ventilation
All participants were involved in making decisions for children either already on, or for consideration of long-term ventilation. Participants described that the most significant decision was whether to pursue long-term ventilation or palliation. Most participants adopted the role of ‘medical advocate’, providing information to families about likely prognosis, level of function, and degree of required care from the family, but then stepping back to allow families to make the final decision (see Table 3, Quote 1).
Number | Illustrative quote | Specialty |
---|---|---|
1 | I don't think my job as a doctor is to tell people what to do. I can make recommendations about what I believe but I think the notion that doctors should tell people what to do is very old-fashioned. So, I've always tried to work very collaboratively with families and try and get to understand what they need and want. | Respiratory and sleep paediatrician |
2 | My goals are what the family's goals are. If the family's goals are that they never want to take this child home, then it doesn't really matter what my goals are. So, it completely depends on who the family are and what their needs are. | ICU nurse specialist |
3 | We've had situations where the healthcare group pretty much said ‘you shouldn't have this’…[and the families chose ventilation anyway]…and the kids have lived in what would appear to be a pretty crappy quality of life for a long period of time, and with the family quietly dissolving around them. So, you create an enormous problem actually. | Respiratory and sleep paediatrician |
4 | I think sometimes the decision is too hard for the parents and then we can hit this sort of total indecision phase cause it's like demanding that the family make the decision when I think sometimes it's actually impossible for them to make. | Respiratory and sleep paediatrician |
5 | The neurologist will say, while I'm fairly confident there will be some residua, I cannot be hundred percent sure that the child will never walk… So if that's what's portrayed to the parents then they sometimes latch onto the little bit [of] hope that's there. | Respiratory and sleep paediatrician |
6 | In the case of children in whom we felt [that] prolonged mechanical ventilation was not capable of giving the child any pleasure in life. We had expressed that view and expressed it to the hospital, whereas the parents have been firmly of the view that the child had some pleasure to be gained. The hospital has supported the parents. | ICU paediatrician |
7 | But at the end of the day, if the parents insist then the hospital will say you have to do everything. | Respiratory and sleep paediatrician |
Participants felt that it was most appropriate for families to have the final decision for their child's care in almost all cases (Table 3, Quote 2). However, participants did not always agree with what the families had chosen, and worried about whether they had allowed these children to have a poor quality of life (Table 3, Quote 3).
Although some conditions, such as congenital central hypoventilation syndrome, had a clear clinical course where the benefit of ventilation was obvious, the prognosis in many other conditions which caused complex disability, such as cerebral palsy, was not always clear for clinicians. This made it difficult for clinicians to inform families about what their child's future would look like. This prognostic uncertainty, combined with the family's hope of eventual clinical improvement and the family's guilt about potentially letting their child die, could make it challenging for parents to reach a decision about long-term ventilation (Table 3, Quotes 4 and 5).
In most cases, clinicians stated that they were able to reach what they felt was a mutual decision with families, in which any disagreements could be managed through further education and discussion. In rare cases, families pushed for ventilation for children when clinicians thought it was clinically inappropriate. Clinicians usually sought the advice of their hospital ethics departments in these circumstances, but generally found that the hospital would side with families wanting to pursue ventilation (Table 3, Quotes 6 and 7).
Considering quality of life
Participants felt that the aim of ventilation should be to improve quality of life, not solely extend it (Table 4, Quote 1). Participants noted common characteristics among children who they did see as having good quality of life, such as bonding and love from their family, ability to set goals and accomplishments, sense of normality and ownership, and engagement within the community (Table 4, Quote 2).
Number | Illustrative quote | Specialty |
---|---|---|
1 | When I was younger, I was making decisions based on the fact that I knew that they had limited longevity and feeling that some of the interventions that I instituted would increase their longevity….and what I was often doing is missing opportunities to actually make the time that they're here as comfortable as it can be. | Disability paediatrician |
2 | So, I think key goals are growing, developing and living a useful and productive life and interacting with the world and being a member of a loving family. | ICU paediatrician |
3 | I can think of one girl who…I think she has a horrible quality of life… her parents do worry about her quality of life but that means that they want more done which I think causes more suffering. | Disability paediatrician |
4 | His quality of life is pretty poor. He can't communicate. He can't walk… His mum loves him. She doesn't want to stop. I don't think she will ever be able to make a decision to stop. | Respiratory and sleep paediatrician |
5 | Quality of life is a very relative term that depends on each family… various families have got different standards with regard to quality of life. | General paediatrician |
6 | In a way, I try to avoid making a judgement about whether the child has a good quality of life or not, generally. Except in obvious things… But a child [who is] unable to care for themselves, can't turn themselves over in bed, is completely dependent for all bodily functions? I don't know whether that child has a good quality of life or not, so I try to avoid making any presumptions on the issue. | ICU paediatrician |
Participants found that priorities between health-care professionals and families did not always align. Some clinicians felt families pursued home ventilation as a means of survival for their child, whereas clinicians advocated for ventilation as a tool to improve quality of life (Table 4, Quotes 3 and 4).
Participants conceded that judging someone's quality of life is challenging because it is both subjective to the person and their family and difficult to define (Table 4, Quote 5). Clinicians tended to adopt a non-directive approach towards quality of life discussions with families. Some participants stated that it was up to the family to assess what quality of life for their child meant for them based on their own values (Table 4, Quote 6).
Life at home
Participants explained that going home with a family to support them was the only appropriate environment for these children. They felt that going home gave children the opportunity to participate in their community, attend school, and spend time with family, while allowing parents to resume a more normal routine uninterrupted by regular visits to hospital, including returning to work and caring for their other children (Table 5, Quote 1).
Number | Illustrative quote | Specialty |
---|---|---|
1 | Being in hospital disrupts the family unit… it impacts upon [the] child's development… so the sooner we can get these kids home, the sooner they can feel more comfortable. The sooner they can spend more quality time with their family… it's better for the individual child and their development… so there's massive benefits of sending these children home. | Respiratory and sleep paediatrician |
2 | But I sometimes think what home is, people don't realise that home – the word home – changes forever. They never have that home that they came out of. | Clinical nurse consultant |
3 | Well look, there's no other alternative. We can't keep them forever in the hospital, that's not possible, and there aren't too many different places in the community where it's possible for them to reside. So, in the family or in a foster family are really the large majority. | Respiratory and sleep paediatrician |
4 | Oh my God, we spent the last 40 years closing down institutions because they were such horrible places. I don't see why we would ever start them again. | Respiratory and sleep paediatrician |
5 | The problem is that it's very difficult, almost impossible, to help a family who are completely lay people, they've got no medical training or nursing background whatever, to actually understand what life would be like with a child at home with a tracheostomy with a ventilator…sometimes they think it's worse than it is, but mostly they think it's not going to be as hard as it actually is. | Respiratory and sleep paediatrician |
6 | Nobody could actually predict [patient 1] improving and she did. And she's gone back to being on non-support during the day and just on CPAP at night and I can tell you no-one saw that coming. So, I just think we're not very good at predicting the future. We've got some ideas. But I don't think we should use that as an excuse to avoid decision-making. | Respiratory and sleep paediatrician |
Despite this, participants made it clear that life at home with a long-term ventilated child is challenging and comes at significant costs. Home care sometimes meant that the child's quality of life would improve but the family would struggle with the burden of care. Most participants discussed the initial sense of intrusion parents experienced with home-visiting carers. Clinicians emphasised that caring for a child on home ventilation is a significant responsibility for families, impacts relationships, and changes the meaning of home for families (Table 5, Quote 2).
The expectation among all participants was that families who chose to initiate ventilation for their child would eventually take over care of their child at home. Foster care was seen as a last resort in the event of difficult family circumstances or abandonment. A few clinicians commented that ‘institutions’ or residential care were poor places for children to develop; hence they largely no longer exist (Table 5, Quotes 3 and 4).
Participants found it difficult preparing families for what life was going to look like caring for their child at home (Table 5, Quote 5). Participants also found that they were sometimes surprised with the positive progress that children had made. They found it difficult to predict which families would cope well with home ventilation (Table 5, Quote 6).
In one case described by multiple clinicians, the family of a child with locked-in syndrome had pushed for ventilation to be initiated, but subsequently declined to take their child home. Most participants involved in this case felt this was a negative outcome for the child. Other rare negative outcomes mentioned included circumstances of family neglect and disengagement, breakdown of families and marital relationships, compulsory removal of children from their family home, and death of the child. Hence, clinicians highlighted the importance of preparing families appropriately for the transition to home ventilation.
Discussion
Our study is the first to focus on the clinician's perspective in the context of paediatric home-based ventilation in Australia. Our participants affirmed what is already documented in previous studies; that the shift to home-based care is beneficial to children and families but comes with significant responsibilities and challenges for families.11-13 Our study further clarifies that going home should not just be a logistical necessity, but something that adds value to the child's life through family, community participation, and normality.
Discussions around quality of life were complex, and our participants expressed that they were not the right people to judge quality of life for their patients. This observation has been supported for children with spinal muscular atrophy, with caregivers expressing a more favourable perspective on the quality of life of their child than clinicians.21 Like the participants in this study, home ventilation programme directors in the USA have also advocated for autonomy for families in their decision to continue or cease ventilation for their child.18
Our study highlights the complexity around decision-making in home mechanical ventilation, which may explain why there is no single practice among clinicians.5, 16, 17 The decision-making process was sometimes complicated by the uncertain prognosis of the child's condition, or fixation upon a particular mode of treatment. When these situations arose, clinicians found that open communication with families, multidisciplinary team meetings and hospital ethics committees were useful. Cases in which parents openly rejected the treating team's opinion despite extensive discussion were rare. In these cases, clinicians felt that hospitals would generally favour the parents' decision, creating a sense of disempowerment for clinicians. The literature demonstrates a recent shift away from medical paternalism towards respect for family autonomy over their child's care in home ventilation.5, 18 Our study shows that this can sometimes create a dilemma for clinicians if the family's wishes are not in the child's perceived best interests. One possible approach to this problem is to respect a ‘zone of parental discretion’.22 Under this model, clinicians can accept the decision of parents if it is not expected to cause harm to the patient. This allows clinicians to both fulfil their duty of care to the patient and respect the parents' right to autonomy regarding their child's care.
It should be noted that although the child's voice should be central to our discussion around home ventilation, they are often too young or physically unable to articulate their thoughts. Further research is needed to gain a more holistic perspective, including interviewing families and observing the child longitudinally in their home environment. Other qualitative interview-based studies have investigated this in other countries; however, there is yet to be an Australian-based paper on this.8, 12, 23
One limitation of this study is that it utilised a convenience sample. This is mitigated by the large sample of nurses and doctors with diverse professional backgrounds. Although our study highlights some common themes espoused by Australian home ventilation clinicians, it must be stressed that each home ventilation clinicians deals with a unique caseload by virtue of the heterogeneity of this patient cohort, as well as the rarity of some of the conditions that necessitate long-term ventilatory support. Most of our participants were from Victoria or New South Wales, and about half were from Victoria. Geographical factors within Australia would likely affect access to services for families, but there is insufficient evidence to quantify this impact in this study. The paediatric home ventilation cohort in Australia is significantly smaller than in Europe and the USA, which limits the capacity to extrapolate the findings of this study internationally.
The nuances of shared decision-making also need further clarification. While clinicians believe families have the right to autonomy in decision-making, a few studies have shown that parents find the decision-making process stressful, with some feeling they have no ‘choice’ but to proceed with ventilation as the alternative would mean their child would die.8, 9, 23, 24 Comparing the perspective of both clinicians and families would be useful, as it may provide feedback to clinicians on how their decision-making approach is received by families, and whether anything more can be done to support families in this process.
Conclusion
The decision-making process for commencing long-term mechanical ventilation for children is complex, with life-changing impacts for patients and families. Health-care providers play a pivotal role in this process. Our health-care professionals described playing the role of medical advocate, guiding families to understand the medical information and then allow families to make an autonomous decision. Cases in which disagreement arose between families and health-care professionals originated from conflicting values regarding quality of life. Further research on the family and child's perspective on decision-making and quality of life would provide a more complete picture, which would better inform discussions before embarking on long-term ventilation.
Acknowledgements
The research team acknowledges Prof Lynn Gillam, director of the Children's Bioethics Centre at the Royal Children's Hospital Melbourne, and her advice regarding qualitative research methods and the study design of the project. Open access publishing facilitated by The University of Melbourne, as part of the Wiley - The University of Melbourne agreement via the Council of Australian University Librarians.