Does the growth response of woody plants to elevated CO2 increase with temperature? A model-oriented meta-analysis
Abstract
The temperature dependence of the reaction kinetics of the Rubisco enzyme implies that, at the level of a chloroplast, the response of photosynthesis to rising atmospheric CO2 concentration (Ca) will increase with increasing air temperature. Vegetation models incorporating this interaction predict that the response of net primary productivity (NPP) to elevated CO2 (eCa) will increase with rising temperature and will be substantially larger in warm tropical forests than in cold boreal forests. We tested these model predictions against evidence from eCa experiments by carrying out two meta-analyses. Firstly, we tested for an interaction effect on growth responses in factorial eCa × temperature experiments. This analysis showed a positive, but nonsignificant interaction effect (95% CI for above-ground biomass response = −0.8, 18.0%) between eCa and temperature. Secondly, we tested field-based eCa experiments on woody plants across the globe for a relationship between the eCa effect on plant biomass and mean annual temperature (MAT). This second analysis showed a positive but nonsignificant correlation between the eCa response and MAT. The magnitude of the interactions between CO2 and temperature found in both meta-analyses were consistent with model predictions, even though both analyses gave nonsignificant results. Thus, we conclude that it is not possible to distinguish between the competing hypotheses of no interaction vs. an interaction based on Rubisco kinetics from the available experimental database. Experiments in a wider range of temperature zones are required. Until such experimental data are available, model predictions should aim to incorporate uncertainty about this interaction.
Introduction
Increasing levels of carbon dioxide in the atmosphere due to anthropogenic activities are likely to increase mean global temperatures by about 2–5°C during the next century, with concomitant changes in other environmental variables such as rainfall patterns and humidity (IPCC, 2013). These changes will impact on forest productivity in a number of ways. Some responses are likely to be positive, such as enhancement of photosynthetic rates by rising atmospheric CO2 concentration (Ainsworth & Long, 2005; Hyvonen et al., 2007; Kirschbaum, 2011) and extension of growing seasons by warmer temperatures (Norby et al., 2003; Linderholm, 2006; Taylor et al., 2008), while others may be negative, such as increasing drought impacts due to higher evaporative demand and reduced rainfall (Knapp et al., 2002; Barnett et al., 2005; IPCC, 2007). To predict the overall impact of climate change on tree growth, we rely on mathematical models that are based on our understanding of environmental influences on plant physiological processes (Medlyn et al., 2011; Reyer et al., 2014). Such models of forest response to climate change are essential for many purposes, including management of forest lands (Mäkelä et al., 2000; Canadell & Raupach, 2008) and prediction of the terrestrial carbon cycle (Sitch et al., 2008; Lewis et al., 2013). It is important to ensure that the assumptions made by such models are strongly underpinned by scientific understanding and empirical data.
One important assumption made in many models is that there is a positive interaction between eCa and temperature (T) on photosynthesis. At the biochemical level in C3 plants, eCa stimulates photosynthesis by increasing the rate of the carboxylation reaction relative to the oxygenation reaction in the photosynthetic carbon reduction cycle. In contrast, an increase in temperature increases the rate of oxygenation relative to carboxylation, so that the reduction of net assimilation rate due to photorespiration increases with temperature. Thus, the suppression of oxygenation by eCa has a larger effect at higher temperatures. Hence, at the leaf scale, an interactive effect is expected between eCa and T, as shown by Long (1991).
Many models of the response of vegetation to climate change incorporate this eCa × T interaction effect on leaf photosynthesis. In the absence of any compensatory process, the interaction propagates through to larger scales. Using a forest canopy-scale model, McMurtrie & Wang (1993) showed there was a substantial rise in plant optimum growth temperature with increasing Ca, because of increased assimilation rates but similar respiration costs. Using a global-scale model, Hickler et al. (2008) predicted the enhancement in net primary productivity (NPP) of forest ecosystems by eCa would increase with mean annual temperature (MAT). A positive interaction between eCa and T is also predicted by models that take N cycling constraints into account (Medlyn et al., 2000; Pepper et al., 2005; Smith et al., 2014). In a recent model review, Medlyn et al. (2011) showed that this assumption is important in determining modelled future climate impacts on productivity, because of the positive interaction between rising Ca and warming. Models that do not incorporate an eCa × T interaction are more likely to predict negative impacts on productivity than models that do incorporate the interaction. However, these model results assume that changes in photosynthetic rate drive changes in productivity, which is often not the case (Körner, 2013). Therefore, it is important to determine whether these predictions are supported by data.
Experimental results vary considerably in the type and magnitude of the response, meaning that it is not clear whether this assumption of an eCa × T interaction is supported by the available observations. For example, a study by Teskey (1997) on 22-year-old loblolly pine trees showed that a 2°C increase in air temperature had far less effect on rates of carbon assimilation than an increase in Ca by 165 μmol mol−1 or 330 μmol mol−1, and the eCa and T effects were additive rather than interactive. Similarly, Norby & Luo (2004) did not find a significant interaction of eCa and T on tree growth in two different species of maple. However, Lewis et al. (2013) did find a significant interaction between eCa and T on plant stem biomass accumulation in two eucalyptus species.
Meta-analysis can help to discern trends in experimental data when results from individual experiments are contradictory. There have been two recent meta-analyses examining factorial eCa × T experiments, but neither directly tested for the positive interaction between the two factors predicted by models. Dieleman et al. (2012) reviewed a number of field-based factorial experiments with forests and grasslands and found that there were more antagonistic than synergistic effects in these experiments, but did not carry out a statistical test to establish the overall effect size. Wang et al. (2012) carried out a meta-analysis on a wide range of factorial eCa × T experiments, comparing the mean eCa response across all low-temperature treatments with the mean eCa response across all high-temperature treatments. They reported that in woody plants, eCa stimulated biomass by a similar amount in ambient and elevated temperatures. However, this approach has low power because it does not take into account the pairing of control and manipulation treatments by experiment. There is also an issue with this approach when the number of low-temperature eCa responses does not equal the number of high-temperature eCa responses (as in Wang et al., 2012), because ‘low’ and ‘high’ temperatures are relative terms and therefore can only be applied to paired temperature treatments. No meta-analysis has so far directly examined the key model prediction that the eCa response should be higher at locations with high mean annual temperature (Hickler et al., 2008).
In this paper, we used meta-analysis to test specifically whether empirical data support the assumption of a positive interaction between eCa and T that is embedded in many vegetation models. We carried out two meta-analyses and compared their results with model predictions. In the first meta-analysis, we examined factorial eCa × T experiments to test for an interaction term between the eCa and T treatments. In the second meta-analysis, we examined field-based experiments across the globe to test the hypothesis that the eCa effect on plant biomass increases with mean annual temperature.
Materials and methods
Meta-analysis of factorial CO2 × temperature experiments
Data collection
Data were gathered by searching the ISI ‘Web of Science’ database for peer-reviewed papers until December 2013 for elevated CO2 concentration x temperature factorial studies on woody species. These studies were located by searching the database using the search terms ‘elevated CO2 and temperature effect on plants’, ‘high CO2 and high temperature effect on trees’ and ‘elevated CO2 and warming effects on plant biomass’. Data were taken from tables or digitized from figures, using the software ‘GetData Graph digitizer’ (GetData Graph Digitizer, 2008).
Criteria for categorizing studies
We constructed our database with plant biomass responses to the respective treatments with means, standard deviations and number of replicates. Factorial experiments had four treatments (i) ambient CO2, low temperature; (ii) ambient CO2, high temperature; (iii) high CO2, low temperature; and (iv) high CO2, high temperature. Ambient CO2 treatments had concentrations ranging from 325 to 400 μmol mol−1, while elevated CO2 treatments had concentrations ranging from 530 to 800 μmol mol−1. Factorial experiments had at least two temperature treatments in addition to two Ca treatments. Most experiments used two temperature levels, where the ‘high-’ temperature treatments were in the range 2°–5°C above ‘low-’ or ‘ambient-’ temperature treatments. There were four studies with more than two temperature treatments. For these studies, we divided treatments into two independent pairs. Two of the studies had five temperature treatments; for these, we disregarded the lowest temperature treatment (4°C below ambient). For some studies, root biomass and shoot biomass were calculated from root to shoot ratio and total biomass. To weight these studies in the meta-analysis, we took standard deviations from the total biomass data. Some studies involved additional manipulations such as nutrient levels and different plant species. Results from these treatments within the same experiment were considered independent and were treated as independent responses in the database. For experiments including watering treatments, only well-watered treatments were included. We omitted treatments where there was an explicit attempt to drought plants, as low water availability may alter the eCa x temperature interaction. Under drought conditions, higher temperatures amplify the effect of drought because of higher evaporative demand. As this effect is not explicitly included in our model baseline, we ignored these treatments when comparing against the baseline.
Several in-ground studies had to be omitted because there were no published estimates of above-ground or below-ground biomass increment. Studies used in this meta-analysis are listed in Table 1; data used are given in Table S1.
Site | Location | Study code | Treatment | Species | TB | AGB | BGB | Source Paper |
---|---|---|---|---|---|---|---|---|
Athens | GA, USA | Athens | Quercus rubra | a | Bauweraerts et al. (2013) | |||
Corvallis | OR, USA | Corvallis | Pseudotsuga menziesii | a | a | a | Olszyk et al. (2003) | |
Dahlem | Germany | Dahlem-1 | −2°C–2°C | Fagus sylvatica | a | Overdieck et al. (2007) | ||
Dahlem-2 | 0°C–4°C | a | Overdieck et al. (2007) | |||||
Duke | NC, USA | Duke-1 | Pinus ponderosa | a | a | a | Delucia et al. (1997) | |
Duke-2 | Pinus ponderosa | a | a | a | Callaway et al. (1994) | |||
Duke-3 | High Nutrient | Robinia pseudoacacia | a | a | a | Uselman et al. (2000) | ||
Duke-4 | Low Nutrient | a | a | a | Uselman et al. (2000) | |||
Duke-5 | High Nutrient | Pinus taeda | a | King et al. (1996) | ||||
Duke-6 | Low Nutrient | a | King et al. (1996) | |||||
Duke-7 | High Nutrient | Pinus ponderosa | a | King et al. (1996) | ||||
Duke-8 | Low Nutrient | a | King et al. (1996) | |||||
Flakaliden | Sweden | Flakaliden | Picea abies | a | Kostiainen et al. (2009) | |||
Harvard | MA, USA | Harvard | Betula alleghaniensis | a | Wayne et al. (1998) | |||
Horsholm | Denmark | Horsholm-1 | −2°C–2.3°C | Fagus sylvatica | a | a | a | Bruhn et al. (2000) |
Horsholm-2 | 0°C–4.8°C | a | a | a | ||||
Mekrijärvi | Finland | Mekrijarvi-1 | Betula pendula | a | Kuokkanen et al. (2001) | |||
Mekrijarvi-2 | Betula pendula | a | Kellomäki & Wang (2001) | |||||
Mekrijarvi-3 | Pinus sylvestris | a | Sallas et al. (2003) | |||||
Mekrijarvi-4 | Salix myrsinifolia | a | Veteli et al. (2002) | |||||
Mekrijarvi-5 | Betula pendula | a | a | a | Lavola et al. (2013) | |||
Oak Ridge | TN, USA | Oak ridge-1 | Acer rubrum | a | a | Norby & Luo (2004) | ||
Oak ridge-2 | Acer saccharum | a | a | Norby & Luo (2004) | ||||
Oak ridge-3 | Acer rubrum/saccharum | a | a | Wan et al. (2004) | ||||
Richmond | Australia | Richmond-1 | Eucalyptus saligna | a | a | a | Ghannoum et al. (2010) | |
Richmond-2 | Eucalyptus sideroxylon | a | a | a | Ghannoum et al. (2010) | |||
Richmond-3 | Eucalyptus saligna | a | a | a | Lewis et al. (2013) | |||
Richmond-4 | Eucalyptus sideroxylon | a | a | a | Lewis et al. (2013) | |||
Richmond-5 | Eucalyptus globulus | a | a | a | Duan et al. (2013) | |||
Saerheim | Norway | Saerheim | Betula pubescens | a | a | a | Mortensen (1995) | |
Shanghai | China | Shanghai | Abies faxoniana | a | a | a | Hou et al. (2010) | |
Taichung | Taiwan | Taichung | Shima superba | a | Sheu & Lin (1999) | |||
Tsukuba | Japan | Tsukuba | Quercus myrsinaefolia | a | a | a | Usami et al. (2001) | |
Urbana | IL, USA | Urbana | Pinus ponderosa | a | a | a | Maherali & Delucia (2000) | |
St. Paul | MN, USA | St. Paul_1 | 21°C–24°C | Picea mariana | a | Tjoelker et al. (1998) | ||
St. Paul_2 | 27°C–30°C | Picea mariana | a | Tjoelker et al. (1998) | ||||
St. Paul_3 | 21°C–24°C | Pinus banksina | a | Tjoelker et al. (1998) | ||||
St. Paul_4 | 27°C–30°C | Pinus banksina | a | Tjoelker et al. (1998) | ||||
St. Paul_5 | 21°C–24°C | Larix larciana | a | Tjoelker et al. (1998) | ||||
St. Paul_6 | 27°C–30°C | Larix larciana | a | Tjoelker et al. (1998) | ||||
St. Paul_7 | 21°C–24°C | Betula papyrifera | a | Tjoelker et al. (1998) | ||||
St. Paul_8 | 27°C–30°C | Betula papyrifera | a | Tjoelker et al. (1998) |
- a Denotes whether the study reported TB = total biomass, AGB = above-ground biomass or BGB = below-ground biomass.
Calculations





To estimate an overall interaction term, weighted means were used, where greater weights were given to experiments whose estimates had greater precision (i.e. smaller variance). We used a random-effects model because between-study variance was found to be statistically significant. The meta-analysis calculations were done using software R (R Development Core Team, 2010) with package ‘metafor’ (Viechtbauer, 2010).
Meta-regression against mean annual temperature
Data collection
The second type of study was field-based manipulative Ca enrichment experiments with woody species. These studies were also located by searching the ISI ‘Web of Science’ database for peer-reviewed papers, with the terms used ‘elevated CO2 effect on plants’, ‘high CO2 effect on trees’ and ‘elevated CO2 effects on plant biomass’. Experiments had treatments with ambient Ca and elevated Ca. Only studies where trees were planted directly into the ground were included (including open-top chamber, whole-tree chamber and free-air CO2 enrichment experiments).
Criteria for categorizing studies
For studies where plants were grown from seed or seedlings, we used data on total biomass where available, or above-ground plant biomass where total plant biomass was not reported. In studies where plants were established prior to the experiment, the response variable was biomass increment or net primary production or, in cases where neither variable was available, basal area increment. All free-air CO2 enrichment (FACE) studies had net primary production data available except for the Sapporo, Japan FACE study. Ambient CO2 treatments had concentrations ranging from 340 to 410 μmol mol−1, while elevated CO2 treatments had concentrations ranging from 460 to 810 μmol mol−1. Results from different plant species were considered to be independent and were treated as independent responses in the database. Three studies had more than one eCa treatment; for these studies, we compared each eCa treatment with the control treatment. As in the first meta-analysis, we omitted drought treatments because low water availability may affect the eCa response. Studies used in this meta-analysis are listed in Table 2; data used are given in Table S2.
Obs. | Site name | Location | Type of Experiment | Species | Nutrients | Other treatment | Parameter | Mean Annual Temperature °C | Reference |
---|---|---|---|---|---|---|---|---|---|
1 | Bangor | UK | FACE | Alnus glutinosa | AG NPP | 10.2 | Smith et al. (2013) | ||
2 | FACE | Betula pendula | AG NPP | ||||||
3 | FACE | Fagus sylvatica | AG NPP | ||||||
4 | Birmensdorf | Switzerland | OTC | Fagus sylvatica | High | Acidic soil | Total biomass | 9.5 | Spinnler et al. (2002) |
5 | OTC | Fagus sylvatica | Low | Acidic soil | Total biomass | ||||
6 | OTC | Fagus sylvatica | High | Calcareous soil | Total biomass | ||||
7 | OTC | Fagus sylvatica | Low | Calcareous soil | Total biomass | ||||
8 | OTC | Picea abies | High | Acidic soil | Total biomass | ||||
9 | OTC | Picea abies | Low | Acidic soil | Total biomass | ||||
10 | OTC | Picea abies | High | Calcareous soil | Total biomass | ||||
11 | OTC | Picea abies | Low | Calcareous soil | Total biomass | ||||
12 | Bungendore | Australia | OTC | Eucalyptus pauciflora | Total biomass | 12.7 | Roden et al. (1999) | ||
13 | OTCa | Eucalyptus pauciflora | Grown with grasses | Total biomass | Loveys et al. (2010) | ||||
14 | OTC | Eucalyptus pauciflora | Shading of chambers | Total biomass | Barker et al. (2005) | ||||
15 | Darwin | Australia | CTC | Mangifera indica | Total biomass | 27.2 | Goodfellow et al. (1997) | ||
16 | Davos | Switzerland | FACE | Larix decidua | Shoot biomass | 1.8 | Dawes et al. (2011) | ||
17 | FACE | Pinus mugo | Shoot biomass | 1.8 | |||||
18 | Duke | NC, USA | FACE | Pinus taeda | Total NPP | 15.3 | McCarthy et al. (2010) | ||
19 | OTC | Pinus taeda | Total biomass | Tissue et al. (1997) | |||||
20 | Flakaliden | Sweden | WTC | Picea abies | Ambient temperature | AG biomass | 2 | Sigurdsson et al. (2013) | |
21 | WTC | Picea abies | High | AG biomass | |||||
22 | WTC | Picea abies | Low | AG biomass | |||||
23 | Glencorse | UK | OTCa | Betula pendula | Total biomass | 8.3 | Rey & Jarvis (1997) | ||
24 | Glendevon | UK | OTC | Alnus glutinosa | High | Total biomass | 8.1 | Temperton et al. (2003) | |
25 | OTC | Alnus glutinosa | Low | Total biomass | |||||
26 | OTC | Betula pendula | High | Total biomass | Laitat et al. (1999) | ||||
27 | OTC | Betula pendula | Low | Total biomass | |||||
28 | OTC | Pinus sylvestris | High | Total biomass | |||||
29 | OTC | Pinus sylvestris | Low | Total biomass | |||||
30 | OTC | Picea sitchensis | High | Total biomass | |||||
31 | OTC | Picea sitchensis | Low | Total biomass | |||||
32 | Gunnarsholt | Iceland | WTC | Populus trichocarpa | High | Total biomass | 5.2 | Sigurdsson et al. (2001) | |
33 | WTC | Populus trichocarpa | Low | Total biomass | |||||
34 | Headley | UK | OTC | Quercus petraea | Total biomass | 10 | |||
35 | OTC | Quercus rubra | Total biomass | ||||||
36 | OTC | Fraxinus excelsior | Total biomass | Broadmeadow & Jackson (2000) | |||||
37 | OTC | Quercus petraea | Total biomass | ||||||
38 | OTC | Pinus sylvestris | Total biomass | ||||||
39 | Hyderabad | India | OTC | Gmelina arborea | Total biomass | 27 | Reddy et al. (2010) | ||
40 | Merritt | FA, USA | OTC | Quercus myrtifolia/ Quercus geminata | AG NPP | 22.4 | Day et al. (2013) | ||
41 | Mekrijärvi | Finland | CTC | Pinus sylvestris | Biomass | 2.5 | Peltola et al. (2002) | ||
42 | Oak Ridge | TN, USA | OTC | Acer rubrum | Total biomass | 14.6 | Norby et al. (2000) | ||
43 | OTC | Acer saccharum | Total biomass | ||||||
44 | FACE | Liquidambar styraciflua | Total NPP | Norby et al. (2010) | |||||
45 | OTC | Quercus alba | eCa 500 μmol mol−1 | Total biomass | Norby et al. (1995) | ||||
46 | OTC | Quercus alba | eCa 650 μmol mol−1 | Total biomass | |||||
47 | OTC | Liriodendron tulipifera | eCa Ambient + 150 μmol mol−1 | Total biomass | Norby et al. (1992) | ||||
48 | OTC | Liriodendron tulipifera | eCa Ambient + 300 μmol mol−1 | Total biomass | |||||
49 | Parque Natural Metropolitano | Panama | OTC | Tree communities | Biomass | 26.3 | Lovelock et al. (1998) | ||
50 | Phoenix | AR, USA | OTCa | Pinus eldarica | eCa 554 μmol mol−1 | Total biomass | 21.9 | Idso & Kimball (1994) | |
51 | OTCa | Pinus eldarica | eCa 680 μmol mol−1 | Total biomass | |||||
52 | OTCa | Pinus eldarica | eCa 812 μmol mol−1 | Total biomass | |||||
53 | OTC | Citrus aurantium | Total biomass | Kimball et al. (2007) | |||||
54 | Placerville | NV, USA | OTC | Pinus ponderosa | High | eCa 525 μmol mol−1 | Total biomass | 14.1 | Johnson et al. (1997) |
55 | OTC | Pinus ponderosa | Low | eCa 525 μmol mol−1 | Total biomass | ||||
56 | OTC | Pinus ponderosa | High | eCa 700 μmol mol−1 | Total biomass | ||||
57 | OTC | Pinus ponderosa | Low | eCa 700 μmol mol−1 | Total biomass | ||||
58 | OTC | Pinus ponderosa | Medium | Total biomass | |||||
59 | Rhinelander | WI, USA | FACE | Populus tremuloides | Total NPP | 4.3 | King et al. (2005) | ||
60 | FACE | Populus tremuloides/Betula papyrifera | Total NPP | ||||||
61 | Richmond | Australia | WTC | Eucalyptus saligna | Total biomass | 17 | Barton et al. (2012) | ||
62 | Sapporo | Japan | FACE | Larix gmelinii | Brown forest soil | Total biomass | 7.6 | Watanabe et al. (2013) | |
63 | FACE | Larix gmelinii | Volcanic ash soil | Total biomass | |||||
64 | Suonenjoki | Finland | OTC | Betula pendula | O3 tolerant (Clone 4) | Total biomass | 3.8 | Riikonen et al. (2004) | |
65 | OTC | Betula pendula | O3 sensitive (Clone 80) | Total biomass | |||||
66 | TUB | Germany | ME | Fagus sylvatica | Biomass | 13.8 | Forstreuter (1995) | ||
67 | UIA | Belgium | OTC | Pinus sylvestris | Total biomass | 10.8 | Janssens et al. (2005) | ||
68 | OTC | Poplar Beaupre | Biomass | 10.8 | Ceulemans et al. (1996) | ||||
69 | OTC | Poplar Robusta | Biomass | 10.8 | |||||
70 | UMBS | MI, USA | OTC | Populus tremuloides | High | Total biomass | 5.9 | Zak et al. (2000) | |
71 | OTC | Populus tremuloides | Low | Total biomass | |||||
72 | OTC | Populus tremuloides | High | Total biomass | Mikan et al. (2000) | ||||
73 | OTC | Populus tremuloides | Low | Total biomass | |||||
74 | OTC | Alnus glutinosa | Total biomass | Vogel et al. (1997) | |||||
75 | OTC | Populus euramericana | High | Total biomass | Pregitzer et al. (1995) | ||||
76 | OTC | Populus euramericana | Low | Total biomass | |||||
77 | OTC | Populus grandidentata | Total biomass | Zak et al. (1993) | |||||
78 | UPS | France | ME | Fagus sylvatica | Biomass | 15 | Badeck et al. (1997) | ||
79 | Vielsalm | Belgium | OTC | Picea abies | Biomass | 7.5 | Laitat et al. (1994) | ||
80 | Viterbo | Italy | FACE | Populus euramericana | Total NPP | 16 | Calfapietra et al. (2003) | ||
81 | FACE | Populus alba | Total NPP | ||||||
82 | FACE | Populus nigra | Total NPP |
- FACE, free-air carbon dioxide enrichment; OTC, open-top chamber; CTC, closed top chambers; WTC, whole-tree chambers; ME, mini ecosystem; AG, above-ground; NPP, net primary productivity.
- a Indicates studies that had single tree in treatment chambers.
Calculations

Consistent mean annual temperatures for each experiment were estimated by extracting mean annual temperature for experimental site coordinates over the period 1991–2010 from a gridded monthly climatic data set (Harris et al., 2014). Individual studies were weighted by the inverse of variance of their respective effect size. Random-effects meta-regression was carried out using statistical programming software R (R Development Core Team, 2010) with package ‘metafor’ (Viechtbauer, 2010).
In the random-effects model, at least part of the heterogeneity may be due to the influence of moderators. For example, the response to eCa may depend on whether the studies are FACE or chamber-based; whether or not nutrients are added; and whether NPP or total plant biomass is used as the response variable. We examined the influence of these variables by fitting a mixed-effects model including FACE vs. chamber, NPP vs. biomass and fertilized vs. unfertilized as moderators.
Baseline model predictions
We used model simulations to predict the magnitude of effect sizes as a baseline against which to compare the meta-analysis results. For the first meta-analysis, we used leaf and canopy photosynthesis models to estimate the expected effect sizes of an increase in Ca, an increase in temperature, and the interaction between the two effects. At leaf scale, we used the standard biochemical leaf photosynthesis model of Farquhar & Caemmerer (1982). Calculations were made for both the Rubisco-limited reaction (Ac) and the RuBP-regeneration-limited reaction (Aj). We took temperature dependences for the Michaelis-Menten coefficient of Rubisco (Km) and the CO2 compensation point in the absence of mitochondrial respiration (Γ*) from Bernacchi et al. (2001). The activation energies of maximum Rubisco activity, Vcmax, and potential electron transport, Jmax, were taken to be 58.52 and 37.87 KJ mol−1, respectively, following Medlyn et al. (2002), while leaf day respiration was assumed to have a Q10 of 2.
At canopy scale, we used the optimized net canopy photosynthesis model of Haxeltine & Prentice (1996), which is embedded in the LPJ family of dynamic global vegetation models (Sitch et al., 2003). This model is based on the Collatz et al. (1991) simplification of the Farquhar model and assumes that leaf N content varies to maximize net canopy photosynthesis, resulting in an ‘acclimation’ of Vcmax to growth conditions including temperature and eCa. This model was parameterized with values from Haxeltine & Prentice (1996). We also used the canopy photosynthesis scheme of the O-CN model (Friend, 2010).
Using these three models, we calculated photosynthesis at two levels of Ca (370 μmol mol−1 and 690 μmol mol−1) and two temperatures (16 and 20.5°C) where these levels of Ca and temperature represent the mean values of Ca and temperature used in the factorial experiments. From these outputs, we calculated the expected size of the eCa and T effects, and the eCa × T interaction.
To obtain baseline predictions of the NPP enhancement at varying mean annual temperatures across the globe for the second meta-analysis, we ran global simulations using two dynamic global vegetation models (DGVMs), the JULES model (Best et al., 2011; Clark et al., 2011) and the O-CN model (Zaehle et al., 2010, 2011) following as far as possible the simulation protocol of Hickler et al. (2008). We also took baseline predictions from simulations with the LPJ DGVM by Hickler et al. (2008) (their fig. A1). The JULES simulations were driven with the WATCH-forcing data based on the ERA interim climatology (http://www.eu-watch.org/data_availability), at 0.5 degree spatial resolution and a 3-h time step and observed atmospheric Ca, for the period 1986–1996. For the period 1996–2002, two simulations were performed, one with constant Ca at the 1996 levels and one with Ca constant at 550 ppm. The JULES model was run with fixed land cover, calculated for the JULES plant functional types based on the MODIS in IGBP land cover map, and time invariant LAI for each plant functional type.
The O-CN simulations at 1 degree spatial resolution and a half-hourly time step were based on simulations from 1860 until 1995 driven with the daily CRU-NCEP climate data set, the observed atmospheric CO2 record, reconstructed land-use change and an estimate of N deposition, as described in Le Quéré et al. (2013). The simulations were then continued for the period 1996–2002 (with interannual climate variation but static land cover and N deposition from 1996) either holding Ca constant at the 1996 value or with a step increase to 550 μmol mol−1.
For the analyses of this paper, nonforest pixels were excluded for all three models. Hickler et al. (2008) ran the LPJ model with potential natural vegetation and included only grid cells that carry natural forests other than savannah. Grid cells with very low NPP (<100 g m−2 yr−1) or woody LAI of <0.5 for boreal forests, or <2.5 for other forests, were also excluded. Following the same protocol, for the O-CN model, we excluded pixels that had predicted NPP <100 g m−2 yr−1; pixels with less than 25% forest cover in total; and pixels with LAI <2.5 where latitude <60°N or LAI < 1 where latitude >60°N. Similarly, for the JULES model, pixels were excluded where NPP < 100 g m−2 yr−1 or where forest cover <25% (http://daac.ornl.gov/NPP/guides/NPP_BOREAL.html#HDataDescrAccess). Subsequently, savannahs were also removed by using the dominant vegetation type map from Ramankutty & Foley (1999). As there are default LAI fields used in the JULES model which are specific for broad leaf or needle leaf, no LAI filtering was done. Also, this implies there is no NPP–LAI feedback in these simulations.
Results
Meta-analysis of factorial experiments
Of 42 experiments, we could obtain above-ground biomass for 23 experiments, either directly from data reported or by calculating it from root: shoot ratio and total biomass. Of these 23 experiments, 16 observations were total above-ground biomass and seven were stem biomass. We also obtained 22 observations for plant below-ground biomass and 32 for total biomass responses (Table 1). For plant above-ground biomass, there were significant positive mean effects of both eCa (mean effect size + 21.4%) and temperature (mean effect size + 18.1%) (Fig. 1a,b, Table 3). Most studies showed a positive effect of eCa (Fig. 1a), whereas there was more variation among studies in the temperature effect (Fig. 1b). Rising temperature may have positive or negative effects depending on whether plants are above or below their temperature optimum. For the interaction term, the mean effect size was +8.2% (95% CI = −0.85, 18.0). This effect was not significantly different from zero (P = 0.08), but neither was it significantly different from the effect sizes predicted by the leaf and canopy models, which were in the range 3.5–8.3% (Table 3).

% eCa effect | % T effect | % eCa × T | |
---|---|---|---|
Meta-analysis | |||
Above-ground biomass | 21.4% (11.0, 32.8) | 18.1% (9.3, 27.7) | 8.2% (−0.8, 18.0) |
Below-ground biomass | 35.2% (18.8, 53.9) | 6.6% (1.0, 12.5) | 1.5% (−7.2, 10.9) |
Total biomass | 22.3% (13.9, 31.4) | 7.7% (−1.4, 17.7) | 0.5% (−8.0, 9.8) |
Models | |||
Leaf Ac | 44.6% | 15.9% | 8.3% |
Leaf Aj | 16.0% | 16.5% | 3.5% |
Canopy LPJ | 19.5% | −7.3% | 4.7% |
Canopy OCN | 32.4% | 12.1% | 3.9% |
Similar results were found for below-ground and total biomass plant responses. For below-ground biomass, a slightly larger mean eCa effect (+35.2%) was observed, while the mean temperature effect was rather lower (+6.6%, Fig. 2a). The mean eCa × T interaction was positive, but not significantly different from zero (+1.5%, Fig. 2c). For total biomass, eCa had a positive effect (+22.3%), as did increased temperature (+7.7%) while the mean eCa × T interaction was +0.5%, with a 95% CI of (−8.0, 9.8). Large confidence intervals were observed for individual studies in plant total biomass responses (Fig. 3c) due to within-study and between-study variation (between-group heterogeneity Q (df = 31) = 84.8, P-value <0.0001).


Although the interaction term was not significantly different from zero for any response variable, the 95% confidence intervals also included the interaction sizes predicted by the leaf-scale and canopy-scale models (Table 3). Using the Farquhar & Caemmerer (1982) photosynthesis model, we predicted that under RuBP-regeneration limitation, the percentage increases of photosynthesis in response to eCa, temperature and their interaction would be +16%, +16.5% and +3.5%, respectively, indicating that the size of the eCa × T interaction is relatively small. The 95% confidence intervals found in the meta-analysis for the effect sizes include these effect sizes. However, when Rubisco activity (Ac) is assumed to limit photosynthesis, the predicted eCa effect (+44.6%) is above the observed CIs for above-ground and total biomass (Table 3). The eCa effect and eCa × T interaction effect predicted by the LPJ canopy model are comparable to the RuBP-regeneration-limited response (Aj) and also fall within the observed confidence intervals, but the model predicts a reduction (−7.3%) in photosynthesis with an increase in temperature, which disagrees with observations (Table 3). The OCN canopy model also predicts T effect and eCa × T effect similar to Aj, but the eCa effect was closer to that predicted with Ac and was at the upper end of the 95% CI of the experimental responses (Table 3).
Meta-regression against mean annual temperature
For our second analysis, data were obtained from 82 studies around the globe in which trees were planted directly into the ground and exposed to aCa or eCa concentrations (Table 2). The response ratio for these studies was calculated from measures of total biomass, above-ground biomass, net primary production or basal area increment, depending on the information available for each experiment. We carried out a meta-regression of the log response ratio in these studies against mean annual temperature of the site, using a random-effects model, in which larger weight (indicated by larger circles in Fig. 4) is given to studies with lower variance.

When all studies were included, there was a statistically significant relationship between the response ratio and mean annual temperature. However, it appeared that this relationship was being driven by a single experiment on young Pinus eldarica trees (Idso & Kimball, 1994). The response ratios found in this experiment were clear outliers and may have been caused by the fact that, in contrast to most other experiments, trees were grown singly in treatment chambers, with no competition from other trees. We therefore excluded all studies (see Table 2) that had single trees in treatment chambers (five studies; grey points in Fig. 4). When these studies were excluded, the slope of the meta-regression remained positive (0.0087°C−1, CI = −0.007, 0.0249), but was no longer significantly different from zero (Fig. 4). Coefficients for this regression are given in Table 4.
Coefficient | SE | CI | P | ||
---|---|---|---|---|---|
Intercept α | 0.4735 | 0.0615 | 0.3529 | 0.5941 | <0.0001 |
Slope β | 0.0087 | 0.0082 | −0.0074 | 0.0249 | 0.289 |
The fitted intercept term, α, can be used in eqn 5 to estimate the average Ca effect size at MAT of 15°C. For an increase in Ca from 360 to 550 μmol mol−1, the estimated average effect size across the whole data set at MAT of 15°C is +22.2%, with a 95% CI of (16.1, 28.6%).
We tested whether the relationship was affected by experimental factors by including additional factors in the meta-regression. Dummy variables were used to test whether the relationship differed between FACE and chamber studies, fertilized and nonfertilized studies or NPP and total plant biomass. None of the three factors had a significant effect on the slope.
Comparison with baseline model predictions
To investigate how the response obtained from meta-analysis compares to model predictions, we compared the meta-regression relationship with outcomes from the photosynthesis models (Fig. 5) and the three DGVMs (Fig. 6). The comparison to the leaf/canopy level models in Fig. 5 is indicative only, as it compares the modelled eCa response of photosynthesis at a given instantaneous temperature, against measured biomass responses integrating the seasonal course of temperatures, at the reference mean annual temperature. The response obtained with the Haxeltine & Prentice (1996) model is very close to the response obtained for RuBP-regeneration-limited photosynthesis, while the O-CN canopy model lies in between the RuBP-regeneration-limited and Rubisco-limited responses, reflecting the fact that this multi-layer canopy model explicitly separates sunlit and shaded layers throughout the canopy (see also Table 3). Of the modelled relationships, the response of Rubisco-limited photosynthesis is the most sensitive to temperature, due to the high temperature sensitivity of the Km of Rubisco. All model-based response curves are steeper than the meta-regression relationship.


In Fig. 6, we compare the meta-regression relationship with GPP enhancements predicted by the JULES and O-CN model. We also compared NPP enhancements predicted by these models plus LPJ, which relies on the Haxeltine & Prentice (1996) model to simulate photosynthesis. The GPP enhancement is lower at all mean annual temperatures in the O-CN model than in the JULES model (Fig. 6a,c), possibly due to a higher fraction of photosynthesis that is light-limited (i.e. Aj-limited photosynthesis) as well as gradual acclimation of foliar N due to limited N supply under eCa in the O-CN model. Both models show an increasing eCa response with mean annual temperatures above 0°C. We fitted linear regressions for the model output for pixels with MAT >0°C (Fig. 6). The slope of the response in JULES is very similar to the slope of the meta-regression, but the slope of the response is less steep in O-CN. Interestingly, both models appear to show that the predicted eCa response of GPP increases as MAT decreases below 0°C. However, when plotted against growing season temperature rather than MAT, the relationship is monotonically positive (not shown), suggesting that locations with extremely low MAT may still have comparatively high growing season temperature, possibly due to a continentality effect. There have been no experiments in locations with MAT below the 0°C threshold to date, so there are no data against which to compare this response.
The NPP response of both models is larger, and more strongly related to temperature, than the GPP response (Fig. 6b,d). The response is steepest in the JULES model, less steep in O-CN and least steep in LPJ. Of the three models, the relationship predicted by the LPJ model is closest to the meta-regression. However, outputs from all three models lie largely within the 95% CI of the meta-regression, indicating that the modelled eCa × T interaction of all three models is consistent with experimental observations.
Discussion
In this study, we asked the question, ‘Are responses of plants to eCa higher at high temperatures?’. We used two meta-analyses to address this question. Firstly, we looked at factorial eCa × T experiments and analysed whether there is an interaction; and secondly, we analysed whether there is a trend in eCa response across experiments with different mean annual temperatures. In both analyses, variability among and within experiments was sufficiently large that confidence intervals included both zero and the modelled effect size. The experimental data available to date therefore do not allow us to distinguish between the competing hypotheses of a positive interaction of eCa and temperature on growth, and no interaction.
Applying meta-analysis to the factorial experiments, we found an overall positive, but nonsignificant eCa × temperature interaction for plant above-ground, below-ground and total biomass (Table 3). However, the confidence intervals also included the predicted interaction size for light-limited and canopy-scale photosynthesis, meaning that we cannot statistically reject the possibility that an interaction exists. For the size of the temperature increase typically applied in factorial experiments, the predicted interaction term is small (+3.5 to +8.3%, Table 3). Very few individual experiments have sufficient power to detect an effect of this size. Combining experiments in meta-analysis often increases power, enabling small effects to be detected, but high variability among experiments may counteract this increase in power.
Variability among the factorial eCa × T experiments in this meta-analysis was high, likely caused by a range of experimental design factors. In some experiments, temperature levels were held constant, while in others, temperatures varied with the ambient temperature. Plant material varied widely, from boreal to subtropical species, with some species grown at below-optimal temperatures and others grown at or above their optimal temperatures. In some studies, additional nutrients were provided to reduce nutrient stress, while others did not add nutrients. Experiments also varied in the length of time that plants were exposed to eCa (60 days to 4 years), the age at which treatment started (0–8 years old) and whether plants were freely rooted or grown in pots. With a limited number of experimental data sets, and such a wide range of experimental conditions, it was not possible to conclusively identify the factors responsible for variation among experiments.
Previous meta-analyses did not find evidence for a significant interaction between eCa and temperature (Dieleman et al., 2012; Wang et al., 2012), but these analyses did not test whether the interaction term was significantly different from that predicted by models. By determining confidence intervals for the interaction effect size, we show that it is not possible to reject the hypothesis of a positive eCa × T interaction as predicted by models based on these experiments. The chief reason for the small, observation-based interaction term is that the temperature increments applied in the factorial experiments were relatively small (typically +2 to +5°C). To increase the chance of detecting an interactive effect, it may be appropriate to consider factorial experiments with larger temperature increments. For a 10°C increase in temperature from 20°C to 30°C, for example, the predicted interaction effect size rises to 10% for Aj and 20% for Ac. However, such experiments would need to be conducted with caution, as there is a high potential for experimental artefacts with larger changes in temperature.
In the second meta-analysis, we compared eCa responses from experiments with trees around the globe, giving a much larger range in growth temperature. We attempted to include all published experiments, but some high-profile experiments had to be omitted from this analysis because there was no estimate of eCa effect on biomass increment or NPP that was comparable with other studies. The Swiss webFACE experiment (Bader et al., 2013) on a mature deciduous forest is one such experiment; however, the uncertainty bounds on stem growth for that experiment were sufficiently large (Fatichi & Leuzinger, 2013) that inclusion of that experiment, had it been possible, would not have affected the outcome of the regression.
The second meta-analysis was also inconclusive. We did not find a statistically significant relationship between the eCa response of plant biomass production and mean annual temperature. However, there was high variability among experiments and the 95% CI for the meta-regression included the relationships predicted by three DGVMs, meaning it was not possible to reject the interaction effect sizes embedded in the models.
Comparison of the meta-regression with model outputs does need to be interpreted with caution because the model outputs do not exactly coincide with the experiments. The experiments were conducted on a range of experimental material, but principally on young, rapidly expanding trees, whereas the DGVMs simulated the effects of a step change in Ca on established forests. In young, rapidly growing plants, leaf area feedbacks amplify the response of photosynthesis, and these feedbacks may be more pronounced at high temperatures. This effect will not be captured in the DGVMs. On the other hand, in the DGVMs, the slope of the NPP response vs. MAT is much steeper than the GPP response vs. MAT (Fig. 6) because respiration is estimated from plant biomass, and in established forests the eCa effect on plant biomass lags behind the effect on GPP. This effect is amplified at high temperatures. Following a step change in atmospheric CO2 concentration, therefore, the slope of the NPP response vs. MAT relationship predicted by DGVMs is steep, but the slope diminishes over time. The latter effect will not be present in experiments on young trees.
Despite this incompatibility between the experiments and model outputs, we can nonetheless draw some useful observations from the comparison. Firstly, the comparison helps to understand causes for the differences among the models. The LPJ model predicts lower eCa responses than the JULES model, as has been observed previously (Sitch et al., 2008). At a MAT of 15°C, the JULES model predicts an average 33.6% increase in NPP, whereas the LPJ model predicts only 25.8% increase in NPP (Hickler et al., 2008). This difference likely arises because of the use of the Haxeltine & Prentice (1996) photosynthesis model in LPJ, in which Vcmax acclimates to eCa, reducing the eCa effect compared to JULES which uses the Farquhar photosynthesis model without acclimation (Fig. 5).
Secondly, the comparison highlights the need for experiments in a wider range of growing temperatures. Although the eCa experiments included in the second meta-analysis cover a much wider range of temperature than the factorial eCa × T experiments, they are nonetheless largely restricted to zones with MAT between 5°C and 15°C (Fig. 4). Very few data are available for the largest forested regions – the boreal zone and the tropics – underscoring the need for further experiments investigating Ca responses in these regions.
New experiments are needed not only to investigate whether the interaction between eCa and T on plant biomass production exists, but also to explore the potential mechanisms that might cause the interaction not to occur. Such mechanisms could include acclimation of photosynthesis and/or respiration to growth temperature, or feedbacks via water or nutrient availability. If, with further experiments, we are able to statistically reject the eCa × T interaction currently predicted by models, it will be important to modify the models accordingly. To do so, we will need to identify the most important mechanisms causing the leaf-level interaction to be overridden at whole-plant scale. Comparison of experimental data against model predictions, as done here, will be key for identifying such mechanisms.
In conclusion, neither of the meta-analyses that we performed allowed us to distinguish between the two competing hypotheses of a positive eCa × T interaction, and no interaction. Until further data become available, it would be useful for modelling studies to indicate how this uncertainty affects projected responses to climate change by evaluating the consequences of both hypotheses.
Acknowledgements
Sofia Baig was supported by an MQRES scholarship. This research was supported under Australian Research Council's Discovery Projects funding scheme (project number DP1094791) and the European Community's Seventh Framework Programme under grant agreement no. 238366 (Greencycles II). Lina Mercado was supported by Terrabites cost action reference COST-STSM-RA – Australia-06378 for a short-term scientific mission.