The Integration of Farmers and Nomads: Archaeological Evidence for the Human Subsistence Strategy in Northwestern China during the Han Dynasty
Xin LI
Key Laboratory of Western China's Environmental Systems (Ministry of Education), College of Earth and Environmental Sciences, Lanzhou University, Lanzhou, 730000 China
School of Public Health, Lanzhou University, Lanzhou, 730000 China
Search for more papers by this authorMinxia LU
Key Laboratory of Western China's Environmental Systems (Ministry of Education), College of Earth and Environmental Sciences, Lanzhou University, Lanzhou, 730000 China
Search for more papers by this authorYifu CUI
Key Laboratory of Western China's Environmental Systems (Ministry of Education), College of Earth and Environmental Sciences, Lanzhou University, Lanzhou, 730000 China
Search for more papers by this authorRuiliang LIU
School of Archaeology, University of Oxford, OX1 3TG United Kingdom
Search for more papers by this authorCorresponding Author
Minmin MA
Key Laboratory of Western China's Environmental Systems (Ministry of Education), College of Earth and Environmental Sciences, Lanzhou University, Lanzhou, 730000 China
Corresponding author. E-mail: [email protected]Search for more papers by this authorXin LI
Key Laboratory of Western China's Environmental Systems (Ministry of Education), College of Earth and Environmental Sciences, Lanzhou University, Lanzhou, 730000 China
School of Public Health, Lanzhou University, Lanzhou, 730000 China
Search for more papers by this authorMinxia LU
Key Laboratory of Western China's Environmental Systems (Ministry of Education), College of Earth and Environmental Sciences, Lanzhou University, Lanzhou, 730000 China
Search for more papers by this authorYifu CUI
Key Laboratory of Western China's Environmental Systems (Ministry of Education), College of Earth and Environmental Sciences, Lanzhou University, Lanzhou, 730000 China
Search for more papers by this authorRuiliang LIU
School of Archaeology, University of Oxford, OX1 3TG United Kingdom
Search for more papers by this authorCorresponding Author
Minmin MA
Key Laboratory of Western China's Environmental Systems (Ministry of Education), College of Earth and Environmental Sciences, Lanzhou University, Lanzhou, 730000 China
Corresponding author. E-mail: [email protected]Search for more papers by this authorAbout the first author:
LI Xin, female, born in 1982 in Yichun City, Heilongjiang Province; master; graduated from Northeast Agricultural University; experimenter of School of Public Health, Lanzhou University. She is now interested in environmental archaeology. Email: [email protected].
About the corresponding author:
MA Minmin, female, born in 1984 in Handan City, Henbei Province; doctor; graduated from Lanzhou University; associate professor of The College of Earth and Environmental Sciences, Lanzhou University. She is now interested in the study on environmental archaeology, and cultural exchanges between east and west from Neolithic to prehistory. Email: [email protected].
Abstract
The integration of farmers and nomads in northwestern China during the Han Dynasty (206 BCE ~ 220 CE) provides a crucial opportunity to reconstruct the material exchanges, formation and development of the Silk Road in antiquity. The subsistence strategy is arguably an effective proxy for the integration of various groups of people (e.g. farmers and nomads). In this paper, we have reported new stable isotope data from the Huangwan tombs dated to the Han dynasty in middle Gansu, which was the key juncture between the Han and Xiongnu empire, in order to fill the gap and further understand the substance strategies employed by the local people. According to the results of plant remains and stable isotopic data, millet farming, the typical agricultural activities for the Han Chinese in the Central Plains, was also the primary lifestyle for the Huangwan people in the mid Gansu. More importantly, this shows fundamentally remarkable difference from the agricultural practices in the Bronze Age Gansu Corridor, which were based on a variety of crops, including wheat, barley and millet. This major shift in the subsistence production at Huangwan can be correlated to a wider historical background in which the Han empire showed increasing political and military presence in the Gansu Corridor, indicating that local indigenous nomads followed the lifestyle of Han Chinese (e.g., millet farming), and/or the Han immigrates maintained millet farming.
References
- Ambrose, S.H., 1990. Preparation and characterization of bone and tooth collagen for isotopic analysis. Journal of Archaeological Science, 17(4): 431–451.
- Bocherens, H., and Drucker, D., 2003. Trophic level isotopic enrichment of carbon and nitrogen in bone collagen: case studies from recent and ancient terrestrial ecosystems. International Journal of Osteoarchaeology, 13(1–2): 46–53.
- Bronk Ramsey, C., 2017. OxCal version 4.3.2. (2020-02-04) [2020-04-24]. https://c14.arch.ox.ac.uk/oxcal.html.
- DeNiro, M.J., 1985. Postmortem preservation and alteration of in vivo bone collagen isotope ratios in relation to palaeodietary reconstruction. Nature, 317: 806–809.
- Dong, G.H., Yang, Y.S., Han, J.Y., Wang, W., Chen, F.H., 2017. Exploring the history of cultural exchange in prehistoric Eurasia from the perspectives of crop diffusion and consumption. Science China Earth Sciences, 60(6): 1110–1123.
- Du, R., and Yip, V.F., 1993. Ethnic Groups in China. Beijing: Science Press.
- Du, Y.Q., and Chen, F.T., 2013. Brief on the clearing of wooden coffin tombs in the Han dynasty in Pingchuan district, Baiyin city, Gansu province. Image Historical Studies: 237–255 (in Chinese).
- Du, Y.Q., and Chen, F.T., 2015. Research on the relationship between Zhanyin City and Huangwan Han Dynasty tombs. The silk Road, (4): 21–26 (in Chinese).
- Dupras, T.L., and Tocheri, M.W., 2007. Reconstructing infant weaning histories at Roman period Kellis, Egypt using stable isotope analysis of dentition. American Journal of Physical Anthropology, 134(1): 63–74.
- Frachetti, M.D., Smith, C.E., Traub, C.M., and Williams, T., 2017. Nomadic ecology shaped the highland geography of Asia's Silk Roads. Nature, 543: 193–198.
- Han, M.L., 2012. Historical Agricultural Geography of China. Beijing: Peking University Press (in Chinese).
- Hermes, T.R., Frachetti, M.D., Bullion, E.A., Maksudov, F., Mustafokulov, S., and Makarewicz, C.A., 2018. Urban and nomadic isotopic niches reveal dietary connectivities along Central Asia's Silk Roads. Scientific Reports, 8, doi: 10.1038/s41598–018–22995-2.
- Hermes, T.R., Frachetti, M.D., Doumani Dupuy, P.N., Mar'yashev, A., Nebel, A., and Makarewicz, C.A., 2019. Early integration of pastoralism and millet cultivation in Bronze Age Eurasia. Proceedings of The Royal Society B, 286: 20191273, doi: 10.1098/rspb.2019.1273.
- Hou, L.L., Wang, N., Lü, P., and Hu, Y.W., 2012. Transition of human diets and agricultural economy in Shenmingpu Site, Henan, from the Warring States to Han Dynasties. Science China Earth Science (English Edition), 55(6): 975–982.
- Hui, F.P., and Wang, S.M., 2005. The northwest agricultural district developing and its influence to the environment in the Han Dynasty. Ancient and Modern Agriculture, (1): 80–85 (in Chinese with English abstract).
- Jeong, C., Wang, K., Wilkin, S., Taylor, W.T.T., Miller, B.K., Ulziibayar, S., Stahl, R., Chiovelli, C., Bemmann, J.H., Knolle, F., Kradin, N., Bazarov, B.A., Miyagashev, D.A., Konovalov, P.B., Zhambaltarova, E., Miller, A.V., Haak, W., Schiffels, S., Krause, J., Boivin, N., Myagmar, E., Hendy, J., and Warinner, C., 2020. A dynamic 6,000-year genetic history of Eurasia's Eastern Steppe. BioRxiv, doi: 10.1101/2020.03.25.008078.
- Jiang, W.Q., Wu, H.B., Li, Q., Lin, Y.T., and Yu, Y.Y., 2019. Spatiotemporal changes in C4 plant abundance in China since the last Glacial maximum and their driving factors. Palaeogeography, Palaeoclimatology, Palaeoecology. 518: 10–21.
- Joseph, V.A., 2016. A bioarchaeological analysis of the effects of the Xiongnu empire on the physical health of nomadic groups in Iron Age Mongolia. Boston: Boston University.
- Li, X, Zhang, S.J., Lu, M.X., Qiu, M.H., Wen, S.Q., and Ma, M.M., 2020. Dietary shift and social hierarchy from the ProtoShang to Zhou Dynasty in the central plains of China. Environmental Research Letters, 15: 035002.
- Li, Y.C., Tian, J.Y., Liu, F.W., Yang, B.Y., Gu, K.S.Y., Rahman, Z.U., Yang, L.Q., Chen, F.H., Dong, G.H., and Kong, Q.P., 2019. Neolithic millet farmers contributed to the permanent settlement of the Tibetan Plateau by Adopting Barley Agriculture. National Science Review, 6(5): 1005–1013.
- Liu, X.Y., Lightfoot, E., O'Connell, T.C., Wang, H., Li, S.C., Zhou, L.P., Hu, Y.W., Motuzaite–Matuzeviciute, G., and Jones, M.K., 2014. From necessity to choice: Dietary revolutions in west China in the second millennium BC. World Archaeology, 46(5): 661–680.
- Ma, L.Q., 2005. Archaeological exploration of the history and culture of the original Xiongnu and Xiongnu. Hohhot: Inner Mongolia University Press, 377–390 (in Chinese).
- Ma, M.M., Dong, G.H., Jia, X., Wang, H., Cui, Y.F., and Chen, F.H., 2016. Dietary shift after 3600 cal yr BP and its influencing factors in northwestern China: Evidence from stable isotopes. Quaternary Science Reviews, 145: 57–70.
- Machicek, M.L., 2010. Reconstructing past diet in Mongolia from stable isotope analysis. In: C. Amartuvshin, and W. Honeychurch (eds.), Dundgov' aimagt khiisen arkheologiin sudalgaa: Baga Gazryn Chuluu. Ulaanbaatar: Academy of Sciences, 430–435.
- Makarewicz, C.A., 2017. Winter is coming: seasonality of ancient pastoral nomadic practices revealed in the carbon (δ13C) and nitrogen (δ15N) isotopic record of Xiongnu caprines. Archaeological and Anthropological Sciences, 9(3): 405–418.
- Malainey, M.E., 2011. A consumer's guide to archaeological science: analytical techniques. New York: Springer, 182.
- Manolagas, S.C., 2000. Birth and death of bone cells: Basic regulatory mechanisms and implications for the Pathogenesis and treatment of osteoporosis. Endocrine Reviews, 21(2): 115–137.
- Motuzaite Matuzeviciute, G., Lightfoot, E., O'Connell, T.C., Voyakin, D., Liu, X., Loman, V., Svyatko, S., Usmanova, E., Jones, M.K., 2015. The extent of cereal cultivation among the Bronze Age to Turkic period societies of Kazakhstan determined using stable isotope analysis of bone collagen. Journal of Archaeological Science, 59, 23–34.
- Oleszczak, Ł., Borodovskiy, A.P., Michalczewski, K., and Pokutta, D.A., 2018. Chultukov Log 9–A settlement from the Xiongnu–Xianbei–Rouran Period in the northern Altai. Eurasian Prehistory, 14(1–2): 153–178.
- Reimer, P.J., Bard, E., Bayliss, A., Beck, J.W., Blackwell, P.G., Ramsey, C.B., Buck, C.E., Cheng, H., Edwards, R.L., Friedrich, M., Grootes, P.M., Guilderson, T.P., Haflidason, H., Hajdas, I., Hatté, C., Heaton, T.J., Hoffmann, D.L., Hogg, A.G., Hughen, K.A., Kaiser, K.F., Kromer, B., Manning, S.W., Niu, M., Reimer, R.W., Richards, D.A., Scott, E.M., Southon, J.R., Staff, R.A., Turney, C.S.M., and van der Plicht, J., 2013. IntCal13 and Marine13 radiocarbon age calibration curves 0–50000 years cal BP. Radiocarbon, 55(4): 1869–1887.
- Sealy, J., Armstrong, R., and Schrire, C., 1995. Beyond lifetime averages: Tracing life histories through isotopic analysis of different calcified tissues from archaeological human skeletons. Antiquity, 69(263): 290–300.
- Si, Y., Lü, E.G., Li, X., Jiang, H.E., Hu, Y.W., and Wang, C.S., 2013. Exploration of human diets and populations from the Yanghai Tombs, Xinjiang. Chinese Science Bulletin, 58(15): 1422–1429 (in Chinese with English abstract).
10.1360/972012-1007 Google Scholar
- Sima, Q., 1959. Shiji-Biography of the Xiongnu. Beijing: Zhonghua Book Company (in Chinese).
- Spengler III, R.N., 2015. Agriculture in the Central Asian Bronze Age. Journal of World Prehistory, 28(3): 215–253.
- Tian, Y.Q., 2005. Han woman being wife of the Northern barbarian tribes in ancient China–a case study of Han and Hu intermarriage in the Han dynasty. Social Science Front, (5): 128–135 (in Chinese).
- Unterlander, M., Palstra, F., Lazaridis, I., Pilipenko, A., Hofmanová, Z., Groß, M., Sell, C., Blöcher, J., Kirsanow, K., Rohland, N., Rieger, B., Kaiser, E., Schier, W., Pozdniakov, D., Khokhlov, A., Georges, M., Wilde, S., Powell, A., Heyer E., Currat, M., Reich, D., Samashev, Z., Parzinger, H., Molodin, V.I., and Burger, J., 2017. Nature Communications, 8: 14615.
- Ventresca Miller, A.R., and Makarewicz, C.A., 2019. Intensification in pastoralist cereal use coincides with the expansion of trans–regional networks in the Eurasian Steppe. Scientific Reports, 9: 8363. doi:10.1038/s41598–018–35758–w.
- Wang, C.C., Yeh, H.Y., Popov, A.N., Zhang, H.Q., Matsumura, H., Sirak, K., Cheronet, O., Kovalev, A., Rohland, N., Kim, A.M., Bernardos, R., Tumen, D., Zhao, J., Liu, Y.C., Liu, J.Y., Mah, M., Mallick, S., Wang, K., Zhang, Z., Adamski, N., Broomandkhoshbacht, N., Callan, K., Culleton, B.J., Eccles, L., Lawson, A.M., Michel, M., Oppenheimer, J., Stewardson, K., Wen, S.Q., Yan, S., Zalzala, F., Chuang, R., Huang, C.J., Shiung, C.C., Nikitin, Y.G., Tabarev, A.V., Tishkin, A.A., Lin, S., Sun, Z.Y., Wu, X.M., Yang, T.L., Hu, X., Chen, L., Du, H., Bayarsaikhan, J., Mijiddorj, E., Erdenebaatar, D., Iderkhangai, T.O., Myagmar, E., Kanzawa-Kiriyama, H., Nishino, M., Shinoda, K., Shubina, O.A., Guo, J.X., Deng, Q.Y., Kang, L.L., Li, D.W., Li, D.N., Lin, R., Cai, W.W., Shrestha, R., Wang, L.X., Wei, L.H., Xie, G.M., Yao, H.B., Zhang, M.F., He, G.L., Yang, X.M., Hu, R., Robbeets, M., Schiffels, S., Kennett, D.J., Jin, L., Li, H., Krause, J., Pinhasi, R., and Reich, D., 2020. The Genomic Formation of Human Populations in East Asia. BioRxiv, doi: 10.1101/2020.03.25.004606.
- Wang, G.A., Han, J.M., and Liu, D.S., 2003. The carbon isotope composition of C3 herbaceous plants in loess area of northern China. Science in China Series D: Earth Sciences, 46: 1069–1076.
- Wang, G.A., Han, J.M., Zhou, L.P. Xiong, X.J., Tan, M., Wu, Z.H., and Peng J., 2006. Carbon isotope ratios of C4 plants in loess areas of North China. Science in China Series D, 49: 97–102.
- Wang, T.T., Wei, D., Chang, X.E., Yu, J.Y., Zhang, X.Y., Wang, C.S., Hu, Y.W., and Fuller, B.T., 2019. Tianshanbeilu and the Isotopic Millet Road: Reviewing the Late Neolithic/Bronze Age Radiation of Human Millet Consumption from North China to Europe. National Science Review, 6(5): 1024–1039.
- Wei, X.M., 2010. Preliminary study on dietary consumption in Hexi Corridor of Han Dynasty. Agricultural Archaeology, (4): 255–259 (in Chinese).
- Wen, S.Q., 2017. Insights into the history of ancient Chinese populations by aDNA study (Unpublished Ph.D. thesis). Shanghai: Fudan University for Doctoral Degree.
- Wilkin, S., Ventresca Miller, A., Miller, B.K., Spengler III, R.N., Taylor, W.T.T., Fernandes, R., Hagan, R.W., Bleasdale, M., Zech, J., Ulziibayar, S., Myagmar, E., Boivin, N., and Roberts, P., 2020. Economic Diversification Supported the Growth of Mongolia's Nomadic Empires. Scientific Reports, doi: 10.1038/s41598–020–60194–0.
- Xue, P.J., 2015. C, N stable isotope analysis of the Tunliuyuwu site from the Warring States to Han Dynasty (Master's thesis). Shanxi: Shanxi University for Master's Degree.
- Yang, Y.S., Zhang, S.J., Oldknow, C., Qiu, M. H., Chen, T.T., Li, H.M., Cui, Y.F., Ren, L.L., Chen, G.K., Wang, H., and Dong, G.H., 2019a. Refined chronology of prehistoric cultures and its implication for re–evaluating human–environment relations in the Hexi Corridor, northwest China. Science China Earth Sciences (English Edition), 62(10): 1578–1590.
- Yang, Y., Ren, L., Dong, G., Cui, Y., Liu, R., Chen, G., Wang, H., Wilkin, S., and Chen, F., 2019b. Economic Change in the Prehistoric Hexi Corridor (4800–2200 BP), North–West China. Archaeometry, 61(4): 957–976.
- Yao, Z., Wu, H., Liang, M., and Shi, X., 2011. Spatial and temporal variations in C3 and C4 plant abundance over the Chinese Loess Plateau since the last glacial maximum. Journal of Arid Environments, 75(10): 881–889.
- Yü, Y., 1967. Trade and Expansion in Han China: A study in the structure of Sino–Barbarian economic relations. Berkeley: University of California Press, 10.
- Zhang, G.W., Hu, Y.W., Song, G.D., Li, X.S., Hu, X.N., and Wang, C.S., 2011. Stable isotope analysis on human and animal bones of the Sandaowan and Bagou Cemetery of the Inner Mongolia Autonomous region. Research of China's Frontier Archaeology, 387–397 (in Chinese with English abstract).
- Zhang, G.W., Hu, Y.W., Nehlich, O., Yang, W.Z., Liu, D.Y., Song, G.D., Wang, C.S., and Richards, M.P., 2013. Stable isotope analysis of the subsistence mode of the Han period people in the Guanzhong region and its difference from that of the northern Nomadic people. Huaxia Archaeology, (3): 131–141 (in Chinese with English abstract).
- Zhang, Q.C., Chang, X.E., and Liu, G.R., 2009. Dietary analysis of human in Heigouliang Cemetery, Balikun county, Xinjiang. The Western Regions Studies, (3): 45–49 (in Chinese).
- Zhang, Q.C., Guo, L., and Zhu, H., 2012a. Stable isotopic analysis of human in Huhewusu Han dynasty tombs in Chaoyouqianqi, Inner Mongolia. Steppe Cultural Rellcs, (2): 99–101 (in Chinese).
- Zhang, Q.C., Hu, Y.C., Wei, J., and Zhu, H., 2012b. Stable isotope analysis of human bones from Nalintaohai Cemetery, Baiyanaoer, Inner Mongolia. Acta Anthropologica Sinica, 31 (4): 407–414. (in Chinese with English abstract).
- Zhou, L.G., Garvie–Lok, S.J., 2015. Isotopic evidence for the expansion of wheat consumption in northern China. Archaeological Research in Asia, 4: 25–35.
- Zhou, L.G., Garvie-Lok, S.J., Fan, W.Q., and Chu, X.L., 2017. Human diets during the social transition from territorial states to empire: Stable isotope analysis of human and animal remains from 770 BCE to 220 CE on the Central Plains of China. Journal of Archaeological Science: Reports, 11: 211–223.