



research papers
Structure validation in chemical crystallography
aUtrecht University, Bijvoet Center for Biomolecular Research, Padualaan 8, 3584 CH
Utrecht, The Netherlands
*Correspondence e-mail: [email protected]
Automated structure validation was introduced in chemical crystallography about 12 years ago as a tool to assist practitioners with the exponential growth in checkCIF/PLATON web-based IUCr service. The result of a determination has to be supplied as a CIF-formatted computer-readable file. The checking software tests the data in the for completeness, quality and consistency. In addition, the reported structure is checked for incomplete analysis, errors in the analysis and relevant issues to be verified. A validation report is generated in the form of a list of ALERTS on the issues to be corrected, checked or commented on. Structure validation has largely eliminated obvious problems with structure reports published in IUCr journals, such as in a of too low symmetry. This paper reports on the current status of structure validation and possible future extensions.
analyses. Validation has since evolved into an easy-to-useKeywords: validation; checkCIF; PLATON.
1. Introduction
In the late 1960s, only 40 years ago, a routine small-molecule Acta Crystallographica Section E within a day. This development is clearly demonstrated by the growth in the number of small-molecule structures that are published each year. This number has increased exponentially over the past 40 years from about 1000 in 1967 to over 35 000 in 2007. It should be noted that this last figure is a lower bound of the actual number of small-molecule structure determinations that are carried out each year. It is likely that a similar number of studies never reach the literature. The publication of a as part of a research paper is still a time-consuming activity and remains a bottleneck, often together with the problems of obtaining publication-quality crystals.
determination in the setting of a well equipped crystallography laboratory would take several months. The bottlenecks were the data-collection, structure-solution and structure-refinement stages. Since then, data collection has advanced from a time-consuming film-based and serial detector-based technique to the current area detector-based systems, thus speeding up this stage by at least an order of magnitude. Modern CCD detector-based systems can easily collect 1000 small-molecule data sets in a year. The currently available for structure solution have essentially solved the long-standing in small-molecule crystallography given crystals of sufficient quality. Easy-to-use structure-determination software is now widely available and often comes with the data-collection hardware. The computing power needed for data processing, structure solution and once expensive and a monopoly of the University Computer Centre, is nowadays ubiquitous, cheap and fast on the personal computer platform. Therefore, given a routine it is now quite possible to collect diffraction data, solve and refine the structure and send off a structure report for publication inNowadays, the majority of small-molecule crystal structures are determined to `confirm'
the outcome of synthetic chemical work. The confirmation of a newly prepared compound
by a Seeing is believing. Crystallography is in this sense often used as an analytical tool. However, there
is a problem. The number of experienced crystallographers dedicated to single-crystal
studies has certainly not increased in proportion to the number of reported studies.
Many single-crystal structure analyses are currently carried out by non-experts using
the available black-box software. Often, for understandable reasons, such investigators
lack sufficient experience to avoid the many possible pitfalls, such as an incorrect
atom-type assignment, that may be obvious to an expert. In the past, all unusual aspects
of a structure analysis were supposed to be discussed in a publication with sufficient
detail for both the reader and referee to make their own judgment about a claimed
result. Nowadays, crystallography is considered by many chemical journals as routine
and the crystallographic information is, at best, supplied in a footnote or as supplementary
material with very limited details, if any, given in the published text. The chances
are therefore high that papers are accepted for publication without crystallographic
referees ever having looked at the supporting material. Unfortunately, the number
of experienced crystallographic referees has decreased dramatically. As a result,
the literature and databases, such as the Cambridge Structural Database (CSD; Allen,
2002), include obviously incorrect structures associated with formally refereed papers.
About 12 years ago (Linden, 2007), a crystal structure-validation project was started in the context of the journals
of the International Union of Crystallography in order to address the refereeing issue
and the time-consuming work that went into the checking of the supplied data for completeness
and consistency. Its initial implementation was used to evaluate papers submitted
to Acta Crystallographica Section C. At that time, it was already a requirement of the journal that the crystallographic
data had to be provided in the computer-readable format (Hall et al., 1991
). The submission of electronic data files allowed the validation software to perform
a number of quality and validity checks and to create a report in the form of ALERTS
on issues to be addressed by authors and referees. Soon afterwards, further validation
tests on structural issues were added. These tests are incorporated as part of the
structure-analysis tools that are available in the PLATON package (Spek, 2003
; Müller et al., 2006
).
The official IUCr structure-validation suite (checkCIF/PLATON) is currently available as an IUCr web service (//journals.iucr.org/services/cif/checking/checkfull.html ). Its use is required for every small-molecule submitted for publication in the IUCr journals. Many major journals currently have similar requirements, as stated in their Notes for Authors. This paper reports on the current status of the IUCr validation project.
2. Structure validation
Structure validation addresses three simple but important questions:
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Ideally, most issues reported by the validation software should already have been corrected at an early stage of the analysis and thus should never appear in published structures. Correction at the publication stage may be laborious or even impossible for unique crystalline samples. Clearly, structure validation is particularly important for addressing Class IV structures. Class III structures may be useful to direct further research, but are generally not suitable for publication unless supported by an in-depth analysis. Crystallographic journals will aim at Class I structures, while noncrystallographic referees of chemical journals may even be satisfied with Class III structures. Validation should avoid having Class IV structures ever appear in print.
The holy grail of structure validation is a tool that unequivocally assigns one of the above four quality classes to a given structure report. This would be performed on the basis of the application of objective criteria to the supplied structural and experimental data. The currently available IUCr tool, checkCIF/PLATON, is in this sense still far from that ideal. Instead, a list of ALERTS is produced that are classified according to their level of seriousness. These should be addressed by the investigator and those remaining evaluated by experts. The validation criteria currently in use are in many cases empirical and based on experience and tradition rather than based on science. Some criteria have changed over time. There is an obvious trade-off between being too critical, leading to too many false ALERTS, and being less sensitive and thus missing multiple weak indications of a serious problem. Eventually, a scientifically sound underpinning of the validation criteria will be sought.
Automated structure validation as it is today has its origin in the definition of
the et al., 1991). became `the standard' in small-molecule crystallography with its adoption by the
widely used SHELXL refinement-software package (Sheldrick, 2008
). Acta Crystallographica Section C made the required data-submission format for publication and it is currently the only
way to submit a structural report to Acta Crystallographica Sections C and E.
Initially, software was developed to check the completeness of the supplied data,
its consistency and its validity. It was soon realised that the availability of coordinate
data also made it possible to base geometry and other calculations on these data.
Examples are the detection of solvent-accessible voids in a structure that were missed
by the investigators and the search for missed higher symmetry. This can be achieved
by the use of readily available tools in the PLATON package (Spek, 2003).
Validation issues are subdivided into four categories:
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3. Validation of the diffraction data
Most problems with and questions related to a structure report can be resolved just
using the data available in the Fo/Fc data in format) is required for a structural publication in Acta Crystallographica. This allows automatic checking for missed assignments are generally inferred from the value of the that is reported in the (Flack, 1983). This value can be erroneous (Flack et al., 2006
) and lead to false conclusions about enantiopurity. The availability of the reflection
file allows software to check the reported value independently. This is performed
by a comparison of the value of the reported with the value of the Hooft parameter (Hooft et al., 2008
), which is calculated from the Bijvoet differences. The availability of reflection
data also allows an independent and inspection of difference density Fourier maps for special features such as missing
or incorrectly positioned H atoms. Unfortunately, the referees of chemical journals
have no easy access to the reflection data since there is no deposition requirement
by non-IUCr journals. Consequently, those primary data are also not archived. The
Cambridge Structural database does not archive reflection data either.
The validation of Fo/Fc data is available with the standalone PLATON/VALIDATION software (https://www.cryst.chem.uu.nl ), and will be available shortly through the IUCr checkCIF/PLATON web service. Validation utilizing the reflection data is currently implemented for papers submitted to Acta Crystallographica Sections C and E.
4. Examples
This section reviews a number of published structure reports that have been shown to be erroneous and for which a formal correction has appeared in the literature. There are many more (largely undocumented) examples of troublesome reports. Any analysis of the data for a subset of structures taken from the nearly 500 000 structures in the CSD will show outliers. Most of these outliers point under close inspection to unresolved problems or errors of some sort rather than being of scientific interest. Unfortunately, in most cases the primary data (reflection data) are unavailable for a proper objective and definitive analysis.
4.1. Missed symmetry
The assignment of the correct P1, leaving the transformation to the correct to be performed afterwards. Unfortunately, many examples in the literature (see Marsh
& Spek, 2001) show that this goal is not always achieved. The required transformation is not always
trivial. Software that suggests the real symmetry and performs the associated transformation
is readily available (e.g. PLATON/ADDSYM), but is not always part of the software suite being used. Some missed symmetry cases are relatively harmless in
that this error does not seriously affect the structure and its interpretation (e.g. wrong Laue group), such as Example 1 below. On the other hand, overlooking an inversion
centre is generally serious. This last problem can be hidden when structure is performed by using constraints and restraints to secure the stability of the least-squares
There are many borderline cases for which the reflection data are needed for a definitive
space-group assignment.
4.1.1. Missed symmetry: Example 1
Fig. 1 illustrates an example of a structure that was published with one crystallographically
independent molecule in the orthorhombic Pbca (Azumaya et al., 1995
). A program that displays a structure perpendicular to the main molecular plane by
default will immediately show that this molecule has at least pseudo-threefold axial
symmetry. Such an axis may or may not coincide with a crystallographic axis. The existence
of crystallographic threefold symmetry was shown to be the case by Herbstein (1999
). The correct cubic space-group assignment, Pa
, would have been indicated by the current validation software.
![]() |
Figure 1 The asymmetric unit of a structure that was originally reported in the orthorhombic space group Pbca. The molecular threefold axis is obvious from this projection. The real Pa ![]() |
4.1.2. Missed symmetry: Example 2
Fig. 2(a) illustrates the dramatic effect of the solution and erroneous of a centrosymmetric structure in a noncentrosymmetric (Kahn et al., 2000a
). Even just the published displacement ellipsoid plot of this structure, which has
been refined in P1, should have aroused serious suspicion with the referees of the paper about the
quality and correctness of the structure. This structure would have been a perfect
candidate for the `ORTEP of the Year' award (Harlow, 1996
). It was only on the basis of a suggestion from a reader of the journal that this
structure was re-refined in the centrosymmetric P
. The correctly refined structure, shown in Fig. 2
(b), clearly looks quite normal (Kahn et al., 2000b
). Thus, what might have looked like a structure report based on very poor data turned
out to be a good-quality structure after all. In this context, it is interesting that
the detailed discussions in the original paper about the unusual differences in bond
distances turned out in hindsight to be based on incorrectly interpreted artifacts. The checkCIF/PLATON validation report (using the downloadable CIF) for the original P1 structure cites the space-group problem and numerous other issues.
![]() |
Figure 2 (a) Displacement-ellipsoid illustration for a praseodymium complex that was wrongly refined with Z′ = 2 in P1. Note that the largest components of the ellipsoids of `inversion'-related atom pairs are perpendicular. (b) Displacement-ellipsoid illustration of the same complex refined with Z′ = 1 in P ![]() |
4.2. Missing or incorrectly placed H atoms
Missing H atoms or too many H atoms in a reported molecular structure may have a significant impact on the interpretation of the chemistry or the nature of the compound. H atoms are often introduced to the model at calculated positions without checking whether there is significant electron density at that location or are erroneously left out. Hydroxyl moieties generally have their H atom on a cone and pointing to a hydrogen-bond acceptor in the structure. Exceptions are rare and are generally the consequence of misplaced H-atom positioning, incomplete structures or wrong atom-type assignment.
4.2.1. Missing H atoms
Fig. 3 shows a structure that was published as a synthetic breakthrough with the title The stable pentacyclopentadienyl cation (Lambert et al., 2002
). Interesting chemistry building upon this result was envisioned. `Packing effects'
were offered as an explanation for the unusual nonplanarity of two substituents on
the five-membered ring. It was rapidly shown by Otto et al. (2002
) that the reported structure obviously needed two additional H atoms at sp3 positions on the five-membered ring and that the reported structure was actually
the less interesting pentamethylcyclopentenyl cation. Given the availability of reflection
data, it was easy to verify the presence of the two additional H atoms in a difference
density map.
![]() |
Figure 3 The reported structure with missing H atoms. Atoms C4 and C5 are clearly out of the plane of the five-membered ring and suggest sp3 In fact, H atoms need to be added at atoms C4 and C5. |
4.2.2. Wrongly placed H atom
Fig. 4(a) shows a structure with an incorrectly positioned hydroxyl H atom (Körner et al., 2000a
). The problem cannot be seen in a published single-molecule ORTEP illustration. What is needed is an analysis of the intermolecular interactions. Fig.
4
(b) illustrates the problem that was detected in a retrospective validation run. The
correct hydrogen-bond network shown in Fig. 4
(c) makes more sense (Körner et al., 2000b
). Contoured difference electron-density maps can be very helpful in analyzing this
type of problem. A misplaced H atom will show up as a negative density peak in its
false location and the correct location will appear as a positive peak.
![]() |
Figure 4 Example of a misoriented hydroxyl moiety with no hydrogen-bond contacts. (a) Isolated molecule. The H atom on atom O1 is incorrectly positioned. (b) The original hydrogen-bond network with the `zombie' H atom. (c) The correct hydrogen-bond network. |
4.3. Incorrect atom-type assignments
The result of a ) reports several cases in which the reported chemical species is nearly certain to
be wrong. Structures published as possessing —C=N—H groups may sometimes have resulted
from a misinterpretation of —C=O groups. Zhong et al. (2007
, 2008
) report the retraction of a coordination complex with a missing H atom on an N atom
and a central SnIV atom that is most likely the cation of a lanthanide(III) coordination complex.
Below are two further examples in which the reported chemistry was incorrect.
4.3.1. Withdrawn misinterpreted structure
Fig. 5 is an example of a structure report (Fang et al., 2007
) on a `novel heterocyclic' compound, crystals of which were obviously obtained unexpectedly
from a reaction mixture. A reader (an Acta Crystallographica Section C Co-editor) recognized this structure as being at least isomorphous with the well
known structure of the mineral borax. Closer inspection revealed that the two compounds
were indeed identical. The displacement ellipsoids of the N and C atoms clearly suggested
that they should be interpreted as the atom types O and B, respectively. Hirshfeld
(1976
) rigid-bond test ALERTS sent out similar signals. The structure report was subsequently
retracted (Fang et al., 2008
).
![]() |
Figure 5 A misinterpreted and retracted structure that turned out to be that of the mineral borax. The atoms labelled N should be oxygen and those marked C should be boron. Figure taken from Fang et al. (2008 ![]() |
4.3.2. Charge-balance problem
Fig. 6 shows a published network structure (Sadiq-ur-Rehman et al., 2007
) that was obtained unexpectedly. It is not clear from the reaction conditions where
the NO3− anion in the proposed structure is supposed to come from. In addition, there is also
a charge-balance problem that was obviously overlooked by both the authors and the
referees of the paper. An anion with a −2 charge is needed. The same authors (Sadiq-ur-Rehman
et al., 2008
) have now corrected the structure in view of the charge-balance problem. The NO3− anion was replaced by CO32−, as suggested by the unusual size of the displacement ellipsoid of N in the NO3− version. Generally, such a change of atom type would result in significantly better
displacement parameters and results. In this case, no significant improvement was observed. Interestingly, the
revised report also does not mention that the reflection data were from a merohedrally
twinned crystal. Part of the reason for this might be that the current file definition (and for that reason software such as SHELXL) does not yet offer a standard means of recording in a The correction that was correctly applied was detected as part of the validation of the
reflection file. On the other hand, the general implementation of a check for charge
balance is a challenging validation issue.
![]() |
Figure 6 Erroneous network structure with a charge-balance problem. The displacement ellipsoid of N atom N1 is relatively large. The nitrate anion was reinterpreted as a carbonate anion. |
5. Evaluation and discussion
An analysis of the ALERTS generated for the 35 760 entries added to the CSD from 2006 and early 2007 indicates that validation and the provision of adequate responses to the issues raised still has room for improvement. 384 space-group changes were indicated. Other frequently reported problems are unaccounted-for solvent-accessible voids and numerous problems with H atoms.
Some ALERTS require an in-depth analysis by experts. Investigators not trained in
crystallography may have no clue as to what to do with ALERTS about symmetry issues,
as may be gleaned from queries such as `What does it mean: et al. (2008) in P
(Fig. 7
). Validation suggests C2/m within default error tolerances as a higher symmetry alternative, which makes sense
since the basic molecule has an approximate mirror plane. In fact, this structure
easily solves and refines in C2/m when instructed to do so, although with a higher R factor. The evidence against C2/m is that the atomic displacement parameters in the t-butyl moiety are high. In addition, the proposed transformation from triclinic to
monoclinic symmetry leads to α and γ angles that differ by 0.3° from the 90° required for monoclinic symmetry. The published
structure is based on 120 K data and may well have exact C2/m symmetry at higher temperature.
![]() |
Figure 7 Example of a P ![]() |
The Hirshfeld rigid-bond test (Hirshfeld, 1976) has proved to be very effective in revealing problems in a structure. It is assumed
in this test that two bonded atoms vibrate along the bond with approximately equal
amplitude. Significant differences, i.e. those which deviate by more than a few standard uncertainties from zero, need close
examination. Notorious exceptions are metal-to-carbonyl bonds, which generally show
much larger differences (Braga & Koetzle, 1988
).
6. What next?
Crystallographic procedures evolve. This also has an impact on structure-validation
procedures. A number of currently implemented validation issues are related to data-collection
techniques that are based on serial detectors. Those detectors have now largely been
superseded by image-plate or CCD-based instruments, which may themselves become obsolete
with the arrival of a new generation of (pixel) detectors that allow shutterless data
collection. Before the introduction of two-dimensional detectors, corrections for
absorption were performed using a multitude of techniques that ranged from purely
empirical to an exact calculation based on a description of the crystal shape. Tests
were implemented to validate the appropriate use of the chosen method. Nowadays, with
two-dimensional detector data, a correction for absorption is mostly of the multi-scan
type (e.g. SADABS; Sheldrick, 2008) convoluted with inter-image scaling and optionally preceded by a numerical correction
for absorption on the basis of a description of the crystal shape. New up-to-date
validation tests for this are needed. Current validation does not yet validate the
results of powder diffraction, incommensurate structures and charge-density studies.
The same applies to the more involved issues with inorganic compounds. The geometry
of a newly determined structure can be validated against similar structures in the
CSD (Allen, 2002
; Bruno et al., 2004
). This is easily performed manually but is not easy to automate. An interesting development
is the arrival on the market of automated bench-top `crystal-to-structure' instruments.
This might pose an interesting challenge to journals and validation software when
structure reports from such machines run in black-box mode arrive on editors' desks.
Formal crystallographic training has disappeared in many places, so inexperienced
authors might be confronted with difficult to answer ALERT queries. Regular crystallographic
training courses are still organized on a national or international basis and should
be strongly supported.
7. Concluding remarks
Structure validation has become a standard procedure in small-molecule crystallography.
It sets a quality standard that is not just based on low final R factors and can save a lot of time for both the investigator and the referees of
a paper. A short or zero-length list of minor ALERTS may indicate a good structure.
Some ALERTS may even point to interesting structural features that would otherwise
have gone unnoticed and are worth discussing in a publication. Examples are pseudo-symmetry
and short intermolecular contacts. Some ALERTS reveal issues that can only be addressed
by experienced crystallographers. An example is whether a given structure is best
described as disordered in a centrosymmetric or as ordered in a noncentrosymmetric (Flack et al., 2006).
The scope of the currently implemented checkCIF/PLATON validation procedures is high-resolution small-molecule crystal structures. Extension to large or low-resolution protein structures is not envisioned. As an example, the PLATON/ADDSYM algorithm that is used to detect missing symmetry requires atomic resolution data.
The automated structure-validation techniques that are currently applied to submissions
to Acta Crystallographica have essentially eliminated long-standing errors, such as missed higher symmetry,
in Acta Crystallographica Sections B, C and E. This is unfortunately not yet the case for many other journals. Class IV structures
still appear in the chemical literature. Structures are still published in a too low-symmetry
despite the many papers on this issue by Dick Marsh entitled `More space group changes' (see, for example, Marsh & Herbstein, 1988). Most major journals state structure validation as a requirement in their Notes
for Authors. However, in practice it appears that many structures are published without
serious inspection of the crystallographic data by an expert. An often-heard comment
is `addressing crystallographic details holds up the publication of important chemistry'.
In many cases, these crystallographic details are just trivial pieces of information
that should already have been included as a standard protocol in the at the end of the structure analysis. Database services, such as the Cambridge Crystallographic
Data Centre (CCDC; Allen, 2002
), attempt to sort out some of the obvious problems by consultation with the authors,
but the CCDC staff cannot add any judgment or correction without the consent of the
authors.
Acknowledgements
The development of the validation tool in PLATON was originally suggested by the then Section Editor of Acta Crystallographica Section C, Professor Syd Hall. The inclusion of the PLATON tests as part of the checkCIF/PLATON suite was strongly encouraged by his successors, Professor George Ferguson and Dr Anthony Linden, and capably implemented by Dr Mike Hoyland at the IUCr Editorial Office. Suggestions for improvements and extensions by many colleagues are gratefully acknowledged.
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