1 Introduction
1.1 Background
The Hartree–Fock type system
(1.1) has received a lot of attention in recent years. For instance, it appears in the basic quantum, chemistry model of the small number of electrons interacting with static nuclear, see [
1-3]. and the references therein for details. This system consists of two Schrödinger equations, in which there are Coulomb interaction terms. The constant
describes the interspecies scattering lengths. When
, it indicates interspecies attraction and
indicates interspecies repulsion.
Such problem was initially introduced by Hartree in [
4] by employing a set of specialized test functions, without explicitly considering the Pauli exclusion principle. Subsequently, Fock in [
5] and Slater in [
6] addressed the Pauli exclusion principle by selecting a distinct class of test functions known as Slater determinants. By doing so, they derived a system of
-coupled nonlinear Schrödinger equations:
(1.2) where
is a given external potential, and
is the
-th component of the crucial exchange term and
is the
-th eigenvalue. For more details about the Hartree–Fock method, we refer to [
7-10] and references therein.
In this paper, our main interest is focused on the case of
and assume the external potential has the following form:
which is consistent with the assumptions in [
11]. It leads us to investigate the system (
1.1). Since we are mainly interested in the existence of standing wave solutions to (
1.1), namely, solutions having the form of
(1.3) it suffices to consider the following coupled elliptic equations with nonlocal interaction:
(1.4) where
is the unique solution in
of
System (
1.4) is called a Schrödinger–Poisson type system, see [
12].
In [
11], the authors first studied the system (
1.4), where
are fixed parameter. They dealt with the functional
and looked for its critical points in
. In that direction, mainly by variational methods, they showed the existence of semitrivial and vectorial ground states solutions depending on the parameters involved. In addition, the authors in [
13] considered the least energy solutions of Hartree–Fock systems when the nonlinearities are subcritical. However, nothing can be said a priori on the
-norm of solutions.
In recent years, the study of normalized solutions has attracted considerable attentions; that is, the desired solutions have a priori prescribed
- norm. Let us introduce some related results about the Schrödinger–Poisson equations:
where
satisfies
. In the last decades, the existence and stability of normalized solutions have been studied by many authors. We refer the reader to [
14-18] and the references therein. The usual way in studying such problem is to look for the constrained critical points of the functional:
on the constraint
In [
17], the authors proved the existence of minimizers when
, and
for a suitable
. When
, it was shown in [
18] that a minimizer exists if
is small enough. In [
14], J. Bellazzini and G. Siciliano obtained the existence and stability only for sufficiently large
-norm in case
, in case
for sufficiently small charges. In [
16], L. Jeanjean and T. Luo gave a threshold value of
for existence and nonexistence by a detailed study of the function
in the range
. Also, they gave a nonexistence result of normalized solutions when
for all
and when
for
is small enough. In addition, when
for all
. In [
15], the authors considered the mass supercritical case
. By virtue of a mountain-pass argument developed on
, they showed that for
small enough,
admits a critical point constrained on
at a strictly positive energy level, and it is orbitally unstable.
As for the existence of normalized solutions to nonlinear Schrödinger system
we refer to [
19-26] and point out that no nonlocal terms are involved. In [
27], J. Wang and W. Yang studied the coupled nonlinear Hartree equations with nonlocal interaction:
In addition to proving the existence and nonexistence of normalized solutions, they also obtained a precise description of the concentration behavior of solutions to the system under certain type trapping potentials by proving some delicate energy estimates. Due to the influence of nonlocal terms, we should emphasize that it is more difficult to estimate the energy and obtain the compactness of the Palais–Smale sequence, which also leads to fewer research on such problems.
1.2 Main Results
Motivated by these recent works above, we consider the existence of solutions to (
1.4) satisfying the conditions:
(1.5)
Define
and a solution
of (
1.4)–(
1.5) can be obtained by seeking a critical point of the functional
constrained on
. The parameters
are no longer fixed but appear as Lagrange multipliers.
is a functional of
-class and bounded from below when
. Let
(1.6) In the present paper, by analyzing the compactness of the minimizing sequence of the related constraint problem, we obtain the existence of the normalized solutions of system (
1.4). The orbital stability and some nonexistence results are also considered.
We state the main results as follows.
Theorem 1.1.Assume
and
.
- i.
When
, problem (1.4)–(1.5) admits a normalized solution for any
.
- ii.
When
, problem (1.4)–(1.5) admits a normalized solution for
small.
- iii.
When
, problem (1.4)–(1.5) admits no normalized solution for
small.
- iv.
When
and
, problem (1.4)–(1.5) admits no normalized solution for any
.
Next, we consider the orbital stability of minimizers.
Definition 1.2.Let
is called orbitally stable, if for every
, there exists
so that if the initial datum
in the system (
1.1) satisfies
and there holds that
where
is the solution of (
1.1) with initial datum
.
Theorem 1.3.Let
. Then the set
is orbitally stable.
1.3 Main Difficulties and Ideas
The main difficulty of the problem is the compactness of the minimizing sequence with respect to
. In order to overcome this difficulty, the method in [19] is adopted. We consider the problem in
. By establishing a weak subadditive inequality, the strong convergence of the minimizing sequence is obtained. For the non-existence results, we mainly obtain it by a delicate estimate of the nonlocal term and applying the fact that any critical point of
on
satisfies the identity
, where
is defined in (3.9). In addition, through the scaling transformation
, compared with the case of a single Schrödinger–Poisson equation, a new similar
-critical index
appears in our study. That is, when
for any
, but when
only for sufficiently small
, when
only for sufficiently large
.
1.4 Notation
- Denote the norm of
by
-
is the usual Sobolev space endowed with the norm
and
-
with the norm
and
- Denote by “
” and “
” weak convergence and strong convergence, respectively.
-
represents various positive constants which may be different from line to line.
- The symbol
is used to denote a quantity that goes to zero as
.
This paper is organized as follows. In Section 2, some preliminaries are introduced. Particularly, some results in [11] are recalled that will be used to get compactness. We also give the variational setting for our problem. Section 3 is devoted to the proof of Theorem 1.1, which is about the existence and nonexistence of normalized solutions of (1.4). In Section 4, the orbital stability of the set of minimizers is established.
2 Preliminary Results
First, let us observe that the
functional
is well-defined in
. For
, thanks to the Hölder inequality, there is
with
; hence,
We now give an upper bound estimate for the nonlocal term.
Lemma 2.1.There exist constants
independent of u and v, such that for all
,
Proof.Since
solves the equation
(2.1) multiplying (
2.1) by
and integrating, we obtain
Recall the following inequality:
then we have
Thus,
Next, we begin to show that the following properties hold, which are important for proving the convergence of the minimizing sequence
with respect to
.
Lemma 2.2. (see [[11]], Lemma 3.2)Let
and
be such that
in
as
. We have, as
,
As it is usual for elliptic equations, the solutions of (1.4) satisfy a suitable identity called Pohozaev identity, which can be found in [11], Lemma 3.1]. Benefiting from this Pohozaev identity, our nonexistence results are obtained.
Lemma 2.3.If
is a solution of (1.4), then it satisfies the Pohozaev identity:
3 Proof of Theorem 1.1
Before proving the main theorem, some lemmas are in order. The next lemma shows that the functional
is bounded from below on
when
.
Lemma 3.1.If
, then for every
, the functional
is bounded from below and coercive on
.
Proof.The Gagliardo–Nirenberg inequality
which holds for
when
, implies for
,
where
.
So, we obtain
As
, it follows that
, which ensures the boundedness of
from below and the coerciveness on
.
Hereafter, we use the same notation
for
with either
or
, namely, one component of
maybe zero.
In what follows, we collect some basic properties of
.
Lemma 3.2.
- 1.
Let
, for any
with either
or
,
- 2.
If
, there exist
such that
for all
. If
, then there exist
such that
for all
.
- 3.
is continuous with respect to
.
- 4.
For any
,
Proof.
-
It follows from Lemma 3.1 that
is coercive and in particular
. We define
, so that
, then we have the following scaling laws,
Thus,
We notice that
for
; thus, for
, we have
, which prove the first claim.
-
When
, we set
, so that
, then the following scaling laws can be obtained:
Therefore,
Note that for
, we get
Since
for
, there holds for
. Thus, there exist
such that
for all
. If
, we have
, then for
. Thus, there exist
such that
for all
. The second claim is completed.
- We assume
. From the definition of
, for any
, there exists
such that
(3.1) Setting
, we have that
and
(3.2) Combining (3.1) and (3.2), we obtain
(3.3) Similarly, from the definition of
, for any
, there exists
such that
(3.4) Let
, then
and
(3.5) Combining (3.4) and (3.5), we deduce that
(3.6) Therefore, since
is arbitrary, according to (3.3) and (3.6), we deduce that
The third claim is obtained.
- By density of
into
, for any
, there exist
with
for
such that
(3.7)
(3.8) We may assume that
and
then for
,
It follows that
. Set
, we have
for
, and
Combining (3.7) and (3.8), we obtain
thus,
This completes the proof of the lemma.
Remark 3.3.Note that if we set
, then
To obtain our nonexistence results, we use the fact that any critical point of
restricted to
satisfies
, where
(3.9)
Indeed, we have the following lemmas.
Lemma 3.4.If
is a critical point of
on
, then
.
Proof.First, we denote
here,
, and
is the energy functional corresponding to the equation (
1.4).
Clearly,
and simple calculations imply that
Now, from Lemma 3.1 of [
11], we know that
is a Pohozaev identity for the Hartree–Fock equation (
1.4). In particular, any critical point
of
satisfies
. On the other hand, since
is a critical point of
on
, there exists a Lagrange multiplier
, such that
. Thus, for any
, we have
which shows that
is also a critical point of
. Hence,
and
follows then.
Now, a delicate estimate of the nonlocal term is given, which is available to control the functional
and
.
Lemma 3.5.When
, for any
, there are constants
depending on
, such that for any
,
Proof.When
, by interpolation, we have
(3.10) Since the
solves the equation
(3.11) on one hand, multiplying (
3.11) by
and integrating, we obtain
(3.12) On the other hand, multiplying (
3.11) by
and integrating, we get for any
,
(3.13)
It follows from Young inequality that for any
,
(3.14) Thus, taking
in (3.14), combining (3.12) and (3.14), we obtain
(3.15) Clearly, we observe that
(3.16) Then, from (
3.15) and (
3.16),
(3.17) is obtained. By (
3.17),
(3.18) Now, using Gagliardo-Nirenberg's inequality, there exists a constant
, such that
(3.19) Taking (
3.19) into (
3.10), we obtain
(3.20) Thus,
(3.21) It follows from (
3.21) and (
3.18) that
Then, the proof is completed.
The estimate on the nonlocal term leads to a lower bound on
.
Lemma 3.6.When
and
, for any
, there are constants
, such that for any
,
(3.22)
Proof.By Lemma 3.5, for any
, there are constants
depending on
, such that, for any
, there holds
(3.23)
To obtain (3.22) from (3.23), we introduce the auxiliary function
with
, and
. The study of the auxiliary function will provide us with an estimate independent of
. Clearly,
For convenience, we set
. Therefore,
has the unique global minimum at
and
Because of
for all
, we get (3.22).
Next, we are ready to give the proof of Theorem 1.1.
Proof of Theorem 1.1.Assume that
is a minimizing sequence with respect to
, then
. By the coerciveness of
on
, the sequence
is bounded, and so,
in
. By the compactness of the embedding
for
, Lemma 2.2, and the weak convergence, the following formulas hold
thus, we have
(3.24) Assume that
in
, it follows that
, which contradicts with
. Note that if
and
, we are done. Indeed, from the definition of
, we deduce
this moment, this together with (
3.24) leads to
(3.25) Therefore, combined with
, the strong convergence of
in
then directly follows. Otherwise, we assume by contradiction that
or
. By definition,
, and thus, it results from (
3.24) that
(3.26) At this point, by Lemma
3.2, in case
,
. In case
, then there are
such that
for all
. So we get
which is a contradiction to Lemma
3.2(4) and Theorem
1.1(1) and (2) is proved.
Since there is
with
. By the Lagrange multiplier, there exist
such that
Therefore, we obtain the normalized solution
of (
1.4)–(
1.5) in
for the above several cases.
We consider the non-existence for
. By contradiction, assuming that there are sequence
, with
, as
, and
such that
is a critical point of
restricted to
. Then, on the one hand, from Lemma 3.4,
Since
and
, naturally, we deduce
(3.27) We have, from Gagliardo–Nirenberg's inequality, that for some
and
,
(3.28) Because of
, we obtain that
(3.29) On the other hand, by Lemma
3.6, it follows that there are constants
such that
(3.30) According to the arbitrariness of
, we can take
, then (
3.30) implies that
which are contradictory to (
3.29). Thus, we finish the proof of Theorem
1.1(3).
Now, when
, it is enough to prove that, for any
, there holds
for all
. Indeed, if
holds true, we can conclude the nonexistence of minimizers directly from Lemma 3.4.
To check
for all
, let
in (3.13) and
in (3.14), then from (3.12) and (3.14), we get
(3.31) Thus, for any
,
Since
, and
, we can get
. At this point, the proof is complete.